ANDESA FINANCIAL MANAGEMENT INC.

HTTP://WWW.ANDESAFM.COM ALLENTOWN, PA Investment Advisor How do I update this listing?

Andesa Financial Management is based out of Allentown. Andesa Financial Management is a large advisory firm with 249 clients and discretionary assets under management (AUM) of $214,570,219 (Form ADV from 2018-07-01). Their last reported 13F filing for Q3 2019 included $103,401,000 in managed 13F securities and a top 10 holdings concentration of 35.59%. Andesa Financial Management's largest holding is Microsoft Corp. with shares held of 37,209. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $103.401 Million
  • Prior Market Value $105.549 Million
  • New Purchases5 stocks
  • Additional Purchases44 stocks
  • Sold out of10 stocks
  • Reduced holdings in49 stocks
  • Top 10 Holdings % 35.59 %
  • Turnover % [1]:14.71%
  • Turnover Alt % [2]: 10.00 %
  • Time Held Top20:4.15 quarters
  • Time Held Top10:3.20 quarters
  • Time Held All:4.24 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 8.65%
Performance Last 4 Quarters: 16.67%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
RAYMOND JAMES ASSOCIATES

View Last Form Adv Compilation Report on Record

ANDESA FINANCIAL MANAGEMENT, INC.
4905 HAMILTON BOULEVARD
ALLENTOWN PA    18106
Country: United States

Business Phone: (610) 841-5367
Fax: (610) 844-0272
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: PA
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 8,942,530
Total Number of Clients: 249
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ANDESA FINANCIAL MANAGEMENT, INC.

ownership team - last updated 2019-02-20
Name Title Start Date Direct/Indirect % Ownership
BARBEHENN, PAUL, CURTIS PRINCIPAL & CHIEF COMPLIANCE OFFICER 08/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ANDESA FINANCIAL MANAGEMENT, INC. PRINCIPAL & CHIEF COMPLIANCE OFFICER direct 2006-08-01
ANDESA INVESTMENT SOLUTIONS, INC. DIRECTOR-PORTFOLIO MANAGEMENT & CHIEF COMPLIANCE OFFICER direct 2006-08-01
LEBER-ANDESA ADVISORS, INC. CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2006-08-01
BAITTINGER, MICHAEL, DAVID PRINCIPAL 11/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ANDESA INVESTMENT SOLUTIONS, INC. PRINCIPAL direct 2006-11-01
LEBER-ANDESA ADVISORS, INC. PRESIDENT direct 2006-11-01
BRIGGS, MALCOLM, NORTHRUP SHAREHOLDER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANDESA INVESTMENT SOLUTIONS, INC. SHAREHOLDER direct 2009-01-01

ANDESA FINANCIAL MANAGEMENT, INC.

ownership team - last updated 2018-11-12
Name Title Start Date Direct/Indirect % Ownership
BARBEHENN, PAUL, CURTIS PRINCIPAL & CHIEF COMPLIANCE OFFICER 08/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ANDESA FINANCIAL MANAGEMENT, INC. PRINCIPAL & CHIEF COMPLIANCE OFFICER direct 2006-08-01
ANDESA INVESTMENT SOLUTIONS, INC. DIRECTOR-PORTFOLIO MANAGEMENT & CHIEF COMPLIANCE OFFICER direct 2006-08-01
LEBER-ANDESA ADVISORS, INC. CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2006-08-01
BAITTINGER, MICHAEL, DAVID PRINCIPAL 11/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ANDESA INVESTMENT SOLUTIONS, INC. PRINCIPAL direct 2006-11-01
LEBER-ANDESA ADVISORS, INC. PRESIDENT direct 2006-11-01
BRIGGS, MALCOLM, NORTHRUP SHAREHOLDER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANDESA INVESTMENT SOLUTIONS, INC. SHAREHOLDER direct 2009-01-01

ANDESA FINANCIAL MANAGEMENT, INC.

ownership team - last updated 2017-04-06
Name Title Start Date Direct/Indirect % Ownership
BARBEHENN, PAUL, CURTIS PRINCIPAL & CHIEF COMPLIANCE OFFICER 08/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ANDESA FINANCIAL MANAGEMENT, INC. PRINCIPAL & CHIEF COMPLIANCE OFFICER direct 2006-08-01
ANDESA INVESTMENT SOLUTIONS, INC. DIRECTOR-PORTFOLIO MANAGEMENT & CHIEF COMPLIANCE OFFICER direct 2006-08-01
LEBER-ANDESA ADVISORS, INC. CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2006-08-01
BAITTINGER, MICHAEL, DAVID PRINCIPAL 11/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ANDESA INVESTMENT SOLUTIONS, INC. PRINCIPAL direct 2006-11-01
LEBER-ANDESA ADVISORS, INC. PRESIDENT direct 2006-11-01
BRIGGS, MALCOLM, NORTHRUP SHAREHOLDER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANDESA INVESTMENT SOLUTIONS, INC. SHAREHOLDER direct 2009-01-01

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