FRED ALGER MANAGEMENT, LLC

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Fred Alger Management is based out of New York. Fred Alger Management is a hedge fund with 2196 clients and discretionary assets under management (AUM) of $25,473,362,777 (Form ADV from 2020-08-07). Their last reported 13F filing for Q3 2020 included $34,445,602,000 in managed 13F securities and a top 10 holdings concentration of 33.66%. Fred Alger Management's largest holding is Amazon.com Inc. with shares held of 636,244. Fred Alger Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 82 13F filings, 2 13D filings, and 214 13G filings

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09/30/2020

13F Activity

  • Market Value $34.446 Billion
  • Prior Market Value $30.352 Billion
  • New Purchases44 stocks
  • Additional Purchases179 stocks
  • Sold out of80 stocks
  • Reduced holdings in177 stocks
  • Top 10 Holdings % 33.66 %
  • Turnover % [1]:27.07%
  • Turnover Alt % [2]: 11.26 %
  • Time Held Top20:11.80 quarters
  • Time Held Top10:11.60 quarters
  • Time Held All:14.83 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16

Performance for Q3 2020: 4.03%
Performance Last 4 Quarters: 31.85%
Performance Metrics
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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
ALPS Advisers, Inc.
Weatherbie Capital, LLC

View Last Form Adv Compilation Report on Record

FRED ALGER MANAGEMENT, LLC
360 PARK AVENUE SOUTH
NEW YORK NY    10010
Country: United States
Business Phone: 212-806-8800
Fax: 212-806-2994
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 121
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 28,641,800
Total Number of Clients: 2196
Amount of client funds and securities by related persons: 67,383,500
Total Number of clients from related persons: 11
Disclosures: 11.H (1).(c)
Data above was derived from SEC filings.

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Insider Transactions in the past year

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FRED ALGER MANAGEMENT, LLC

ownership team - last updated 2020-08-07
Name Title Start Date Direct/Indirect % Ownership
ALGER GROUP HOLDINGS, LLC DIRECT PARENT OF APPLICANT 10/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2019-03-01
CHUNG, DANIEL, CAYLEY DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01
FRED ALGER MANAGEMENT, INC DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2001-09-01 2003-02-13
FRED ALGER MANAGEMENT, INC DIRECTOR AND PRESIDENT direct 2003-09-01 2005-05-02
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2003-09-01 2007-03-29
FRED ALGER MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01 2011-06-21
LIEBES, HAL DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2005-08-01
CREDIT SUISSE ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER AND MANAGING DIRECTOR direct 1997-03-01 2001-03-05
CREDIT SUISSE ASSET MANAGEMENT, LLC GENERAL COUNSEL AND MANAGING DIRECTOR direct 1997-03-01 2001-05-15
WSW CAPITAL, INC. DIRECTOR AND SECRETARY direct 2000-11-01 2001-05-15
CSAM CAPITAL INC. DIRECTOR AND PRESIDENT direct 2000-11-01 2004-04-20
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SECRETARY direct 2004-01-01 2004-04-20
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2004-09-23
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2005-01-11
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER direct 2005-08-01 2006-06-15
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2011-06-21
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2014-07-10
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER direct 2005-08-01 2017-04-17
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2005-08-01 2017-06-21
KINCEL, ROBERT, LOUIS DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2007-06-01
PAYNE, TINA GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-07-01
ALGER ASSOCIATES, INC. INDIRECT PARENT OF APPLICANT ALGER GROUP HOLDINGS, LLC 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC INDIRECT PARENT OF APPLICANT indirect 1979-11-01
WEATHERBIE CAPITAL, LLC INDIRECT PARENT OF APPLICANT indirect 2017-03-01
ALGER, NICOLE, DEMARIGNY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, HILARY, MILLER STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, ALEXANDRA, DEWEY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 28,608,986 1,000,000 Master Fund

FRED ALGER MANAGEMENT, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
ALGER GROUP HOLDINGS, LLC DIRECT PARENT OF APPLICANT 10/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2019-03-01
CHUNG, DANIEL, CAYLEY DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01
FRED ALGER MANAGEMENT, INC DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2001-09-01 2003-02-13
FRED ALGER MANAGEMENT, INC DIRECTOR AND PRESIDENT direct 2003-09-01 2005-05-02
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2003-09-01 2007-03-29
FRED ALGER MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01 2011-06-21
LIEBES, HAL DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2005-08-01
CREDIT SUISSE ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER AND MANAGING DIRECTOR direct 1997-03-01 2001-03-05
CREDIT SUISSE ASSET MANAGEMENT, LLC GENERAL COUNSEL AND MANAGING DIRECTOR direct 1997-03-01 2001-05-15
WSW CAPITAL, INC. DIRECTOR AND SECRETARY direct 2000-11-01 2001-05-15
CSAM CAPITAL INC. DIRECTOR AND PRESIDENT direct 2000-11-01 2004-04-20
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SECRETARY direct 2004-01-01 2004-04-20
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2004-09-23
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2005-01-11
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER direct 2005-08-01 2006-06-15
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2011-06-21
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2014-07-10
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER direct 2005-08-01 2017-04-17
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2005-08-01 2017-06-21
KINCEL, ROBERT, LOUIS DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2007-06-01
PAYNE, TINA GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-07-01
ALGER ASSOCIATES, INC. INDIRECT PARENT OF APPLICANT ALGER GROUP HOLDINGS, LLC 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC INDIRECT PARENT OF APPLICANT indirect 1979-11-01
WEATHERBIE CAPITAL, LLC INDIRECT PARENT OF APPLICANT indirect 2017-03-01
ALGER, NICOLE, DEMARIGNY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, HILARY, MILLER STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, ALEXANDRA, DEWEY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 28,608,986 1,000,000 Master Fund

FRED ALGER MANAGEMENT, LLC

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 28,608,986 1,000,000 Master Fund

FRED ALGER MANAGEMENT, LLC

ownership team - last updated 2019-11-14
Name Title Start Date Direct/Indirect % Ownership
ALGER GROUP HOLDINGS, LLC DIRECT PARENT OF APPLICANT 10/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2019-03-01
CHUNG, DANIEL, CAYLEY DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01
FRED ALGER MANAGEMENT, INC DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2001-09-01 2003-02-13
FRED ALGER MANAGEMENT, INC DIRECTOR AND PRESIDENT direct 2003-09-01 2005-05-02
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2003-09-01 2007-03-29
FRED ALGER MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01 2011-06-21
LIEBES, HAL DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2005-08-01
CREDIT SUISSE ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER AND MANAGING DIRECTOR direct 1997-03-01 2001-03-05
CREDIT SUISSE ASSET MANAGEMENT, LLC GENERAL COUNSEL AND MANAGING DIRECTOR direct 1997-03-01 2001-05-15
WSW CAPITAL, INC. DIRECTOR AND SECRETARY direct 2000-11-01 2001-05-15
CSAM CAPITAL INC. DIRECTOR AND PRESIDENT direct 2000-11-01 2004-04-20
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SECRETARY direct 2004-01-01 2004-04-20
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2004-09-23
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2005-01-11
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER direct 2005-08-01 2006-06-15
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2011-06-21
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2014-07-10
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER direct 2005-08-01 2017-04-17
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2005-08-01 2017-06-21
KINCEL, ROBERT, LOUIS DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2007-06-01
PAYNE, TINA GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-07-01
ALGER ASSOCIATES, INC. INDIRECT PARENT OF APPLICANT ALGER GROUP HOLDINGS, LLC 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC INDIRECT PARENT OF APPLICANT indirect 1979-11-01
WEATHERBIE CAPITAL, LLC INDIRECT PARENT OF APPLICANT indirect 2017-03-01
ALGER, NICOLE, DEMARIGNY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, HILARY, MILLER STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, ALEXANDRA, DEWEY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
ALGER GROUP HOLDINGS, LLC STOCKHOLDER ALGER GROUP HOLDINGS, LLC 03/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2019-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 25,618,350 1,000,000 Master Fund

FRED ALGER MANAGEMENT, INC

ownership team - last updated 2019-07-19
Name Title Start Date Direct/Indirect % Ownership
FRED ALGER & COMPANY, INCORPORATED DIRECT PARENT OF APPLICANT 06/01/1970 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01
CHUNG, DANIEL, CAYLEY DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01
FRED ALGER MANAGEMENT, INC DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2001-09-01 2003-02-13
FRED ALGER MANAGEMENT, INC DIRECTOR AND PRESIDENT direct 2003-09-01 2005-05-02
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2003-09-01 2007-03-29
FRED ALGER MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01 2011-06-21
LIEBES, HAL DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2005-08-01
CREDIT SUISSE ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER AND MANAGING DIRECTOR direct 1997-03-01 2001-03-05
CREDIT SUISSE ASSET MANAGEMENT, LLC GENERAL COUNSEL AND MANAGING DIRECTOR direct 1997-03-01 2001-05-15
WSW CAPITAL, INC. DIRECTOR AND SECRETARY direct 2000-11-01 2001-05-15
CSAM CAPITAL INC. DIRECTOR AND PRESIDENT direct 2000-11-01 2004-04-20
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SECRETARY direct 2004-01-01 2004-04-20
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2004-09-23
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2005-01-11
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER direct 2005-08-01 2006-06-15
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2011-06-21
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2014-07-10
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER direct 2005-08-01 2017-04-17
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2005-08-01 2017-06-21
KINCEL, ROBERT, LOUIS DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2007-06-01
PAYNE, TINA GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-07-01
ALGER ASSOCIATES, INC. INDIRECT PARENT OF APPLICANT FRED ALGER & COMPANY, INCORPORATED 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC INDIRECT PARENT OF APPLICANT indirect 1979-11-01
WEATHERBIE CAPITAL, LLC INDIRECT PARENT OF APPLICANT indirect 2017-03-01
ALGER, NICOLE, DEMARIGNY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, HILARY, MILLER STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, ALEXANDRA, DEWEY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
FRED ALGER & COMPANY, INCORPORATED STOCKHOLDER FRED ALGER MANAGEMENT, INC. 06/01/1970 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01
ALGER GROUP HOLDINGS, LLC STOCKHOLDER FRED ALGER & COMPANY, INCORPORATED 03/01/2019 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2019-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 25,618,350 1,000,000 Master Fund

FRED ALGER MANAGEMENT, INC

ownership team - last updated 2019-05-21
Name Title Start Date Direct/Indirect % Ownership
FRED ALGER & COMPANY, INCORPORATED DIRECT PARENT OF APPLICANT 06/01/1970 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01
CHUNG, DANIEL, CAYLEY DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01
FRED ALGER MANAGEMENT, INC DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2001-09-01 2003-02-13
FRED ALGER MANAGEMENT, INC DIRECTOR AND PRESIDENT direct 2003-09-01 2005-05-02
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2003-09-01 2007-03-29
FRED ALGER MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01 2011-06-21
LIEBES, HAL DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2005-08-01
CREDIT SUISSE ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER AND MANAGING DIRECTOR direct 1997-03-01 2001-03-05
CREDIT SUISSE ASSET MANAGEMENT, LLC GENERAL COUNSEL AND MANAGING DIRECTOR direct 1997-03-01 2001-05-15
WSW CAPITAL, INC. DIRECTOR AND SECRETARY direct 2000-11-01 2001-05-15
CSAM CAPITAL INC. DIRECTOR AND PRESIDENT direct 2000-11-01 2004-04-20
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SECRETARY direct 2004-01-01 2004-04-20
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2004-09-23
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2005-01-11
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER direct 2005-08-01 2006-06-15
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2011-06-21
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2014-07-10
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER direct 2005-08-01 2017-04-17
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2005-08-01 2017-06-21
KINCEL, ROBERT, LOUIS DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2007-06-01
PAYNE, TINA GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-07-01
ALGER ASSOCIATES, INC. INDIRECT PARENT OF APPLICANT FRED ALGER & COMPANY, INCORPORATED 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC INDIRECT PARENT OF APPLICANT indirect 1979-11-01
WEATHERBIE CAPITAL, LLC INDIRECT PARENT OF APPLICANT indirect 2017-03-01
ALGER, NICOLE, DEMARIGNY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, HILARY, MILLER STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, ALEXANDRA, DEWEY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
FRED ALGER & COMPANY, INCORPORATED STOCKHOLDER FRED ALGER MANAGEMENT, INC. 06/01/1970 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 25,618,350 1,000,000 Master Fund

FRED ALGER MANAGEMENT, INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
FRED ALGER & COMPANY, INCORPORATED DIRECT PARENT OF APPLICANT 06/01/1970 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01
CHUNG, DANIEL, CAYLEY DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01
FRED ALGER MANAGEMENT, INC DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2001-09-01 2003-02-13
FRED ALGER MANAGEMENT, INC DIRECTOR AND PRESIDENT direct 2003-09-01 2005-05-02
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2003-09-01 2007-03-29
FRED ALGER MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01 2011-06-21
LIEBES, HAL DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2005-08-01
CREDIT SUISSE ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER AND MANAGING DIRECTOR direct 1997-03-01 2001-03-05
CREDIT SUISSE ASSET MANAGEMENT, LLC GENERAL COUNSEL AND MANAGING DIRECTOR direct 1997-03-01 2001-05-15
WSW CAPITAL, INC. DIRECTOR AND SECRETARY direct 2000-11-01 2001-05-15
CSAM CAPITAL INC. DIRECTOR AND PRESIDENT direct 2000-11-01 2004-04-20
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SECRETARY direct 2004-01-01 2004-04-20
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2004-09-23
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2005-01-11
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER direct 2005-08-01 2006-06-15
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2011-06-21
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2014-07-10
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER direct 2005-08-01 2017-04-17
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2005-08-01 2017-06-21
KINCEL, ROBERT, LOUIS DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2007-06-01
PAYNE, TINA GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-07-01
ALGER ASSOCIATES, INC. INDIRECT PARENT OF APPLICANT FRED ALGER & COMPANY, INCORPORATED 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC INDIRECT PARENT OF APPLICANT indirect 1979-11-01
WEATHERBIE CAPITAL, LLC INDIRECT PARENT OF APPLICANT indirect 2017-03-01
ALGER, NICOLE, DEMARIGNY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, HILARY, MILLER STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, ALEXANDRA, DEWEY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
FRED ALGER & COMPANY, INCORPORATED STOCKHOLDER FRED ALGER MANAGEMENT, INC. 06/01/1970 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 25,618,350 1,000,000 Master Fund

FRED ALGER MANAGEMENT, INC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
PAYNE, TINA GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC GENERAL COUNSEL, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-07-01
KINCEL, ROBERT, LOUIS DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-06-01
FRED ALGER MANAGEMENT, INC DIRECTOR, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER direct 2007-06-01
LIEBES, HAL DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2005-08-01
CREDIT SUISSE ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER AND MANAGING DIRECTOR direct 1997-03-01 2001-03-05
CREDIT SUISSE ASSET MANAGEMENT, LLC GENERAL COUNSEL AND MANAGING DIRECTOR direct 1997-03-01 2001-05-15
WSW CAPITAL, INC. DIRECTOR AND SECRETARY direct 2000-11-01 2001-05-15
CSAM CAPITAL INC. DIRECTOR AND PRESIDENT direct 2000-11-01 2004-04-20
CREDIT SUISSE FIRST BOSTON INDEX CO., INC. SECRETARY direct 2004-01-01 2004-04-20
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2004-09-23
CREDIT SUISSE ASSET MANAGEMENT, LLC MEMBER OF THE MANAGEMENT COMMITTEE, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR direct 1997-03-01 2005-01-11
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER direct 2005-08-01 2006-06-15
FRED ALGER MANAGEMENT, INC EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2011-06-21
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF OPERATING OFFICER direct 2005-08-01 2014-07-10
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER direct 2005-08-01 2017-04-17
FRED ALGER MANAGEMENT, INC DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2005-08-01 2017-06-21
CHUNG, DANIEL, CAYLEY DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 09/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01
FRED ALGER MANAGEMENT, INC DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2001-09-01 2003-02-13
FRED ALGER MANAGEMENT, INC DIRECTOR AND PRESIDENT direct 2003-09-01 2005-05-02
FRED ALGER MANAGEMENT, INC DIRECTOR, PRESIDENT & CHIEF INVESTMENT OFFICER direct 2003-09-01 2007-03-29
FRED ALGER MANAGEMENT, INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2003-09-01 2011-06-21
FRED ALGER & COMPANY, INCORPORATED DIRECT PARENT OF APPLICANT 06/01/1970 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01
FRED ALGER & COMPANY, INCORPORATED STOCKHOLDER FRED ALGER MANAGEMENT, INC. 06/01/1970 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC DIRECT PARENT OF APPLICANT direct 1970-06-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1970-06-01
ALGER, ALEXANDRA, DEWEY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
ALGER, HILARY, MILLER STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER, NICOLE, DEMARIGNY STOCKHOLDER ALGER ASSOCIATES, INC. 02/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 2007-02-01
WEATHERBIE CAPITAL, LLC STOCKHOLDER indirect 2017-03-01
FRED ALGER MANAGEMENT, INC STOCKHOLDER indirect 1983-04-01 2006-06-15
ALGER ASSOCIATES, INC. INDIRECT PARENT OF APPLICANT FRED ALGER & COMPANY, INCORPORATED 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FRED ALGER MANAGEMENT, INC INDIRECT PARENT OF APPLICANT indirect 1979-11-01
WEATHERBIE CAPITAL, LLC INDIRECT PARENT OF APPLICANT indirect 2017-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALGER DYNAMIC RETURN FUND LLC United States 805-5974082653 Hedge Fund 21,903,482 1,000,000 Master Fund

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