ARIES WEALTH MANAGEMENT

HTTP://WWW.ARIESWEALTHLLC.COM PORTLAND, ME Investment Advisor How do I update this listing?

Aries Wealth Management is based out of Portland. Aries Wealth Management is a large advisory firm with 87 clients and discretionary assets under management (AUM) of $237,720,301 (Form ADV from 2019-08-21). Their last reported 13F filing for Q4 2019 included $163,819,000 in managed 13F securities and a top 10 holdings concentration of 33.85%. Aries Wealth Management's largest holding is SPDR Portfolio Short Term Treasury ETF with shares held of 367,200. Whalewisdom has at least 9 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $163.819 Million
  • Prior Market Value $150.352 Million
  • New Purchases8 stocks
  • Additional Purchases27 stocks
  • Sold out of5 stocks
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 33.85 %
  • Turnover % [1]:8.07%
  • Turnover Alt % [2]: 3.15 %
  • Time Held Top20:5.90 quarters
  • Time Held Top10:6.00 quarters
  • Time Held All:6.20 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.98%
Performance Last 4 Quarters: 12.53%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ARIES WEALTH MANAGEMENT, LLC
183 MIDDLE STREET SUITE 4B
PORTLAND ME    04101
Country: United States

Business Phone: 207-536-0530
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: ME
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 28,024,900
Total Number of Clients: 87
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-08-21
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-01-22
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2017-02-13
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

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