AFFIANCE FINANCIAL, LLC

HTTP://WWW.AFFIANCEFINANCIAL.COM ST. LOUIS PARK, MN Investment Advisor How do I update this listing?

Affiance Financial is based out of St. Louis Park. Affiance Financial is a large advisory firm with 890 clients and discretionary assets under management (AUM) of $558,830,618 (Form ADV from 2019-05-14). Their last reported 13F filing for Q3 2019 included $164,735,000 in managed 13F securities and a top 10 holdings concentration of 62.48%. Affiance Financial's largest holding is iShares Trust - Core S&P Mid-Cap 400 Exchange Traded Fund with shares held of 162,478. Affiance Financial has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 21 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $164.735 Million
  • Prior Market Value $163.557 Million
  • New Purchases4 stocks
  • Additional Purchases21 stocks
  • Sold out of2 stocks
  • Reduced holdings in34 stocks
  • Top 10 Holdings % 62.48 %
  • Turnover % [1]:6.38%
  • Turnover Alt % [2]: 2.63 %
  • Time Held Top20:6.60 quarters
  • Time Held Top10:5.60 quarters
  • Time Held All:8.74 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.08%
Performance Last 4 Quarters: 0.84%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

AFFIANCE FINANCIAL LLC
600 HIGHWAY 169 SOUTH SUITE 1750
ST. LOUIS PARK MN    55426
Country: United States

Business Phone: 952-544-9818
Fax: 952-544-5524
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MN
Number of employees: 23
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 213,425,000
Total Number of Clients: 890
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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AFFIANCE FINANCIAL LLC

ownership team - last updated 2019-05-14
Name Title Start Date Direct/Indirect % Ownership
MEISLER, SETH, ARIEL MEMBER 01/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2012-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2012-01-01
UNGER, ERIC, STEVEN CHIEF COMPLIANCE OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 2013-04-01
AFFIANCE FINANCIAL INC MEMBER 01/01/2001 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC OWNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MANAGING MEMBER direct 2001-01-01
GAMEFISH, INC. MEMBER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC MEMBER direct 2016-01-01
LEAR, STEVEN, MICHAEL PRESIDENT AFFIANCE FINANCIAL INC 01/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER indirect 2001-01-01
AFFIANCE FINANCIAL LLC PRESIDENT indirect 2001-01-01
FISHMAN, ANDREW, BERT CEO GAMEFISH, INC. 01/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2001-01-01

AFFIANCE FINANCIAL LLC

ownership team - last updated 2019-03-08
Name Title Start Date Direct/Indirect % Ownership
FISHMAN, ANDREW, BERT MEMBER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2001-01-01
MEISLER, SETH, ARIEL MEMBER 01/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2012-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2012-01-01
UNGER, ERIC, STEVEN CHIEF COMPLIANCE OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 2013-04-01
AFFIANCE FINANCIAL INC MANAGING MEMBER 01/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC OWNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MANAGING MEMBER direct 2001-01-01
LEAR, STEVEN, MICHAEL PRESIDENT AFFIANCE FINANCIAL INC 01/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER indirect 2001-01-01
AFFIANCE FINANCIAL LLC PRESIDENT indirect 2001-01-01

AFFIANCE FINANCIAL LLC

ownership team - last updated 2018-12-21
Name Title Start Date Direct/Indirect % Ownership
FISHMAN, ANDREW, BERT MEMBER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2001-01-01
MEISLER, SETH, ARIEL MEMBER 01/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2012-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2012-01-01
UNGER, ERIC, STEVEN CHIEF COMPLIANCE OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 2013-04-01
AFFIANCE FINANCIAL INC MANAGING MEMBER 01/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC OWNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MANAGING MEMBER direct 2001-01-01
LEAR, STEVEN, MICHAEL PRESIDENT AFFIANCE FINANCIAL INC 01/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER indirect 2001-01-01
AFFIANCE FINANCIAL LLC PRESIDENT indirect 2001-01-01

AFFIANCE FINANCIAL LLC

ownership team - last updated 2017-09-15
Name Title Start Date Direct/Indirect % Ownership
AFFIANCE FINANCIAL INC MANAGING MEMBER 01/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC OWNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MANAGING MEMBER direct 2001-01-01
UNGER, ERIC, STEVEN CHIEF COMPLIANCE OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC CHIEF COMPLIANCE OFFICER direct 2013-04-01
MEISLER, SETH, ARIEL MEMBER 01/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2012-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2012-01-01
FISHMAN, ANDREW, BERT MEMBER 01/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER direct 2001-01-01
AFFIANCE FINANCIAL LLC MEMBER direct 2001-01-01
LEAR, STEVEN, MICHAEL PRESIDENT AFFIANCE FINANCIAL INC 01/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AFFIANCE FINANCIAL LLC PARTNER indirect 2001-01-01
AFFIANCE FINANCIAL LLC PRESIDENT indirect 2001-01-01

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