ALLEN INVESTMENT MANAGEMENT LLC

NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Allen Investment Management is based out of New York. Allen Investment Management is a hedge fund with 127 clients and discretionary assets under management (AUM) of $6,681,934,238 (Form ADV from 2020-03-28). Their last reported 13F filing for Q1 2020 included $3,336,283,000 in managed 13F securities and a top 10 holdings concentration of 56.56%. Allen Investment Management's largest holding is Charter Communications Inc with shares held of 558,681. Allen Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 72 13F filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $3.336 Billion
  • Prior Market Value $4.196 Billion
  • New Purchases19 stocks
  • Additional Purchases69 stocks
  • Sold out of17 stocks
  • Reduced holdings in36 stocks
  • Top 10 Holdings % 56.56 %
  • Turnover % [1]:20.69%
  • Turnover Alt % [2]: 17.30 %
  • Time Held Top20:10.25 quarters
  • Time Held Top10:8.70 quarters
  • Time Held All:12.09 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -9.56%
Performance Last 4 Quarters: -3.12%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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13F Managers

Subsidiaries/Managers included in latest 13F
Name
ALLEN OPERATIONS LLC

View Last Form Adv Compilation Report on Record

ALLEN INVESTMENT MANAGEMENT, LLC
Classified as Hedge Fund
711 FIFTH AVENUE, 10TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 212-832-8000
Fax: 646-439-8076
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 28
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 3,508,180,000
Total Number of Clients: 127
Amount of client funds and securities by related persons: 130,883,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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ALLEN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-03-28
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACIA ASSET ALLOCATION FUND LP United States 805-4616208274 Hedge Fund 133,943,151 1,000,000 Fund of Funds

ALLEN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
WIELAND, KIM, MARIE CHIEF FINANCIAL OFFICER 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2002-11-01
SOUTH OCEAN MANAGEMENT LTD. PRESIDENT indirect 1994-07-01 2012-03-30
ALLEN OPERATIONS LLC MEMBER 11/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MEMBER direct 2002-11-01
ALLEN, HERBERT, III, ANTHONY PRESIDENT 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01
DIIORIO, PETER GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
CHACHRA, ASHOK, BHUSHAN MANAGING DIRECTOR 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 2010-04-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. SENIOR PORTFOLIO MANAGER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. CHIEF INVESTMENT STRATEGIST direct 2002-06-01
ALLEN, HERBERT, III, ANTHONY SHAREHOLDER ALLEN OPERATIONS LLC 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACIA EQUITY FUND LP United States 805-9926403030 Hedge Fund 284,812 1,000,000 Fund of Funds
ACIA ASSET ALLOCATION FUND LP United States 805-4616208274 Hedge Fund 111,278,529 1,000,000 Fund of Funds

ALLEN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2017-03-16
Name Title Start Date Direct/Indirect % Ownership
WIELAND, KIM, MARIE CHIEF FINANCIAL OFFICER 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2002-11-01
SOUTH OCEAN MANAGEMENT LTD. PRESIDENT indirect 1994-07-01 2012-03-30
ALLEN OPERATIONS LLC MEMBER 11/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MEMBER direct 2002-11-01
ALLEN, HERBERT, III, ANTHONY PRESIDENT 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01
DIIORIO, PETER GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
CHACHRA, ASHOK, BHUSHAN MANAGING DIRECTOR 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 2010-04-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. SENIOR PORTFOLIO MANAGER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. CHIEF INVESTMENT STRATEGIST direct 2002-06-01
ALLEN, HERBERT, III, ANTHONY SHAREHOLDER ALLEN OPERATIONS LLC 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACIA EQUITY FUND LP United States 805-9926403030 Hedge Fund 2,997,640 1,000,000 Fund of Funds
ACIA ASSET ALLOCATION FUND LP United States 805-4616208274 Hedge Fund 126,176,840 1,000,000 Fund of Funds

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