ARCHFORD CAPITAL STRATEGIES, LLC

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Archford Capital Strategies is based out of Swansea. Archford Capital Strategies is a large advisory firm with 528 clients and discretionary assets under management (AUM) of $463,588,713 (Form ADV from 2019-09-10). Their last reported 13F filing for Q4 2019 included $289,940,000 in managed 13F securities and a top 10 holdings concentration of 23.39%. Archford Capital Strategies's largest holding is Vanguard Growth ETF with shares held of 55,401. Archford Capital Strategies has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 29 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $289.94 Million
  • Prior Market Value $267.936 Million
  • New Purchases14 stocks
  • Additional Purchases73 stocks
  • Sold out of7 stocks
  • Reduced holdings in116 stocks
  • Top 10 Holdings % 23.39 %
  • Turnover % [1]:9.91%
  • Turnover Alt % [2]: 7.45 %
  • Time Held Top20:9.45 quarters
  • Time Held Top10:7.90 quarters
  • Time Held All:16.44 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 9.58%
Performance Last 4 Quarters: 17.67%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR/A (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ARCHFORD CAPITAL STRATEGIES, LLC
13 WOLF CREEK SUITE 2
SWANSEA IL    62226
Country: United States

Business Phone: 618-416-7085
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 21
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 55,562,300
Total Number of Clients: 528
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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ARCHFORD CAPITAL STRATEGIES, LLC

ownership team - last updated 2019-09-10
Name Title Start Date Direct/Indirect % Ownership
MAHER, JAMES, DONALD MANAGING MEMBER/CHIEF EXECUTIVE OFFICER 03/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
APRIL WEALTH ENDEAVOR, LLC MANAGING MEMBER direct 2013-03-01
White, Amanda, Kay CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
HONG, JACOB, JUNG CHIEF OPERATING OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF OPERATING OFFICER direct 2018-05-01
ALEGNANI, PAUL, RICHARD CHIEF INVESTMENT OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF INVESTMENT OFFICER direct 2018-08-01

ARCHFORD CAPITAL STRATEGIES, LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
MAHER, JAMES, DONALD MANAGING MEMBER/CHIEF EXECUTIVE OFFICER 03/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
APRIL WEALTH ENDEAVOR, LLC MANAGING MEMBER direct 2013-03-01
White, Amanda, Kay CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
HONG, JACOB, JUNG CHIEF OPERATING OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF OPERATING OFFICER direct 2018-05-01
ALEGNANI, PAUL, RICHARD CHIEF INVESTMENT OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF INVESTMENT OFFICER direct 2018-08-01

ARCHFORD CAPITAL STRATEGIES, LLC

ownership team - last updated 2018-11-30
Name Title Start Date Direct/Indirect % Ownership
ALEGNANI, PAUL, RICHARD CHIEF INVESTMENT OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF INVESTMENT OFFICER direct 2018-08-01
MAHER, JAMES, DONALD MANAGING MEMBER/CHIEF EXECUTIVE OFFICER 03/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
APRIL WEALTH ENDEAVOR, LLC MANAGING MEMBER direct 2013-03-01
White, Amanda, Kay CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
HONG, JACOB, JUNG CHIEF OPERATING OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF OPERATING OFFICER direct 2018-05-01

ARCHFORD CAPITAL STRATEGIES, LLC

ownership team - last updated 2018-06-01
Name Title Start Date Direct/Indirect % Ownership
MAHER, JAMES, DONALD MANAGING MEMBER 03/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
APRIL WEALTH ENDEAVOR, LLC MANAGING MEMBER direct 2013-03-01
White, Amanda, Kay CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
HONG, JACOB, J. CHIEF OPERATING OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARCHFORD CAPITAL STRATEGIES, LLC CHIEF OPERATING OFFICER direct 2018-05-01

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