APTUS CAPITAL ADVISORS, LLC

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Aptus Capital Advisors is based out of Fairhope. Aptus Capital Advisors is a large advisory firm with 1887 clients and discretionary assets under management (AUM) of $1,188,736,767 (Form ADV from 2020-04-03). Their last reported 13F filing for Q1 2020 included $1,156,930,000 in managed 13F securities and a top 10 holdings concentration of 50.34%. Aptus Capital Advisors's largest holding is Aptus Defined Risk ETF with shares held of 5,527,149. Whalewisdom has at least 7 13F filings

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03/31/2020

13F Activity

  • Market Value $1.157 Billion
  • Prior Market Value $1.41 Billion
  • New Purchases54 stocks
  • Additional Purchases154 stocks
  • Sold out of137 stocks
  • Reduced holdings in126 stocks
  • Top 10 Holdings % 50.34 %
  • Turnover % [1]:46.02%
  • Turnover Alt % [2]: 52.35 %
  • Time Held Top20:1.45 quarters
  • Time Held Top10:1.40 quarters
  • Time Held All:2.62 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 16.03%
Performance Last 4 Quarters: -5.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

APTUS CAPITAL ADVISORS, LLC
265 YOUNG STREET
FAIRHOPE AL    36532
Country: United States

Business Phone: 251-517-7198
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: AL
Number of employees: 24
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 1887
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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APTUS CAPITAL ADVISORS, LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

APTUS CAPITAL ADVISORS, LLC

ownership team - last updated 2019-07-31
Name Title Start Date Direct/Indirect % Ownership
WYRICK, BECKHAM, DAVID CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
APTUS HOLDINGS, LLC OWNER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC OWNER direct 2018-01-01
GARDNER, JOHN, DAVID OWNER APTUS HOLDINGS, LLC 01/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2013-04-01
APTUS CAPITAL ADVISORS, LLC MANAGING MEMBER direct 2013-04-01
WYRICK, BECKHAM, DAVID MEMBER APTUS HOLDINGS, LLC 01/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
GOLDSBERRY, JOHN, WILLIAM MEMBER APTUS HOLDINGS, LLC 01/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC MEMBER direct 2016-06-01

APTUS CAPITAL ADVISORS, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WYRICK, BECKHAM, DAVID CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
APTUS HOLDINGS, LLC OWNER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC OWNER direct 2018-01-01
GARDNER, JOHN, DAVID OWNER APTUS HOLDINGS, LLC 01/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2013-04-01
APTUS CAPITAL ADVISORS, LLC MANAGING MEMBER direct 2013-04-01
WYRICK, BECKHAM, DAVID MEMBER APTUS HOLDINGS, LLC 01/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
GOLDSBERRY, JOHN, WILLIAM MEMBER APTUS HOLDINGS, LLC 01/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC MEMBER direct 2016-06-01

APTUS CAPITAL ADVISORS, LLC

ownership team - last updated 2018-05-16
Name Title Start Date Direct/Indirect % Ownership
WYRICK, BECKHAM, DAVID CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
APTUS HOLDINGS, LLC OWNER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC OWNER direct 2018-01-01
GARDNER, JOHN, DAVID OWNER APTUS HOLDINGS, LLC 01/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2013-04-01
APTUS CAPITAL ADVISORS, LLC MANAGING MEMBER direct 2013-04-01
WYRICK, BECKHAM, DAVID MEMBER APTUS HOLDINGS, LLC 01/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
GOLDSBERRY, JOHN, WILLIAM MEMBER APTUS HOLDINGS, LLC 01/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
APTUS CAPITAL ADVISORS, LLC MEMBER direct 2016-06-01

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