AI FINANCIAL SERVICES LLC

HTTP://WWW.AIFINANCIAL.COM ENGLEWOOD, CO Investment Advisor How do I update this listing?

AI Financial Services is based out of Englewood. AI Financial Services is a registered investment advisory firm with 6 clients and discretionary assets under management (AUM) of $2,500,000 (Form ADV from 2004-01-08). Their last reported 13F filing for Q3 2019 included $66,830,000 in managed 13F securities and a top 10 holdings concentration of 79.43%. AI Financial Services's largest holding is SPDR S&P 500 ETF Trust with shares held of 83,794. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $66.83 Million
  • Prior Market Value $61.06 Million
  • New Purchases2 stocks
  • Additional Purchases19 stocks
  • Sold out of0 stocks
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 79.43 %
  • Turnover % [1]:8.00%
  • Turnover Alt % [2]: 11.36 %
  • Time Held Top20:4.15 quarters
  • Time Held Top10:2.30 quarters
  • Time Held All:4.68 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -11.13%
Performance Last 4 Quarters: -13.3%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

AI FINANCIAL, INC.
4356 COCHRAN ST
SIMI VALLEY CA    93063
Country: United States

Business Phone: 805-582-4829
Fax: 805-526-5953
Professional Investment Advisor Data
SEC Registration as :
Form of Organization: Corporation
Organized in: CA
Number of employees: 1
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 6
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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