ABBREA CAPITAL, LLC

HTTP://ABBREA.COM SAUSALITO, CA Investment Advisor How do I update this listing?

Abbrea Capital is based out of Sausalito. Abbrea Capital is a large advisory firm with 228 clients and discretionary assets under management (AUM) of $538,284,568 (Form ADV from 2019-03-25). Their last reported 13F filing for Q3 2019 included $431,895,000 in managed 13F securities and a top 10 holdings concentration of 31.07%. Abbrea Capital's largest holding is SPDR S&P 500 ETF Trust with shares held of 62,193. Whalewisdom has at least 12 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $431.895 Million
  • Prior Market Value $407.834 Million
  • New Purchases4 stocks
  • Additional Purchases109 stocks
  • Sold out of2 stocks
  • Reduced holdings in34 stocks
  • Top 10 Holdings % 31.07 %
  • Turnover % [1]:3.31%
  • Turnover Alt % [2]: 5.51 %
  • Time Held Top20:7.05 quarters
  • Time Held Top10:7.50 quarters
  • Time Held All:8.78 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.99%
Performance Last 4 Quarters: 1.19%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ABBREA CAPITAL, LLC
THREE HARBOR DRIVE SUITE 213
SAUSALITO CA    94965
Country: United States

Business Phone: (415) 894-0077
Fax: (415) 619-5498
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 228
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ABBREA CAPITAL, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
CUTCLIFFE, STEVEN, EDWARD MANAGING DIRECTOR, MANAGER AND MEMBER 06/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
3 BRIDGE CAPITAL LLC PRESIDENT, MANAGING MEMBER direct 1999-12-01
CSI CAPITAL MANAGEMENT INC PRESIDENT direct 2003-03-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR, MANAGER AND MEMBER direct 2015-06-01
CSI CAPITAL MANAGEMENT INC SHAREHOLDER direct 2003-03-01 2006-11-28
OSHER, WILLIAM, DAVID MANAGING DIRECTOR, MANAGER, MEMBER AND CCO 06/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
EPIC WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2005-04-01
TAMALPAIS WEALTH ADVISORS CHIEF OPERATING OFFICER/CHIEF ECONOMIST / COMPLIANCE OFFICER direct 2005-04-01
EPIC WEALTH MANAGEMENT CHIEF ECONOMIST / COMPLIANCE OFFICER direct 2005-04-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR, MANAGER, MEMBER AND CCO direct 2015-06-01
HUDSON, DAVID, REED MANAGING DIRECTOR AND MEMBER 06/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EPIC WEALTH MANAGEMENT OPERATIONS OFFICER direct 2007-03-01
TAMALPAIS WEALTH ADVISORS CFP / OPERATIONS OFFICER / PORTFOLIO MANAGER direct 2007-04-01
TAMALPAIS WEALTH ADVISORS OPERATIONS OFFICER / PORTFOLIO MANAGER direct 2007-04-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR AND MEMBER direct 2015-06-01
HAGEBOECK, WILLIAM, CLARK MANAGING DIRECTOR AND MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CSI CAPITAL MANAGEMENT INC SHAREHOLDER direct 2009-12-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR AND MEMBER direct 2016-07-01

ABBREA CAPITAL, LLC

ownership team - last updated 2017-03-15
Name Title Start Date Direct/Indirect % Ownership
CUTCLIFFE, STEVEN, EDWARD MANAGING DIRECTOR, MANAGER AND MEMBER 06/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
3 BRIDGE CAPITAL LLC PRESIDENT, MANAGING MEMBER direct 1999-12-01
CSI CAPITAL MANAGEMENT INC PRESIDENT direct 2003-03-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR, MANAGER AND MEMBER direct 2015-06-01
CSI CAPITAL MANAGEMENT INC SHAREHOLDER direct 2003-03-01 2006-11-28
OSHER, WILLIAM, DAVID MANAGING DIRECTOR, MANAGER, MEMBER AND CCO 06/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
EPIC WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2005-04-01
TAMALPAIS WEALTH ADVISORS CHIEF OPERATING OFFICER/CHIEF ECONOMIST / COMPLIANCE OFFICER direct 2005-04-01
EPIC WEALTH MANAGEMENT CHIEF ECONOMIST / COMPLIANCE OFFICER direct 2005-04-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR, MANAGER, MEMBER AND CCO direct 2015-06-01
HUDSON, DAVID, REED MANAGING DIRECTOR AND MEMBER 06/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EPIC WEALTH MANAGEMENT OPERATIONS OFFICER direct 2007-03-01
TAMALPAIS WEALTH ADVISORS CFP / OPERATIONS OFFICER / PORTFOLIO MANAGER direct 2007-04-01
TAMALPAIS WEALTH ADVISORS OPERATIONS OFFICER / PORTFOLIO MANAGER direct 2007-04-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR AND MEMBER direct 2015-06-01
HAGEBOECK, WILLIAM, CLARK MANAGING DIRECTOR AND MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CSI CAPITAL MANAGEMENT INC SHAREHOLDER direct 2009-12-01
ABBREA CAPITAL, LLC MANAGING DIRECTOR AND MEMBER direct 2016-07-01

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