APOLLO CAPITAL MANAGEMENT, L.P.

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Apollo Capital Management is based out of New York. Apollo Capital Management is a large advisory firm with 275 clients and discretionary assets under management (AUM) of $172,311,886,198 (Form ADV from 2019-10-01).

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APOLLO CAPITAL MANAGEMENT, L.P.
9 WEST 57TH STREET 43RD FLOOR
NEW YORK NY    10019
Country: United States

Business Phone: 212-515-3200
Fax: 212-515-3251
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 1010
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 164,978,000,000
Total Number of Clients: 275
Amount of client funds and securities by related persons: 258,432,000,000
Total Number of clients from related persons: 810
Disclosures: 11.H (2)
Data above was derived from SEC filings.

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APOLLO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-09-25
Name Title Start Date Direct/Indirect % Ownership
ROWAN, MARC, JEFFREY VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ZELTER, JAMES, CHARLES PRESIDENT & CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC DIRECTOR direct 2004-03-01
CITIGROUP ALTERNATIVE INVESTMENTS LLC CHIEF INVESTMENT OFFICER direct 2003-09-01
TRIBECA MANAGEMENT LLC DIRECTOR direct 2003-03-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND LIMITED PARTNER direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2009-02-01
TRIBECA GLOBAL MANAGEMENT LLC DIRECTOR direct 2004-07-01
APOLLO ST DEBT ADVISORS LLC PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC PRESIDENT direct 2012-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2010-04-01
GULF STREAM ASSET MANAGEMENT LLC PRESIDENT direct 2011-10-01
APOLLO CREDIT MANAGEMENT, LLC PRESIDENT direct 2010-08-01
SUYDAM, JOHN, JOSEPH VICE PRESIDENT AND CHIEF LEGAL OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2006-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2007-02-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-04-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CAPITAL MANAGEMENT GP, LLC GENERAL PARTNER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 01/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER direct 2008-07-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2004-02-01
BLACK, LEON, DAVID VICE PRESIDENT 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
KELLY, MARTIN, BERNARD VICE PRESIDENT, CHIEF FINANCIAL OFFICER & CO-CHIEF OPERATING OFFICER OF APOLLO GLOBAL MANAGEMENT< LLC 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS INC. CHIEF FINANCIAL OFFICER direct 2008-08-01
BARCLAYS CAPITAL INC. BOARD DIRECTOR direct 2009-03-01
BARCLAYS CAPITAL INC. CFO, FINOP direct 2009-03-01
BARCLAYS CAPITAL INC. PRESIDENT BARCLAYS CAPITAL INC. direct 2010-01-01
BARCLAYS CAPITAL INC. CHIEF FINANCIAL OFFICER direct 2011-01-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
MICHEL, CINDY, ZEE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC CHIEF COMPLIANCE OFFICER direct 2004-07-01
LEHMAN CROSSROADS INVESTMENT COMPANY, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
LEHMAN BROTHERS PRIVATE FUND ADVISERS, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
REDDING RIDGE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
KLEINMAN, SCOTT, MARTIN CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2018-01-01
APOLLO CAPITAL MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2018-01-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2018-01-01
APOLLO INVESTMENT MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2019-01-01
APOLLO CREDIT MANAGEMENT, LLC CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2019-01-01
CIVALE, ANTHONY, MARK CO-CHIEF OPERATING OFFICER OF APOLLO GLOBAL MANAGEMENT, LLC 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT direct 2010-08-01
BLACK, LEON, DAVID SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS GP, LLC GENERAL PARTNER APOLLO MANAGEMENT HOLDINGS, L.P. 01/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK, LEON, DAVID GENERAL PARTNER BLACK FAMILY PARTNERS, L.P. 05/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. SOLE MEMBER-MANAGER APOLLO CAPITAL MANAGEMENT GP, LLC 01/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE MEMBER - MANAGER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC PARTNER direct 2012-04-01
APOLLO ST DEBT ADVISORS LLC MANAGING MEMBER direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC LIMITED PARTNER indirect 2012-04-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-01-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
AP PROFESSIONAL HOLDINGS, L.P. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APO CORP. SOLE MEMBER APOLLO MANAGEMENT HOLDINGS GP, LLC 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL MANAGEMENT, INC SOLE SHAREHOLDER APO CORP. 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
APO CORP. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER AP PROFESSIONAL HOLDINGS, L.P. 04/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BRH HOLDINGS, L.P. LIMITED PARTNER AP PROFESSIONAL HOLDINGS, L.P. 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER BRH HOLDINGS, L.P. 04/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ROWAN, MARC, JEFFREY SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK FAMILY PARTNERS, L.P. LIMITED PARTNER BRH HOLDINGS, L.P. 07/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
MJH PARTNERS, L.P. LIMITED PARTNER BRH HOLDINGS, L.P. 07/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN GENERAL PARTNER MJH PARTNERS, L.P. 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
AMH HOLDINGS (CAYMAN), L.P. LIMITED PARTNER APOLLO MANAGEMENT HOLDINGS, L.P. 10/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
APOLLO ST FUND MANAGEMENT LLC LIMITED PARTNER indirect 2012-10-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2012-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2012-10-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2012-10-01
AMH HOLDINGS GP, LTD. GENERAL PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2012-10-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2012-10-01
APO CORP. SOLE SHAREHOLDER AMH HOLDINGS GP, LTD. 10/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
APOLLO TOTAL RETURN MASTER FUND ENHANCED LP Cayman Islands 805-2513180756 Hedge Fund 344,379,727 5,000,000 Master Fund Fund of Funds
ALM XII, LTD. Cayman Islands 805-8028711233 Securitized Asset Fund 784,535,230 1
AAA INVESTMENTS (CO-INVEST VI), L.P. United States 805-6415896878 Private Equity Fund 80,254,804 1
APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (A), L.P. Cayman Islands 805-5866374938 Hedge Fund 0 5,000,000 Master Fund
ALM XIX, LTD. Cayman Islands 805-3155564479 Securitized Asset Fund 489,189,850 1
APOLLO RESIDENTIAL REAL ESTATE DEBT FUND Ireland 805-5012543462 Hedge Fund 0 20,000,000
APOLLO EMERGING MARKETS FUND Ireland 805-9318746943 Hedge Fund 0 20,000,000
APOLLO INFRASTRUCTURE RELATED SECURITIES FUND A Ireland 805-1152645752 Hedge Fund 0 20,000,000
ALME LOAN FUNDING III DESIGNATED ACTIVITY COMPANY Ireland 805-7192119044 Securitized Asset Fund 494,075,265 1
ALM VI, LTD. Cayman Islands 805-9434958172 Securitized Asset Fund 504,995,506 1
APOLLO TOTAL RETURN FUND, A COMPARTMENT OF APOLLO MULTI-CREDIT FUND (LUX) SCS SICAV-RAIF Luxembourg 805-8627623613 Hedge Fund 542,036,857 125,000
A-A MORTGAGE OPPORTUNITIES, L.P. United States 805-8941927939 Hedge Fund 791,822,561 1
APOLLO ROSE II (G), L.P. Cayman Islands 805-1558830303 Private Equity Fund 1,736,859,336 1 Master Fund
APOLLO CREDIT FUNDS ICAV Ireland 805-5621136725 Hedge Fund 564,642,743 20,000,000 Master Fund
APOLLO EUROPEAN HIGH YIELD FUND Ireland 805-6160997580 Hedge Fund 0 20,000,000
STONE TOWER CLO VI LTD. Cayman Islands 805-9214396808 Securitized Asset Fund 6,334,638 1
GULF STREAM - RASHINBAN CLO 2006-I, LTD. Cayman Islands 805-6049784366 Securitized Asset Fund 4,279,256 1
APOLLO PALMETTO STRATEGIC PARTNERSHIP, L.P. United States 805-3786972538 Other Private Fund STRATEGIC PARTNERSHIP 2,424,983,619 1
APOLLO TOTAL RETURN MASTER FUND LP Cayman Islands 805-9968169674 Hedge Fund 3,948,572,837 5,000,000 Master Fund Fund of Funds
AAA INVESTMENTS (CO-INVEST VII), L.P. United States 805-2440339725 Private Equity Fund 554,681,575 1
APOLLO PALMETTO ATHENE PARTNERSHIP, L.P. Cayman Islands 805-4611745632 Private Equity Fund 66,443,908 1
ALM XVIII, LTD. Cayman Islands 805-6828816882 Securitized Asset Fund 487,642,242 1
STONE TOWER CLO VII LTD. Cayman Islands 805-7025211605 Securitized Asset Fund 2,054,345 1
MIDCAP FINCO DESIGNATED ACTIVITY COMPANY Ireland 805-2213236364 Private Equity Fund 8,771,183,465 1 Master Fund
APOLLO ALAMO PE, L.P. Cayman Islands 805-5880773577 Hedge Fund 0 1 Master Fund
ALM VII, LTD. Cayman Islands 805-9876463953 Securitized Asset Fund 709,147,385 1
APOLLO TACTICAL VALUE SPN INVESTMENTS, L.P. Cayman Islands 805-2307208650 Hedge Fund 1,695,084,492 1 Master Fund
ALME LOAN FUNDING IV B.V. Netherlands 805-3590306329 Securitized Asset Fund 552,684,491 1
ALM XVII, LTD. Cayman Islands 805-5154762202 Securitized Asset Fund 606,280,824 1
APOLLO EUROPEAN MIDDLE MARKET PRIVATE DEBT FUND (B), A COMPARTMENT OF APOLLO MULTI-CREDIT FUND (LUX) SCS SICAV-RAIF Luxembourg 805-5663530967 Hedge Fund 0 125,000
ALM XVI, LTD. Cayman Islands 805-2416419415 Securitized Asset Fund 1,116,369,931 1
ALM FUNDING LTD. Cayman Islands 805-2840252047 Securitized Asset Fund 22,240,475 1
APOLLO CREDIT OPPORTUNITY FUND II, L.P. United States 805-8325857011 Private Equity Fund 41,900,565 5,000,000 Master Fund
FINANCIAL CREDIT INVESTMENT I, L.P. Cayman Islands 805-4553872871 Hedge Fund 867,270,829 1 Master Fund
APOLLO CREDIT FUNDS II ICAV Ireland 805-9862618765 Hedge Fund 0 1 Master Fund
REDDING RIDGE INVESTMENT LLC United States 805-3497806625 Securitized Asset Fund 8,807,205 1
APOLLO ACCORD MASTER FUND, L.P. Cayman Islands 805-5033735739 Hedge Fund 254,965,793 5,000,000 Master Fund
APOLLO CREDIT OPPORTUNITY FUND I, L.P. United States 805-7159055640 Private Equity Fund 308,619,824 5,000,000
AP EPF III HELIX CO-INVEST, L.P. Cayman Islands 805-7044520929 Hedge Fund 0 1
APOLLO/PALMETTO SHORT-MATURITY LOAN PORTFOLIO, L.P. United States 805-5782059232 Liquidity Fund 215,004,299 5,000,000
APOLLO CENTRE STREET PARTNERSHIP, L.P. United States 805-4853794078 Hedge Fund 901,283,977 1 Master Fund Fund of Funds
AAA INVESTMENTS (OTHER), L.P. Marshall Islands 805-9671123012 Private Equity Fund 5,979,182 1
ALM XI, LTD. Cayman Islands 805-1202220103 Securitized Asset Fund 0 1
APOLLO HK TMS INVESTMENT HOLDINGS, L.P. United States 805-2840067470 Private Equity Fund 274,588,856 1
APOLLO/CAVENHAM EUROPEAN MANAGED ACCOUNT, L.P. Cayman Islands 805-1700803324 Hedge Fund 122,197,610 500,000
ACE CREDIT FUND, LP United States 805-3510880379 Hedge Fund 195,461,011 5,000,000
APOLLO US HIGH YIELD FUND Ireland 805-1902180778 Hedge Fund 0 20,000,000
GULF STREAM - COMPASS CLO 2007, LTD. Cayman Islands 805-2920918676 Securitized Asset Fund 3,719,996 1
AA DIRECT, L.P. United States 805-2686657999 Private Equity Fund 99,990,012 1
APOLLO EU COMMERCIAL REAL ESTATE DEBT FUND Ireland 805-6495272040 Hedge Fund 0 20,000,000
DURATION FUND, A COMPARTMENT OF ATHORA LUX INVEST S.C.SP. Luxembourg 805-6521586616 Hedge Fund 0 1
APOLLO EUROPEAN MIDDLE MARKET PRIVATE DEBT FUND (A), A COMPARTMENT OF APOLLO MULTI-CREDIT FUND (LUX) SCS SICAV-RAIF Luxembourg 805-5569924445 Hedge Fund 0 125,000
MULTI CREDIT STRATEGY, A COMPARTMENT OF ATHORA LUX INVEST S.C.SP. Luxembourg 805-1819093866 Hedge Fund 0 1
REAL ESTATE INVESTMENTS, A COMPARTMENT OF ATHORA LUX INVEST S.C.SP. Luxembourg 805-1919315533 Hedge Fund 0 1
APOLLO AM 1 FUND Ireland 805-5420916658 Hedge Fund 0 20,000,000
APOLLO US BROADLY SYNDICATED LOANS FUND Ireland 805-6726374274 Hedge Fund 0 20,000,000
APOLLO US AND CANADA MIDDLE MARKET LOANS FUND Ireland 805-4038591725 Hedge Fund 0 20,000,000
APOLLO US COMMERCIAL REAL ESTATE DEBT FUND Ireland 805-9430641539 Hedge Fund 0 20,000,000
APOLLO STRUCTURED CREDIT FUND Ireland 805-7170189953 Hedge Fund 0 20,000,000
APOLLO EU MIDDLE MARKET LOANS FUND A Ireland 805-6358310528 Hedge Fund 0 20,000,000
APOLLO HELIUS LOAN FUND Ireland 805-6905328536 Hedge Fund 0 20,000,000
ATHORA HD INVESTOR, L.P. Cayman Islands 805-8739156408 Hedge Fund 25,787,362 1
ALM V, LTD. Cayman Islands 805-6035826107 Securitized Asset Fund 476,362,308 1
APOLLO DEVELOPED MARKETS LONG DATED IG CORPORATE DEBT FUND Ireland 805-5299676614 Hedge Fund 0 20,000,000
STONE TOWER CLO V LTD. Cayman Islands 805-2713156737 Securitized Asset Fund 3,140,846 1
BLUE WATER INVESTMENT HOLDING, LLC United States 805-4214604537 Hedge Fund 592,678,812 1
APOLLO INSURANCE LINKED PRIVATE PLACEMENTS FUND Ireland 805-6464669263 Hedge Fund 0 20,000,000
APOLLO CREDIT ALLOCATION FUND II Ireland 805-3283165404 Hedge Fund 0 20,000,000
APOLLO CREDIT MASTER FUND LTD. Cayman Islands 805-1508423249 Hedge Fund 2,849,475,149 5,000,000 Master Fund
AION CAPITAL PARTNERS LIMITED Mauritius 805-2792629787 Private Equity Fund 730,029,844 1,000,000 Master Fund
ACLF CO-INVESTMENT FUND, L.P. Canada 805-3410752821 Hedge Fund 222,505 1
FINANCIAL CREDIT INVESTMENT II, L.P. Cayman Islands 805-7588542353 Hedge Fund 1,898,018,623 1 Master Fund
ATHORA LUX INVEST S.C.SP Luxembourg 805-1372593385 Hedge Fund 1,230,350,987 1 Master Fund
CORNERSTONE CLO LTD. Cayman Islands 805-5093565853 Securitized Asset Fund 2,766,523 1
APOLLO CREDIT LIQUIDITY FUND, L.P. United States 805-4155166432 Liquidity Fund 277,738 1 Master Fund
APOLLO HELIUS MULTI-CREDIT FUND I Ireland 805-5237107258 Hedge Fund 0 20,000,000
RAMPART CLO 2007 LTD. Cayman Islands 805-4237495283 Securitized Asset Fund 3,123,268 1
APOLLO ACCORD MASTER FUND II, L.P. Cayman Islands 805-8665838768 Hedge Fund 778,082,375 5,000,000 Master Fund
APOLLO ATLAS MASTER FUND, LLC Cayman Islands 805-6926494617 Hedge Fund 95,008,666 5,000,000 Master Fund Feeder Fund
APOLLO ALTERNATIVE CREDIT LONG SHORT FUND L.P. United States 805-9144355925 Hedge Fund 562,364 1
GULF STREAM - SEXTANT CLO 2007-1, LTD. Cayman Islands 805-9028851817 Securitized Asset Fund 3,779,987 1
APOLLO HEDGING OVERLAY FUND Ireland 805-8363954718 Hedge Fund 0 20,000,000
AP KENT CREDIT MASTER FUND, L.P. Cayman Islands 805-5314164540 Hedge Fund 1,061,484,000 1
APOLLO DELOS INVESTMENTS II, SCSP Luxembourg 805-3020480516 Hedge Fund 142,162,000 1
REDDING RIDGE HOLDINGS LP Cayman Islands 805-9909269995 Private Equity Fund 709,381,894 1,000,000 Master Fund
ALME LOAN FUNDING II DESIGNATED ACTIVITY COMPANY Ireland 805-5521437011 Securitized Asset Fund 466,105,266 1
ALME LOAN FUNDING V B.V. Netherlands 805-1900669159 Securitized Asset Fund 495,544,291 1
APOLLO ROSE, L.P. Cayman Islands 805-6137932021 Private Equity Fund 625,345 1
ALM VII(R)-2, LTD. Cayman Islands 805-3336814672 Securitized Asset Fund 898,154,241 1
A-A EUROPEAN SENIOR DEBT FUND, L.P. United States 805-8985888974 Hedge Fund 74,697,814 0
ALM VIII, LTD. Cayman Islands 805-4997027079 Securitized Asset Fund 593,306,929 1
APOLLO CREDIT STRATEGIES MASTER FUND LTD. Cayman Islands 805-9204295206 Hedge Fund 2,066,678,611 5,000,000 Master Fund
AP ELBOW CO-INVEST, L.P. Cayman Islands 805-1195178634 Hedge Fund 0 1 Feeder Fund
APOLLO ATHENE STRATEGIC PARTNERSHIP, L.P. United States 805-4241548436 Hedge Fund 2,499,790,537 1 Master Fund
FINANCIAL CREDIT INVESTMENT III, L.P. Cayman Islands 805-7918503863 Hedge Fund 2,781,348,504 1 Master Fund
APOLLO STRUCTURED CREDIT RECOVERY MASTER FUND IV LP Cayman Islands 805-8266448542 Hedge Fund 3,410,418,075 5,000,000 Master Fund
ATHENE HD INVESTOR, L.P. Cayman Islands 805-7591390254 Hedge Fund 25,787,345 1
ALM VII(R), LTD. Cayman Islands 805-1545305670 Securitized Asset Fund 405,364,679 1
APOLLO ALAMO ENRI, L.P. Cayman Islands 805-3376254290 Private Equity Fund 0 1 Master Fund
APOLLO ALAMO RA, L.P. Cayman Islands 805-9517097114 Real Estate Fund 0 1 Master Fund
ALTERNATIVE INVESTMENTS, A COMPARTMENT OF ATHORA LUX INVEST S.C.SP. Luxembourg 805-5633074334 Hedge Fund 0 1
APOLLO EU BROADLY SYNDICATED LOANS FUND Ireland 805-5413252799 Hedge Fund 0 20,000,000
APOLLO FINANCIAL BONDS FUND Ireland 805-2970832400 Hedge Fund 0 20,000,000
ACE CREDIT ALLOCATION FUND I Ireland 805-1481037264 Hedge Fund 0 20,000,000
APOLLO EU MIDDLE MARKET LOANS FUND B Ireland 805-8610251438 Hedge Fund 0 20,000,000
APOLLO OPPORTUNISTIC CREDIT FUND Ireland 805-9633001858 Hedge Fund 0 20,000,000
APOLLO INFRASTRUCTURE RELATED LOANS AND SECURITIES FUND B Ireland 805-3626462138 Hedge Fund 0 20,000,000
APOLLO ASSET BACKED LOANS FUND Ireland 805-2967142504 Hedge Fund 0 20,000,000
LOAN ORIGINATION, A COMPARTMENT OF ATHORA LUX INVEST S.C.SP. Luxembourg 805-3406169128 Hedge Fund 0 1
APOLLO AM FIG FUND Ireland 805-7004605131 Hedge Fund 0 20,000,000
APOLLO/CAVENHAM EUROPEAN MANAGED ACCOUNT II, L.P. Cayman Islands 805-3110544347 Hedge Fund 87,070,643 500,000
APOLLO DELOS INVESTMENTS, SCSP Luxembourg 805-7874522399 Hedge Fund 92,772,465 1 Master Fund
CHAMP, L.P. Cayman Islands 805-2651352517 Hedge Fund 305,135,096 1
APOLLO LINCOLN FIXED INCOME FUND, L.P. United States 805-4089036587 Hedge Fund 251,687,226 1
RAMPART CLO 2006-I LTD. Cayman Islands 805-1653777379 Hedge Fund 4,870,410 1
APOLLO A-N CREDIT FUND (DELAWARE), L.P. United States 805-9129480451 Hedge Fund 608,087,919 1 Master Fund

APOLLO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-06-25
Name Title Start Date Direct/Indirect % Ownership
ROWAN, MARC, JEFFREY VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ZELTER, JAMES, CHARLES PRESIDENT & CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC DIRECTOR direct 2004-03-01
CITIGROUP ALTERNATIVE INVESTMENTS LLC CHIEF INVESTMENT OFFICER direct 2003-09-01
TRIBECA MANAGEMENT LLC DIRECTOR direct 2003-03-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND LIMITED PARTNER direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2009-02-01
TRIBECA GLOBAL MANAGEMENT LLC DIRECTOR direct 2004-07-01
APOLLO ST DEBT ADVISORS LLC PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC PRESIDENT direct 2012-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2010-04-01
GULF STREAM ASSET MANAGEMENT LLC PRESIDENT direct 2011-10-01
APOLLO CREDIT MANAGEMENT, LLC PRESIDENT direct 2010-08-01
SUYDAM, JOHN, JOSEPH VICE PRESIDENT AND CHIEF LEGAL OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2006-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2007-02-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-04-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CAPITAL MANAGEMENT GP, LLC GENERAL PARTNER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 01/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER direct 2008-07-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2004-02-01
BLACK, LEON, DAVID VICE PRESIDENT 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
KELLY, MARTIN, BERNARD VICE PRESIDENT, CHIEF FINANCIAL OFFICER & CO-CHIEF OPERATING OFFICER OF APOLLO GLOBAL MANAGEMENT< LLC 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS INC. CHIEF FINANCIAL OFFICER direct 2008-08-01
BARCLAYS CAPITAL INC. BOARD DIRECTOR direct 2009-03-01
BARCLAYS CAPITAL INC. CFO, FINOP direct 2009-03-01
BARCLAYS CAPITAL INC. PRESIDENT BARCLAYS CAPITAL INC. direct 2010-01-01
BARCLAYS CAPITAL INC. CHIEF FINANCIAL OFFICER direct 2011-01-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
MICHEL, CINDY, ZEE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC CHIEF COMPLIANCE OFFICER direct 2004-07-01
LEHMAN CROSSROADS INVESTMENT COMPANY, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
LEHMAN BROTHERS PRIVATE FUND ADVISERS, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
REDDING RIDGE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
KLEINMAN, SCOTT, MARTIN CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2018-01-01
APOLLO CAPITAL MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2018-01-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2018-01-01
APOLLO INVESTMENT MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2019-01-01
APOLLO CREDIT MANAGEMENT, LLC CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2019-01-01
CIVALE, ANTHONY, MARK CO-CHIEF OPERATING OFFICER OF APOLLO GLOBAL MANAGEMENT, LLC 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT direct 2010-08-01
BLACK, LEON, DAVID SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS GP, LLC GENERAL PARTNER APOLLO MANAGEMENT HOLDINGS, L.P. 01/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK, LEON, DAVID GENERAL PARTNER BLACK FAMILY PARTNERS, L.P. 05/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. SOLE MEMBER-MANAGER APOLLO CAPITAL MANAGEMENT GP, LLC 01/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE MEMBER - MANAGER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC PARTNER direct 2012-04-01
APOLLO ST DEBT ADVISORS LLC MANAGING MEMBER direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC LIMITED PARTNER indirect 2012-04-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-01-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
AP PROFESSIONAL HOLDINGS, L.P. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APO CORP. SOLE MEMBER APOLLO MANAGEMENT HOLDINGS GP, LLC 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL MANAGEMENT, LLC SOLE SHAREHOLDER APO CORP. 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
APO CORP. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER AP PROFESSIONAL HOLDINGS, L.P. 04/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BRH HOLDINGS, L.P. LIMITED PARTNER AP PROFESSIONAL HOLDINGS, L.P. 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER BRH HOLDINGS, L.P. 04/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ROWAN, MARC, JEFFREY SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK FAMILY PARTNERS, L.P. LIMITED PARTNER BRH HOLDINGS, L.P. 07/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
MJH PARTNERS, L.P. LIMITED PARTNER BRH HOLDINGS, L.P. 07/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN GENERAL PARTNER MJH PARTNERS, L.P. 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
AMH HOLDINGS (CAYMAN), L.P. LIMITED PARTNER APOLLO MANAGEMENT HOLDINGS, L.P. 10/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
APOLLO ST FUND MANAGEMENT LLC LIMITED PARTNER indirect 2012-10-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2012-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2012-10-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2012-10-01
AMH HOLDINGS GP, LTD. GENERAL PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2012-10-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2012-10-01
APO CORP. SOLE SHAREHOLDER AMH HOLDINGS GP, LTD. 10/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALME LOAN FUNDING IV B.V. Netherlands 805-3590306329 Securitized Asset Fund 552,684,491 1
APOLLO TOTAL RETURN MASTER FUND ENHANCED LP Cayman Islands 805-2513180756 Hedge Fund 344,379,727 5,000,000 Master Fund Fund of Funds
REDDING RIDGE HOLDINGS LP Cayman Islands 805-9909269995 Private Equity Fund 709,381,894 1,000,000 Master Fund
APOLLO EUROPEAN STRATEGIC INVESTMENTS (HOLDINGS), L.P. Cayman Islands 805-7641491300 Private Equity Fund 51,121,379 1 Master Fund
ALM XVII, LTD. Cayman Islands 805-5154762202 Securitized Asset Fund 606,280,824 1
ALM XVI, LTD. Cayman Islands 805-2416419415 Securitized Asset Fund 1,116,369,931 1
ALME LOAN FUNDING II DESIGNATED ACTIVITY COMPANY Ireland 805-5521437011 Securitized Asset Fund 466,105,266 1
CHAMP, L.P. Cayman Islands 805-2651352517 Hedge Fund 305,135,096 1
APOLLO MOULTRIE CREDIT FUND, L.P. United States 805-8630663241 Other Private Fund SINGLE INVESTOR FUND 458,156,204 1
APOLLO LINCOLN FIXED INCOME FUND, L.P. United States 805-4089036587 Hedge Fund 251,687,226 1
RAMPART CLO 2006-I LTD. Cayman Islands 805-1653777379 Hedge Fund 4,870,410 1
APOLLO A-N CREDIT FUND (DELAWARE), L.P. United States 805-9129480451 Hedge Fund 608,087,919 1 Master Fund
APOLLO/CAVENHAM EUROPEAN MANAGED ACCOUNT, L.P. Cayman Islands 805-1700803324 Hedge Fund 122,197,610 500,000
ACE CREDIT FUND, LP United States 805-3510880379 Hedge Fund 195,461,011 5,000,000
AP EPF III HELIX CO-INVEST, L.P. Cayman Islands 805-7044520929 Hedge Fund 0 1
APOLLO HK TMS INVESTMENT HOLDINGS, L.P. United States 805-2840067470 Private Equity Fund 274,588,856 1
APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (DOLLAR A), L.P. Cayman Islands 805-4285423620 Hedge Fund 5,239,911,006 10,000,000 Master Fund
APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT, L.P. United States 805-5980070769 Hedge Fund 180,096,194 1 Master Fund
ALME LOAN FUNDING III DESIGNATED ACTIVITY COMPANY Ireland 805-7192119044 Securitized Asset Fund 494,075,265 1
APOLLO FRANKLIN PARTNERSHIP, L.P. United States 805-5961670431 Hedge Fund 14,525,678 1 Master Fund
APOLLO ASIA PRIVATE CREDIT FUND, L.P. Cayman Islands 805-1949833485 Private Equity Fund 78,045,370 10,000,000 Master Fund
ALME LOAN FUNDING V B.V. Netherlands 805-1900669159 Securitized Asset Fund 495,544,291 1
APOLLO ROSE, L.P. Cayman Islands 805-6137932021 Private Equity Fund 625,345 1
ALM VII(R)-2, LTD. Cayman Islands 805-3336814672 Securitized Asset Fund 898,154,241 1
A-A EUROPEAN SENIOR DEBT FUND, L.P. United States 805-8985888974 Hedge Fund 74,697,814 0
ALM VIII, LTD. Cayman Islands 805-4997027079 Securitized Asset Fund 593,306,929 1
APOLLO CREDIT STRATEGIES MASTER FUND LTD. Cayman Islands 805-9204295206 Hedge Fund 2,066,678,611 5,000,000 Master Fund
ALM VII(R), LTD. Cayman Islands 805-1545305670 Securitized Asset Fund 405,364,679 1
APOLLO LINCOLN PRIVATE CREDIT FUND, L.P. United States 805-2844974994 Hedge Fund 258,463,860 1 Master Fund
APOLLO STRUCTURED CREDIT RECOVERY MASTER FUND IV LP Cayman Islands 805-8266448542 Hedge Fund 3,410,418,075 5,000,000 Master Fund
APOLLO KINGS ALLEY CREDIT FUND, L.P. United States 805-8085560578 Hedge Fund 270,647,765 1 Master Fund
ATHENE HD INVESTOR, L.P. Cayman Islands 805-7591390254 Hedge Fund 25,787,345 1
APOLLO ALAMO RA, L.P. Cayman Islands 805-9517097114 Real Estate Fund 0 1 Master Fund
AP ELBOW CO-INVEST, L.P. Cayman Islands 805-1195178634 Hedge Fund 0 1 Feeder Fund
APOLLO ATHENE STRATEGIC PARTNERSHIP, L.P. United States 805-4241548436 Hedge Fund 2,499,790,537 1 Master Fund
FINANCIAL CREDIT INVESTMENT III, L.P. Cayman Islands 805-7918503863 Hedge Fund 2,781,348,504 1 Master Fund
APOLLO ALAMO ENRI, L.P. Cayman Islands 805-3376254290 Private Equity Fund 0 1 Master Fund
ALM FUNDING LTD. Cayman Islands 805-2840252047 Securitized Asset Fund 22,240,475 1
STONE TOWER CLO VII LTD. Cayman Islands 805-7025211605 Securitized Asset Fund 2,054,345 1
REDDING RIDGE INVESTMENT LLC United States 805-3497806625 Securitized Asset Fund 8,807,205 1
APOLLO ACCORD MASTER FUND, L.P. Cayman Islands 805-5033735739 Hedge Fund 254,965,793 5,000,000 Master Fund
APOLLO CREDIT OPPORTUNITY FUND I, L.P. United States 805-7159055640 Private Equity Fund 308,619,824 5,000,000
FINANCIAL CREDIT INVESTMENT I, L.P. Cayman Islands 805-4553872871 Hedge Fund 867,270,829 1 Master Fund
APOLLO SPN INVESTMENTS I, L.P. Cayman Islands 805-4256199606 Private Equity Fund 4,434,487,883 1 Master Fund
APOLLO ZEUS STRATEGIC INVESTMENTS, L.P. Cayman Islands 805-6602292124 Hedge Fund 348,943,165 1 Master Fund
AA DIRECT, L.P. United States 805-2686657999 Private Equity Fund 99,990,012 1
RAMPART CLO 2007 LTD. Cayman Islands 805-4237495283 Securitized Asset Fund 3,123,268 1
APOLLO ACCORD MASTER FUND II, L.P. Cayman Islands 805-8665838768 Hedge Fund 778,082,375 5,000,000 Master Fund
APOLLO ATLAS MASTER FUND, LLC Cayman Islands 805-6926494617 Hedge Fund 95,008,666 5,000,000 Master Fund Feeder Fund
APOLLO ALTERNATIVE CREDIT LONG SHORT FUND L.P. United States 805-9144355925 Hedge Fund 562,364 1
GULF STREAM - SEXTANT CLO 2007-1, LTD. Cayman Islands 805-9028851817 Securitized Asset Fund 3,779,987 1
APOLLO THUNDER PARTNERS, L.P. United States 805-8064966942 Hedge Fund 263,071,864 1 Master Fund
APOLLO/PALMETTO SHORT-MATURITY LOAN PORTFOLIO, L.P. United States 805-5782059232 Liquidity Fund 215,004,299 5,000,000
APOLLO CENTRE STREET PARTNERSHIP, L.P. United States 805-4853794078 Hedge Fund 901,283,977 1 Master Fund Fund of Funds
AAA INVESTMENTS (OTHER), L.P. Marshall Islands 805-9671123012 Private Equity Fund 5,979,182 1
ALM XI, LTD. Cayman Islands 805-1202220103 Securitized Asset Fund 0 1
APOLLO ENERGY OPPORTUNITY FUND LP United States 805-4471467086 Hedge Fund 829,702,223 5,000,000 Master Fund
APOLLO CREDIT MASTER FUND LTD. Cayman Islands 805-1508423249 Hedge Fund 2,849,475,149 5,000,000 Master Fund
APOLLO EUROPEAN PRINCIPAL FINANCE FUND, L.P. Cayman Islands 805-5750771507 Hedge Fund 251,282,868 10,000,000 Master Fund
APOLLO UNION STREET PARTNERS, L.P. Cayman Islands 805-2738840861 Hedge Fund 126,946,721 1 Master Fund
AION CAPITAL PARTNERS LIMITED Mauritius 805-2792629787 Private Equity Fund 730,029,844 1,000,000 Master Fund
ACLF CO-INVESTMENT FUND, L.P. Canada 805-3410752821 Hedge Fund 222,505 1
ALM V, LTD. Cayman Islands 805-6035826107 Securitized Asset Fund 476,362,308 1
APOLLO CREDIT OPPORTUNITY TRADING FUND III Cayman Islands 805-4599610863 Private Equity Fund 1,878,989,309 5,000,000 Master Fund
STONE TOWER CLO V LTD. Cayman Islands 805-2713156737 Securitized Asset Fund 3,140,846 1
GULF STREAM - COMPASS CLO 2007, LTD. Cayman Islands 805-2920918676 Securitized Asset Fund 3,719,996 1
APOLLO/CAVENHAM EUROPEAN MANAGED ACCOUNT II, L.P. Cayman Islands 805-3110544347 Hedge Fund 87,070,643 500,000
APOLLO HERCULES PARTNERS, L.P. Cayman Islands 805-5183901917 Hedge Fund 328,052,864 1 Master Fund
APOLLO DELOS INVESTMENTS, SCSP Luxembourg 805-7874522399 Hedge Fund 92,772,465 1 Master Fund
APOLLO EUROPEAN PRINCIPAL FINANCE FUND II (MASTER DOLLAR B), L.P. Cayman Islands 805-9091913822 Hedge Fund 696,533,378 500,000 Master Fund
APOLLO TOWER CREDIT FUND, L.P. United States 805-9241724173 Hedge Fund 686,228,604 1 Master Fund
BLUE WATER INVESTMENT HOLDING, LLC United States 805-4214604537 Hedge Fund 592,678,812 1
CORNERSTONE CLO LTD. Cayman Islands 805-5093565853 Securitized Asset Fund 2,766,523 1
APOLLO CREDIT LIQUIDITY FUND, L.P. United States 805-4155166432 Liquidity Fund 277,738 1 Master Fund
APOLLO ALAMO PE, L.P. Cayman Islands 805-5880773577 Hedge Fund 0 1 Master Fund
APOLLO CREDIT OPPORTUNITY FUND II, L.P. United States 805-8325857011 Private Equity Fund 41,900,565 5,000,000 Master Fund
AAA INVESTMENTS (CO-INVEST VII), L.P. United States 805-2440339725 Private Equity Fund 554,681,575 1
AESI (HOLDINGS) II, L.P. Cayman Islands 805-7693099728 Hedge Fund 306,799,637 1 Master Fund
ALM XVIII, LTD. Cayman Islands 805-6828816882 Securitized Asset Fund 487,642,242 1
STONE TOWER CLO VI LTD. Cayman Islands 805-9214396808 Securitized Asset Fund 6,334,638 1
GULF STREAM - RASHINBAN CLO 2006-I, LTD. Cayman Islands 805-6049784366 Securitized Asset Fund 4,279,256 1
APOLLO PALMETTO STRATEGIC PARTNERSHIP, L.P. United States 805-3786972538 Other Private Fund STRATEGIC PARTNERSHIP 2,424,983,619 1
ALM XII, LTD. Cayman Islands 805-8028711233 Securitized Asset Fund 784,535,230 1
APOLLO EUROPEAN CREDIT MASTER FUND, L.P. Cayman Islands 805-4472417163 Hedge Fund 133,755,411 250,000 Master Fund
AAA INVESTMENTS (CO-INVEST VI), L.P. United States 805-6415896878 Private Equity Fund 80,254,804 1
APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (A), L.P. Cayman Islands 805-5866374938 Hedge Fund 0 5,000,000 Master Fund
ALM XIX, LTD. Cayman Islands 805-3155564479 Securitized Asset Fund 489,189,850 1
FINANCIAL CREDIT INVESTMENT II, L.P. Cayman Islands 805-7588542353 Hedge Fund 1,898,018,623 1 Master Fund
ATHORA LUX INVEST S.C.SP Luxembourg 805-1372593385 Hedge Fund 1,230,350,987 1 Master Fund
ATHORA HD INVESTOR, L.P. Cayman Islands 805-8739156408 Hedge Fund 25,787,362 1
ALM VI, LTD. Cayman Islands 805-9434958172 Securitized Asset Fund 504,995,506 1
APOLLO TOTAL RETURN FUND, A COMPARTMENT OF APOLLO MULTI-CREDIT FUND (LUX) SCS SICAV-RAIF Luxembourg 805-8627623613 Hedge Fund 542,036,857 125,000
A-A MORTGAGE OPPORTUNITIES, L.P. United States 805-8941927939 Hedge Fund 791,822,561 1
APOLLO CREDIT FUNDS ICAV Ireland 805-5621136725 Hedge Fund 564,642,743 20,000,000 Master Fund
APOLLO ROSE II (G), L.P. Cayman Islands 805-1558830303 Private Equity Fund 1,736,859,336 1 Master Fund
MIDCAP FINCO DESIGNATED ACTIVITY COMPANY Ireland 805-2213236364 Private Equity Fund 8,771,183,465 1 Master Fund
APOLLO SK STRATEGIC INVESTMENTS, L.P. Cayman Islands 805-4275626047 Hedge Fund 57,755,641 1 Master Fund
APOLLO TOTAL RETURN MASTER FUND LP Cayman Islands 805-9968169674 Hedge Fund 3,948,572,837 5,000,000 Master Fund Fund of Funds
APOLLO CREDIT FUNDS II ICAV Ireland 805-9862618765 Hedge Fund 0 1 Master Fund
APOLLO PALMETTO ATHENE PARTNERSHIP, L.P. Cayman Islands 805-4611745632 Private Equity Fund 66,443,908 1
AP INVESTMENT EUROPE III, L.P. Cayman Islands 805-6933662371 Hedge Fund 233,052,541 1 Master Fund
APOLLO INVESTMENT EUROPE II, L.P. Cayman Islands 805-2308204631 Hedge Fund 10,983,158 1 Master Fund
ALM VII, LTD. Cayman Islands 805-9876463953 Securitized Asset Fund 709,147,385 1
APOLLO TACTICAL VALUE SPN INVESTMENTS, L.P. Cayman Islands 805-2307208650 Hedge Fund 1,695,084,492 1 Master Fund

APOLLO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
ROWAN, MARC, JEFFREY VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ZELTER, JAMES, CHARLES PRESIDENT & CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC DIRECTOR direct 2004-03-01
CITIGROUP ALTERNATIVE INVESTMENTS LLC CHIEF INVESTMENT OFFICER direct 2003-09-01
TRIBECA MANAGEMENT LLC DIRECTOR direct 2003-03-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND LIMITED PARTNER direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2009-02-01
TRIBECA GLOBAL MANAGEMENT LLC DIRECTOR direct 2004-07-01
APOLLO ST DEBT ADVISORS LLC PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC PRESIDENT direct 2012-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2010-04-01
GULF STREAM ASSET MANAGEMENT LLC PRESIDENT direct 2011-10-01
APOLLO CREDIT MANAGEMENT, LLC PRESIDENT direct 2010-08-01
SUYDAM, JOHN, JOSEPH VICE PRESIDENT AND CHIEF LEGAL OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2006-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2007-02-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-04-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CAPITAL MANAGEMENT GP, LLC GENERAL PARTNER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 01/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER direct 2008-07-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2004-02-01
BLACK, LEON, DAVID VICE PRESIDENT 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
KELLY, MARTIN, BERNARD VICE PRESIDENT, CHIEF FINANCIAL OFFICER & CO-CHIEF OPERATING OFFICER OF APOLLO GLOBAL MANAGEMENT< LLC 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS INC. CHIEF FINANCIAL OFFICER direct 2008-08-01
BARCLAYS CAPITAL INC. BOARD DIRECTOR direct 2009-03-01
BARCLAYS CAPITAL INC. CFO, FINOP direct 2009-03-01
BARCLAYS CAPITAL INC. PRESIDENT BARCLAYS CAPITAL INC. direct 2010-01-01
BARCLAYS CAPITAL INC. CHIEF FINANCIAL OFFICER direct 2011-01-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
MICHEL, CINDY, ZEE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC CHIEF COMPLIANCE OFFICER direct 2004-07-01
LEHMAN CROSSROADS INVESTMENT COMPANY, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
LEHMAN BROTHERS PRIVATE FUND ADVISERS, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
REDDING RIDGE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
KLEINMAN, SCOTT, MARTIN CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2018-01-01
APOLLO CAPITAL MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2018-01-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2018-01-01
APOLLO INVESTMENT MANAGEMENT, L.P. CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2019-01-01
APOLLO CREDIT MANAGEMENT, LLC CO-PRESIDENT OF APOLLO GLOBAL MANAGEMENT, LLC direct 2019-01-01
CIVALE, ANTHONY, MARK CO-CHIEF OPERATING OFFICER OF APOLLO GLOBAL MANAGEMENT, LLC 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT direct 2010-08-01
BLACK, LEON, DAVID SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS GP, LLC GENERAL PARTNER APOLLO MANAGEMENT HOLDINGS, L.P. 01/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK, LEON, DAVID GENERAL PARTNER BLACK FAMILY PARTNERS, L.P. 05/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. SOLE MEMBER-MANAGER APOLLO CAPITAL MANAGEMENT GP, LLC 01/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE MEMBER - MANAGER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC PARTNER direct 2012-04-01
APOLLO ST DEBT ADVISORS LLC MANAGING MEMBER direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC LIMITED PARTNER indirect 2012-04-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-01-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
AP PROFESSIONAL HOLDINGS, L.P. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APO CORP. SOLE MEMBER APOLLO MANAGEMENT HOLDINGS GP, LLC 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL MANAGEMENT, LLC SOLE SHAREHOLDER APO CORP. 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
APO CORP. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER AP PROFESSIONAL HOLDINGS, L.P. 04/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BRH HOLDINGS, L.P. LIMITED PARTNER AP PROFESSIONAL HOLDINGS, L.P. 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER BRH HOLDINGS, L.P. 04/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ROWAN, MARC, JEFFREY SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN SHAREHOLDER BRH HOLDINGS GP, LTD. 06/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK FAMILY PARTNERS, L.P. LIMITED PARTNER BRH HOLDINGS, L.P. 07/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
MJH PARTNERS, L.P. LIMITED PARTNER BRH HOLDINGS, L.P. 07/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN GENERAL PARTNER MJH PARTNERS, L.P. 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
AMH HOLDINGS (CAYMAN), L.P. LIMITED PARTNER APOLLO MANAGEMENT HOLDINGS, L.P. 10/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
APOLLO ST FUND MANAGEMENT LLC LIMITED PARTNER indirect 2012-10-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2012-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2012-10-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2012-10-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2012-10-01
AMH HOLDINGS GP, LTD. GENERAL PARTNER AMH HOLDINGS (CAYMAN), L.P. 10/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-10-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2012-10-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2012-10-01
APO CORP. SOLE SHAREHOLDER AMH HOLDINGS GP, LTD. 10/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATHORA LUX INVEST S.C.SP Luxembourg 805-1372593385 Hedge Fund 1,230,350,987 1 Master Fund
APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (A), L.P. Cayman Islands 805-5866374938 Hedge Fund 0 5,000,000 Master Fund
ATHORA HD INVESTOR, L.P. Cayman Islands 805-8739156408 Hedge Fund 25,787,362 1
ALM VI, LTD. Cayman Islands 805-9434958172 Securitized Asset Fund 504,995,506 1
APOLLO EUROPEAN PRINCIPAL FINANCE FUND II (MASTER DOLLAR B), L.P. Cayman Islands 805-9091913822 Hedge Fund 696,533,378 500,000 Master Fund
APOLLO TOWER CREDIT FUND, L.P. United States 805-9241724173 Hedge Fund 686,228,604 1 Master Fund
BLUE WATER INVESTMENT HOLDING, LLC United States 805-4214604537 Hedge Fund 592,678,812 1
CORNERSTONE CLO LTD. Cayman Islands 805-5093565853 Securitized Asset Fund 2,766,523 1
APOLLO CREDIT LIQUIDITY FUND, L.P. United States 805-4155166432 Liquidity Fund 277,738 1 Master Fund
APOLLO ALAMO PE, L.P. Cayman Islands 805-5880773577 Hedge Fund 0 1 Master Fund
APOLLO CREDIT OPPORTUNITY FUND II, L.P. United States 805-8325857011 Private Equity Fund 41,900,565 5,000,000 Master Fund
AAA INVESTMENTS (CO-INVEST VII), L.P. United States 805-2440339725 Private Equity Fund 554,681,575 1
AESI (HOLDINGS) II, L.P. Cayman Islands 805-7693099728 Hedge Fund 306,799,637 1 Master Fund
APOLLO CREDIT FUNDS II ICAV Ireland 805-9862618765 Hedge Fund 0 1 Master Fund
APOLLO PALMETTO ATHENE PARTNERSHIP, L.P. Cayman Islands 805-4611745632 Private Equity Fund 66,443,908 1
AP INVESTMENT EUROPE III, L.P. Cayman Islands 805-6933662371 Hedge Fund 233,052,541 1 Master Fund
APOLLO INVESTMENT EUROPE II, L.P. Cayman Islands 805-2308204631 Hedge Fund 10,983,158 1 Master Fund
ALM VII, LTD. Cayman Islands 805-9876463953 Securitized Asset Fund 709,147,385 1
APOLLO TACTICAL VALUE SPN INVESTMENTS, L.P. Cayman Islands 805-2307208650 Hedge Fund 1,695,084,492 1 Master Fund
APOLLO TOTAL RETURN FUND, A COMPARTMENT OF APOLLO MULTI-CREDIT FUND (LUX) SCS SICAV-RAIF Luxembourg 805-8627623613 Hedge Fund 542,036,857 125,000
A-A MORTGAGE OPPORTUNITIES, L.P. United States 805-8941927939 Hedge Fund 791,822,561 1
APOLLO CREDIT FUNDS ICAV Ireland 805-5621136725 Hedge Fund 564,642,743 20,000,000 Master Fund
APOLLO ROSE II (G), L.P. Cayman Islands 805-1558830303 Private Equity Fund 1,736,859,336 1 Master Fund
MIDCAP FINCO DESIGNATED ACTIVITY COMPANY Ireland 805-2213236364 Private Equity Fund 8,771,183,465 1 Master Fund
APOLLO SK STRATEGIC INVESTMENTS, L.P. Cayman Islands 805-4275626047 Hedge Fund 57,755,641 1 Master Fund
APOLLO TOTAL RETURN MASTER FUND LP Cayman Islands 805-9968169674 Hedge Fund 3,948,572,837 5,000,000 Master Fund Fund of Funds
APOLLO CENTRE STREET PARTNERSHIP, L.P. United States 805-4853794078 Hedge Fund 901,283,977 1 Master Fund Fund of Funds
AAA INVESTMENTS (OTHER), L.P. Marshall Islands 805-9671123012 Private Equity Fund 5,979,182 1
ALM XI, LTD. Cayman Islands 805-1202220103 Securitized Asset Fund 0 1
APOLLO ENERGY OPPORTUNITY FUND LP United States 805-4471467086 Hedge Fund 829,702,223 5,000,000 Master Fund
APOLLO CREDIT MASTER FUND LTD. Cayman Islands 805-1508423249 Hedge Fund 2,849,475,149 5,000,000 Master Fund
APOLLO EUROPEAN PRINCIPAL FINANCE FUND, L.P. Cayman Islands 805-5750771507 Hedge Fund 251,282,868 10,000,000 Master Fund
APOLLO UNION STREET PARTNERS, L.P. Cayman Islands 805-2738840861 Hedge Fund 126,946,721 1 Master Fund
AION CAPITAL PARTNERS LIMITED Mauritius 805-2792629787 Private Equity Fund 730,029,844 1,000,000 Master Fund
ACLF CO-INVESTMENT FUND, L.P. Canada 805-3410752821 Hedge Fund 222,505 1
ALM V, LTD. Cayman Islands 805-6035826107 Securitized Asset Fund 476,362,308 1
APOLLO CREDIT OPPORTUNITY TRADING FUND III Cayman Islands 805-4599610863 Private Equity Fund 1,878,989,309 5,000,000 Master Fund
STONE TOWER CLO V LTD. Cayman Islands 805-2713156737 Securitized Asset Fund 3,140,846 1
GULF STREAM - COMPASS CLO 2007, LTD. Cayman Islands 805-2920918676 Securitized Asset Fund 3,719,996 1
APOLLO/CAVENHAM EUROPEAN MANAGED ACCOUNT II, L.P. Cayman Islands 805-3110544347 Hedge Fund 87,070,643 500,000
APOLLO HERCULES PARTNERS, L.P. Cayman Islands 805-5183901917 Hedge Fund 328,052,864 1 Master Fund
APOLLO DELOS INVESTMENTS, SCSP Luxembourg 805-7874522399 Hedge Fund 92,772,465 1 Master Fund
REDDING RIDGE HOLDINGS LP Cayman Islands 805-9909269995 Private Equity Fund 709,381,894 1,000,000 Master Fund
ALME LOAN FUNDING IV B.V. Netherlands 805-3590306329 Securitized Asset Fund 552,684,491 1
APOLLO TOTAL RETURN MASTER FUND ENHANCED LP Cayman Islands 805-2513180756 Hedge Fund 344,379,727 5,000,000 Master Fund Fund of Funds
APOLLO EUROPEAN STRATEGIC INVESTMENTS (HOLDINGS), L.P. Cayman Islands 805-7641491300 Private Equity Fund 51,121,379 1 Master Fund
ALM XVII, LTD. Cayman Islands 805-5154762202 Securitized Asset Fund 606,280,824 1
ALM XVI, LTD. Cayman Islands 805-2416419415 Securitized Asset Fund 1,116,369,931 1
ALME LOAN FUNDING II DESIGNATED ACTIVITY COMPANY Ireland 805-5521437011 Securitized Asset Fund 466,105,266 1
CHAMP, L.P. Cayman Islands 805-2651352517 Hedge Fund 305,135,096 1
APOLLO MOULTRIE CREDIT FUND, L.P. United States 805-8630663241 Other Private Fund SINGLE INVESTOR FUND 458,156,204 1
APOLLO LINCOLN FIXED INCOME FUND, L.P. United States 805-4089036587 Hedge Fund 251,687,226 1
RAMPART CLO 2006-I LTD. Cayman Islands 805-1653777379 Hedge Fund 4,870,410 1
APOLLO A-N CREDIT FUND (DELAWARE), L.P. United States 805-9129480451 Hedge Fund 608,087,919 1 Master Fund
APOLLO/CAVENHAM EUROPEAN MANAGED ACCOUNT, L.P. Cayman Islands 805-1700803324 Hedge Fund 122,197,610 500,000
ACE CREDIT FUND, LP United States 805-3510880379 Hedge Fund 195,461,011 5,000,000
APOLLO HK TMS INVESTMENT HOLDINGS, L.P. United States 805-2840067470 Private Equity Fund 274,588,856 1
APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (DOLLAR A), L.P. Cayman Islands 805-4285423620 Hedge Fund 5,239,911,006 10,000,000 Master Fund
APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT, L.P. United States 805-5980070769 Hedge Fund 180,096,194 1 Master Fund
ALM XIX, LTD. Cayman Islands 805-3155564479 Securitized Asset Fund 489,189,850 1
FINANCIAL CREDIT INVESTMENT II, L.P. Cayman Islands 805-7588542353 Hedge Fund 1,898,018,623 1 Master Fund
FINANCIAL CREDIT INVESTMENT I, L.P. Cayman Islands 805-4553872871 Hedge Fund 867,270,829 1 Master Fund
APOLLO SPN INVESTMENTS I, L.P. Cayman Islands 805-4256199606 Private Equity Fund 4,434,487,883 1 Master Fund
APOLLO ZEUS STRATEGIC INVESTMENTS, L.P. Cayman Islands 805-6602292124 Hedge Fund 348,943,165 1 Master Fund
AA DIRECT, L.P. United States 805-2686657999 Private Equity Fund 99,990,012 1
STONE TOWER CLO VII LTD. Cayman Islands 805-7025211605 Securitized Asset Fund 2,054,345 1
RAMPART CLO 2007 LTD. Cayman Islands 805-4237495283 Securitized Asset Fund 3,123,268 1
APOLLO ACCORD MASTER FUND II, L.P. Cayman Islands 805-8665838768 Hedge Fund 778,082,375 5,000,000 Master Fund
APOLLO ATLAS MASTER FUND, LLC Cayman Islands 805-6926494617 Hedge Fund 95,008,666 5,000,000 Master Fund Feeder Fund
APOLLO ALTERNATIVE CREDIT LONG SHORT FUND L.P. United States 805-9144355925 Hedge Fund 562,364 1
GULF STREAM - SEXTANT CLO 2007-1, LTD. Cayman Islands 805-9028851817 Securitized Asset Fund 3,779,987 1
APOLLO THUNDER PARTNERS, L.P. United States 805-8064966942 Hedge Fund 263,071,864 1 Master Fund
APOLLO/PALMETTO SHORT-MATURITY LOAN PORTFOLIO, L.P. United States 805-5782059232 Liquidity Fund 215,004,299 5,000,000
ALM XVIII, LTD. Cayman Islands 805-6828816882 Securitized Asset Fund 487,642,242 1
STONE TOWER CLO VI LTD. Cayman Islands 805-9214396808 Securitized Asset Fund 6,334,638 1
GULF STREAM - RASHINBAN CLO 2006-I, LTD. Cayman Islands 805-6049784366 Securitized Asset Fund 4,279,256 1
APOLLO PALMETTO STRATEGIC PARTNERSHIP, L.P. United States 805-3786972538 Other Private Fund STRATEGIC PARTNERSHIP 2,424,983,619 1
ALM XII, LTD. Cayman Islands 805-8028711233 Securitized Asset Fund 784,535,230 1
APOLLO EUROPEAN CREDIT MASTER FUND, L.P. Cayman Islands 805-4472417163 Hedge Fund 133,755,411 250,000 Master Fund
AAA INVESTMENTS (CO-INVEST VI), L.P. United States 805-6415896878 Private Equity Fund 80,254,804 1
FINANCIAL CREDIT INVESTMENT III, L.P. Cayman Islands 805-7918503863 Hedge Fund 2,781,348,504 1 Master Fund
APOLLO ACCORD MASTER FUND, L.P. Cayman Islands 805-5033735739 Hedge Fund 254,965,793 5,000,000 Master Fund
APOLLO CREDIT OPPORTUNITY FUND I, L.P. United States 805-7159055640 Private Equity Fund 308,619,824 5,000,000
APOLLO FRANKLIN PARTNERSHIP, L.P. United States 805-5961670431 Hedge Fund 14,525,678 1 Master Fund
APOLLO ASIA PRIVATE CREDIT FUND, L.P. Cayman Islands 805-1949833485 Private Equity Fund 78,045,370 10,000,000 Master Fund
ALME LOAN FUNDING V B.V. Netherlands 805-1900669159 Securitized Asset Fund 495,544,291 1
ALME LOAN FUNDING III DESIGNATED ACTIVITY COMPANY Ireland 805-7192119044 Securitized Asset Fund 494,075,265 1
APOLLO ROSE, L.P. Cayman Islands 805-6137932021 Private Equity Fund 625,345 1
ALM VII(R)-2, LTD. Cayman Islands 805-3336814672 Securitized Asset Fund 898,154,241 1
A-A EUROPEAN SENIOR DEBT FUND, L.P. United States 805-8985888974 Hedge Fund 74,697,814 0
ALM VIII, LTD. Cayman Islands 805-4997027079 Securitized Asset Fund 593,306,929 1
APOLLO CREDIT STRATEGIES MASTER FUND LTD. Cayman Islands 805-9204295206 Hedge Fund 2,066,678,611 5,000,000 Master Fund
ALM VII(R), LTD. Cayman Islands 805-1545305670 Securitized Asset Fund 405,364,679 1
APOLLO LINCOLN PRIVATE CREDIT FUND, L.P. United States 805-2844974994 Hedge Fund 258,463,860 1 Master Fund
APOLLO STRUCTURED CREDIT RECOVERY MASTER FUND IV LP Cayman Islands 805-8266448542 Hedge Fund 3,410,418,075 5,000,000 Master Fund
APOLLO KINGS ALLEY CREDIT FUND, L.P. United States 805-8085560578 Hedge Fund 270,647,765 1 Master Fund
ATHENE HD INVESTOR, L.P. Cayman Islands 805-7591390254 Hedge Fund 25,787,345 1
AP EPF III HELIX CO-INVEST, L.P. Cayman Islands 805-7044520929 Hedge Fund 0 1
APOLLO ALAMO RA, L.P. Cayman Islands 805-9517097114 Real Estate Fund 0 1 Master Fund
AP ELBOW CO-INVEST, L.P. Cayman Islands 805-1195178634 Hedge Fund 0 1 Feeder Fund
APOLLO ATHENE STRATEGIC PARTNERSHIP, L.P. United States 805-4241548436 Hedge Fund 2,499,790,537 1 Master Fund
APOLLO ALAMO ENRI, L.P. Cayman Islands 805-3376254290 Private Equity Fund 0 1 Master Fund
ALM FUNDING LTD. Cayman Islands 805-2840252047 Securitized Asset Fund 22,240,475 1
REDDING RIDGE INVESTMENT LLC United States 805-3497806625 Securitized Asset Fund 8,807,205 1

APOLLO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2018-12-03
Name Title Start Date Direct/Indirect % Ownership
ROWAN, MARC, JEFFREY VICE PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN VICE PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ZELTER, JAMES, CHARLES PRESIDENT 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC DIRECTOR direct 2004-03-01
CITIGROUP ALTERNATIVE INVESTMENTS LLC CHIEF INVESTMENT OFFICER direct 2003-09-01
TRIBECA MANAGEMENT LLC DIRECTOR direct 2003-03-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND LIMITED PARTNER direct 2006-07-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2006-07-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2009-02-01
TRIBECA GLOBAL MANAGEMENT LLC DIRECTOR direct 2004-07-01
APOLLO ST DEBT ADVISORS LLC PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC PRESIDENT direct 2012-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2010-04-01
GULF STREAM ASSET MANAGEMENT LLC PRESIDENT direct 2011-10-01
APOLLO CREDIT MANAGEMENT, LLC PRESIDENT direct 2010-08-01
SUYDAM, JOHN, JOSEPH VICE PRESIDENT AND CHIEF LEGAL OFFICER 04/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2006-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2006-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2007-02-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-04-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2010-08-01
APOLLO CAPITAL MANAGEMENT GP, LLC GENERAL PARTNER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 02/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2007-02-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER direct 2008-07-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2004-02-01
BLACK, LEON, DAVID VICE PRESIDENT 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
KELLY, MARTIN, BERNARD VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS INC. CHIEF FINANCIAL OFFICER direct 2008-08-01
BARCLAYS CAPITAL INC. BOARD DIRECTOR direct 2009-03-01
BARCLAYS CAPITAL INC. CFO, FINOP direct 2009-03-01
BARCLAYS CAPITAL INC. PRESIDENT BARCLAYS CAPITAL INC. direct 2010-01-01
BARCLAYS CAPITAL INC. CHIEF FINANCIAL OFFICER direct 2011-01-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2012-09-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2012-09-01
MICHEL, CINDY, ZEE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC CHIEF COMPLIANCE OFFICER direct 2004-07-01
LEHMAN CROSSROADS INVESTMENT COMPANY, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
LEHMAN BROTHERS PRIVATE FUND ADVISERS, LP CHIEF COMPLIANCE OFFICER direct 2005-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
APOLLO CREDIT MANAGEMENT, LLC VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-03-01
REDDING RIDGE ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
BLACK, LEON, DAVID SHAREHOLDER BRH HOLDINGS GP, LTD. 08/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS GP, LLC GENERAL PARTNER APOLLO MANAGEMENT HOLDINGS, L.P. 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2011-10-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2011-10-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER direct 2011-10-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK, LEON, DAVID GENERAL PARTNER BLACK FAMILY PARTNERS, L.P. 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO DIF MANAGEMENT, L.P. SENIOR PARTNER direct 2003-06-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO DIF MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT, CEO direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. MANAGING MEMBER indirect 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-10-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT AND CEO direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. PRESIDENT, CEO, LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT AND CEO direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. PRESIDENT direct 2008-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2010-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-06-01
APOLLO COMMODITIES MANAGEMENT, L.P. PRESIDENT direct 2010-02-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. PRESIDENT AND CEO direct 2008-07-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2010-04-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT HOLDINGS, L.P. SOLE MEMBER-MANAGER APOLLO CAPITAL MANAGEMENT GP, LLC 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE MEMBER - MANAGER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC PARTNER direct 2012-04-01
APOLLO ST DEBT ADVISORS LLC MANAGING MEMBER direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC LIMITED PARTNER indirect 2012-04-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-01-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER-MANAGER indirect 2007-08-01
AP PROFESSIONAL HOLDINGS, L.P. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 08/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APO CORP. SOLE MEMBER APOLLO MANAGEMENT HOLDINGS GP, LLC 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL MANAGEMENT, LLC SOLE SHAREHOLDER APO CORP. 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2007-08-01
APO CORP. LIMITED PARTNER AMH HOLDINGS (CAYMAN), L.P. 08/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SOLE MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER AP PROFESSIONAL HOLDINGS, L.P. 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BRH HOLDINGS, L.P. LIMITED PARTNER AP PROFESSIONAL HOLDINGS, L.P. 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
BRH HOLDINGS GP, LTD. GENERAL PARTNER BRH HOLDINGS, L.P. 08/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE MEMBER-MANAGER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE CLASS B MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SOLE MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
ROWAN, MARC, JEFFREY SHAREHOLDER BRH HOLDINGS GP, LTD. 08/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MANAGEMENT, LLC) direct 2010-01-01
RWN MANAGEMENT, LLC MANAGING MEMBER (OF RWN MM, LLC) direct 2010-04-01
CION INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. MANAGING MEMBER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
APOLLO ST FUND MANAGEMENT LLC MANAGING MEMBER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
HARRIS, JOSHUA, JORDAN SHAREHOLDER BRH HOLDINGS GP, LTD. 08/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2003-10-01
APOLLO DIF MANAGEMENT, L.P. LIMITED PARTNER direct 2003-10-01
APOLLO VALUE MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO VALUE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO VALUE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. VICE PRESIDENT direct 2004-02-01
APOLLO INVESTMENT MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER DEBT ADVISORS LLC VICE PRESIDENT direct 2012-04-01
STONE TOWER FUND MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
APOLLO ST FUND MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC VICE PRESIDENT direct 2012-04-01
APOLLO MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. VICE PRESIDENT direct 2007-02-01
APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. VICE PRESIDENT direct 2008-06-01
GULF STREAM ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC SHAREHOLDER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC VICE PRESIDENT direct 2011-10-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. SHAREHOLDER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. VICE PRESIDENT direct 2008-07-01
APOLLO CREDIT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC GENERAL PARTNER indirect 2007-08-01
BLACK FAMILY PARTNERS, L.P. LIMITED PARTNER BRH HOLDINGS, L.P. 08/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
APOLLO VALUE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO INVESTMENT MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO ST DEBT ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
STONE TOWER FUND MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO COMMODITIES MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
GULF STREAM ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2007-08-01
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-08-01
APOLLO CREDIT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
CION INVESTMENT MANAGEMENT, LLC LIMITED PARTNER indirect 2007-08-01
MJR FOUNDATION, LLC LIMITED PARTNER BRH HOLDINGS, L.P. 08/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TYREE, DAVID W. PRESIDENT direct 1991-04-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
SIFE DIRECTOR/OWNER direct 1995-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
HONISS ROBIN OWNER direct 1993-01-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
BOBERSKI & CO PRESIDENT direct 1966-01-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
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WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
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CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
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SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER direct 1996-07-01 2004-03-29
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PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
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