ARLINGTON FINANCIAL ADVISORS, LLC

HTTP://WWW.ARLINGTONFINANCIALADVISORS.COM/ • SANTA BARBARA, CA • Investment Advisor How do I update this listing?

Arlington Financial Advisors is based out of Santa Barbara. Arlington Financial Advisors is a large advisory firm with 409 clients and discretionary assets under management (AUM) of $513,203,000 (Form ADV from 2019-03-04). Their last reported 13F filing for Q3 2019 included $175,200,000 in managed 13F securities and a top 10 holdings concentration of 56.47%. Arlington Financial Advisors's largest holding is Schwab Fundamental U.S. Large Company Index ETF with shares held of 534,576. Whalewisdom has at least 8 13F filings

Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $175.2 Million
  • Prior Market Value $174.626 Million
  • New Purchases0 stocks
  • Additional Purchases21 stocks
  • Sold out of1 stock
  • Reduced holdings in27 stocks
  • Top 10 Holdings % 56.47 %
  • Turnover % [1]:1.85%
  • Turnover Alt % [2]: 1.25 %
  • Time Held Top20:5.45 quarters
  • Time Held Top10:4.30 quarters
  • Time Held All:6.44 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -2.24%
Performance Last 4 Quarters: -5.12%
Performance Metrics
Stats are not available for the latest quarter
Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Click to See Additional Filters

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ARLINGTON FINANCIAL ADVISORS, LLC
100 E. DE LA GUERRA ST
SANTA BARBARA CA    93101
Country: United States
Business Phone: (805) 699-7300
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 247,076,000
Total Number of Clients: 409
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

ARLINGTON FINANCIAL ADVISORS, LLC

ownership team - last updated 2019-03-04
Name Title Start Date Direct/Indirect % Ownership
SWALLEY, ARTHUR, GENTRY MANAGING MEMBER 04/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01
DUVA, DIANNE, GAYOSKI MANAGING MEMBER 04/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01
LORENZ, JOHN, ALFRED MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 04/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2016-04-01
WEILAND, JOSEPH, RICHARD MANAGING MEMBER 04/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01
HUGHES, RICHARD, WELLS MANAGING MEMBER 04/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01

ARLINGTON FINANCIAL ADVISORS, LLC

ownership team - last updated 2017-09-15
Name Title Start Date Direct/Indirect % Ownership
HUGHES, RICHARD, WELLS MANAGING MEMBER 04/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01
WEILAND, JOSEPH, RICHARD MANAGING MEMBER 04/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01
LORENZ, JOHN, ALFRED MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 04/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2016-04-01
DUVA, DIANNE, GAYOSKI MANAGING MEMBER 04/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01
SWALLEY, ARTHUR, GENTRY MANAGING MEMBER 04/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ARLINGTON FINANCIAL ADVISORS, LLC MANAGING MEMBER direct 2016-04-01

Elevate your investments