AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC.

GALVESTON, TX Investment Advisor How do I update this listing?

American National Registered Investment Advisor is based out of Galveston. American National Registered Investment Advisor is a large advisory firm with 26 clients and discretionary assets under management (AUM) of $206,032,879 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $181,833,000 in managed 13F securities and a top 10 holdings concentration of 22.02%. American National Registered Investment Advisor's largest holding is Microsoft Corp. with shares held of 62,666. American National Registered Investment Advisor has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 35 13F filings

Subscription Required

Equal-WT
WhaleScore

?

67

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $181.833 Million
  • Prior Market Value $178.401 Million
  • New Purchases10 stocks
  • Additional Purchases3 stocks
  • Sold out of6 stocks
  • Reduced holdings in6 stocks
  • Top 10 Holdings % 22.02 %
  • Turnover % [1]:7.44%
  • Turnover Alt % [2]: 3.60 %
  • Time Held Top20:11.95 quarters
  • Time Held Top10:16.10 quarters
  • Time Held All:22.71 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 6.65%
Performance Last 4 Quarters: 12.22%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
American National Insurance Company

View Last Form Adv Compilation Report on Record

AKA "ANRIA" OR "ANRIA, INC."
2450 SOUTH SHORE BLVD SUITE 400
LEAGUE CITY TX    77573-2997
Country: United States

Business Phone: 281-521-3485
Fax: 281-521-3445
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 28
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,DIRECT COST REIMBURSEMENT
Amount of client funds and securities:
Total Number of Clients: 26
Amount of client funds and securities by related persons: 206,033,000
Total Number of clients from related persons: 26
Disclosures: 11.D (2),11.D (4),11.H (1).(b)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
AMERICAN NATIONAL INSURANCE COMPANY PARENT 11/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. PARENT direct 2010-11-01
SECURITIES MANAGEMENT AND RESEARCH, INC. PARENT direct 1967-02-01 2010-05-12
AKINS, DWAIN, ALLEN DIRECTOR, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-11-01
POZZI, JAMES, EDWARD DIRECTOR 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. DIRECTOR direct 2010-08-01
DONAGHE SNEDDEN, DEANNA, DENISE TREASURER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. ASSISTANT TREASURER direct 2011-08-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TREASURER direct 2015-05-01
LEMIRE, ANNE, MARIE PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITIES MANAGEMENT AND RESEARCH, INC. VICE PRESIDENT, HEAD OF FIXED INCOME direct 2003-05-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TREASURER direct 2010-11-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2015-05-01
SAUNDERS, SUZANNE, BROCK VICE PRESIDENT, FINANCE, CFO 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. VICE PRESIDENT, FINANCE direct 2017-06-01
LIBBIE SHEARN MOODY TRUST SHAREHOLDER AMERICAN NATIONAL INSURANCE COMPANY 05/01/1943 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1943-05-01
MOODY NATIONAL BANK TRUSTEE LIBBIE SHEARN MOODY TRUST 05/01/1943 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TRUSTEE indirect 1943-05-01
SECURITIES MANAGEMENT AND RESEARCH, INC. TRUSTEE indirect 1943-05-01 2010-05-12
MOODY BANK HOLDING COMPANY, INC. SHAREHOLDER MOODY NATIONAL BANK 12/01/1988 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1988-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1988-12-01 2010-05-12
MOODY BANCSHARES, INC. SHAREHOLDER MOODY BANK HOLDING COMPANY, INC. 12/01/1988 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1988-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1988-12-01 2010-05-12
THREE R TRUSTS SHAREHOLDER MOODY BANCSHARES, INC. 12/01/1982 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1982-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1982-12-01 2010-05-12
HERZ, IRWIN, MAX TRUSTEE THREE R TRUSTS 04/01/1971 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TRUSTEE indirect 1971-04-01
SECURITIES MANAGEMENT AND RESEARCH, INC. TRUSTEE indirect 1971-04-01 2010-05-12

AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC.

ownership team - last updated 2018-11-08
Name Title Start Date Direct/Indirect % Ownership
AMERICAN NATIONAL INSURANCE COMPANY PARENT 11/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. PARENT direct 2010-11-01
SECURITIES MANAGEMENT AND RESEARCH, INC. PARENT direct 1967-02-01 2010-05-12
AKINS, DWAIN, ALLEN DIRECTOR, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-11-01
POZZI, JAMES, EDWARD DIRECTOR 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. DIRECTOR direct 2010-08-01
DONAGHE SNEDDEN, DEANNA, DENISE TREASURER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. ASSISTANT TREASURER direct 2011-08-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TREASURER direct 2015-05-01
LEMIRE, ANNE, MARIE PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITIES MANAGEMENT AND RESEARCH, INC. VICE PRESIDENT, HEAD OF FIXED INCOME direct 2003-05-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TREASURER direct 2010-11-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2015-05-01
SAUNDERS, SUZANNE, BROCK VICE PRESIDENT, FINANCE, CFO 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. VICE PRESIDENT, FINANCE direct 2017-06-01
LIBBIE SHEARN MOODY TRUST SHAREHOLDER AMERICAN NATIONAL INSURANCE COMPANY 05/01/1943 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1943-05-01
MOODY NATIONAL BANK TRUSTEE LIBBIE SHEARN MOODY TRUST 05/01/1943 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TRUSTEE indirect 1943-05-01
SECURITIES MANAGEMENT AND RESEARCH, INC. TRUSTEE indirect 1943-05-01 2010-05-12
MOODY BANK HOLDING COMPANY, INC. SHAREHOLDER MOODY NATIONAL BANK 12/01/1988 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1988-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1988-12-01 2010-05-12
MOODY BANCSHARES, INC. SHAREHOLDER MOODY BANK HOLDING COMPANY, INC. 12/01/1988 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1988-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1988-12-01 2010-05-12
THREE R TRUSTS SHAREHOLDER MOODY BANCSHARES, INC. 12/01/1982 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1982-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1982-12-01 2010-05-12
HERZ, IRWIN, MAX TRUSTEE THREE R TRUSTS 04/01/1971 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TRUSTEE indirect 1971-04-01
SECURITIES MANAGEMENT AND RESEARCH, INC. TRUSTEE indirect 1971-04-01 2010-05-12

AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC.

ownership team - last updated 2017-09-20
Name Title Start Date Direct/Indirect % Ownership
BURKE, BRIAN, MICHAEL AVP, COMPLIANCE 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. AVP, COMPLIANCE direct 2017-06-01
SAUNDERS, SUZANNE, BROCK VICE PRESIDENT, FINANCE 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. VICE PRESIDENT, FINANCE direct 2017-06-01
LEMIRE, ANNE, MARIE PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITIES MANAGEMENT AND RESEARCH, INC. VICE PRESIDENT, HEAD OF FIXED INCOME direct 2003-05-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TREASURER direct 2010-11-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2015-05-01
DONAGHE SNEDDEN, DEANNA, DENISE TREASURER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. ASSISTANT TREASURER direct 2011-08-01
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TREASURER direct 2015-05-01
POZZI, JAMES, EDWARD DIRECTOR 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. DIRECTOR direct 2010-08-01
FLIPPIN, JOHN, MARK SECRETARY 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SECRETARY direct 2010-11-01
AKINS, DWAIN, ALLEN VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-11-01
AMERICAN NATIONAL INSURANCE COMPANY PARENT 11/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. PARENT direct 2010-11-01
SECURITIES MANAGEMENT AND RESEARCH, INC. PARENT direct 1967-02-01 2010-05-12
HERZ, IRWIN, MAX TRUSTEE THREE R TRUSTS 04/01/1971 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TRUSTEE indirect 1971-04-01
SECURITIES MANAGEMENT AND RESEARCH, INC. TRUSTEE indirect 1971-04-01 2010-05-12
THREE R TRUSTS SHAREHOLDER MOODY BANCSHARES, INC. 12/01/1982 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1982-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1982-12-01 2010-05-12
MOODY BANCSHARES, INC. SHAREHOLDER MOODY BANK HOLDING COMPANY, INC. 12/01/1988 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1988-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1988-12-01 2010-05-12
MOODY BANK HOLDING COMPANY, INC. SHAREHOLDER MOODY NATIONAL BANK 12/01/1988 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1988-12-01
SECURITIES MANAGEMENT AND RESEARCH, INC. SHAREHOLDER indirect 1988-12-01 2010-05-12
MOODY NATIONAL BANK TRUSTEE LIBBIE SHEARN MOODY TRUST 05/01/1943 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. TRUSTEE indirect 1943-05-01
SECURITIES MANAGEMENT AND RESEARCH, INC. TRUSTEE indirect 1943-05-01 2010-05-12
LIBBIE SHEARN MOODY TRUST SHAREHOLDER AMERICAN NATIONAL INSURANCE COMPANY 05/01/1943 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC. SHAREHOLDER indirect 1943-05-01

WhaleScore history for AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC.

You must have a subscription to view WhaleScore histories

Elevate your investments