ARMSTRONG SHAW ASSOCIATES INC

NEW CANAAN, CT Investment Advisor How do I update this listing?

Armstrong Shaw Associates is based out of New Canaan. Armstrong Shaw Associates is a large advisory firm with 31 clients and discretionary assets under management (AUM) of $121,402,266 (Form ADV from 2020-06-22). Their last reported 13F filing for Q2 2020 included $81,800,000 in managed 13F securities and a top 10 holdings concentration of 57.22%. Armstrong Shaw Associates's largest holding is Microsoft Corp. with shares held of 49,592. Whalewisdom has at least 103 13F filings

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06/30/2020

13F Activity

  • Market Value $81.8 Million
  • Prior Market Value $78.866 Million
  • New Purchases2 stocks
  • Additional Purchases0 stocks
  • Sold out of3 stocks
  • Reduced holdings in30 stocks
  • Top 10 Holdings % 57.22 %
  • Turnover % [1]:11.63%
  • Turnover Alt % [2]: 14.06 %
  • Time Held Top20:13.15 quarters
  • Time Held Top10:7.80 quarters
  • Time Held All:22.77 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 22.83%
Performance Last 4 Quarters: -12.24%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ARMSTRONG SHAW ASSOCIATES INC.
237 ELM STREET
NEW CANAAN CT    06840
Country: United States

Business Phone: 203-972-9600
Fax: 203-972-9630
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 31
Amount of client funds and securities by related persons: 121,402,000
Total Number of clients from related persons: 31
Disclosures:
Data above was derived from SEC filings.

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ARMSTRONG SHAW ASSOCIATES INC.

ownership team - last updated 2020-06-22
Name Title Start Date Direct/Indirect % Ownership
GRADY, MONICA, CAROL PRINCIPAL/CHIEF COMPLIANCE OFFICER/DIRECTOR 12/01/1986 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1986-12-01
ARMSTRONG SHAW ASSOCIATES INC. PARTNER direct 1986-12-01 2002-11-19
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL direct 1986-12-01 2005-01-21
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1986-12-01 2009-12-22
SHAW, JEFFREY, MITCHELL PRINCIPAL/CHAIRMAN/DIRECTOR 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHAIRMAN/DIRECTOR direct 1986-12-01
ARMSTRONG SHAW ASSOCIATES INC. CHAIRMAN/PARTNER direct 1986-12-01 2002-11-19
ARMSTRONG SHAW ASSOCIATES INC. CHAIRMAN/PRINCIPAL direct 1986-12-01 2004-03-18
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHAIRMAN direct 1986-12-01 2009-12-22
LINDENBAUM, JACQUELINE PRINCIPAL 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL direct 2013-12-01

ARMSTRONG SHAW ASSOCIATES INC.

ownership team - last updated 2020-03-12
Name Title Start Date Direct/Indirect % Ownership

ARMSTRONG SHAW ASSOCIATES INC.

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
GRADY, MONICA, CAROL PRINCIPAL/CHIEF COMPLIANCE OFFICER/DIRECTOR 12/01/1986 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1986-12-01
ARMSTRONG SHAW ASSOCIATES INC. PARTNER direct 1986-12-01 2002-11-19
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL direct 1986-12-01 2005-01-21
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1986-12-01 2009-12-22
SHAW, JEFFREY, MITCHELL PRINCIPAL/CHAIRMAN/DIRECTOR 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHAIRMAN/DIRECTOR direct 1986-12-01
ARMSTRONG SHAW ASSOCIATES INC. CHAIRMAN/PARTNER direct 1986-12-01 2002-11-19
ARMSTRONG SHAW ASSOCIATES INC. CHAIRMAN/PRINCIPAL direct 1986-12-01 2004-03-18
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHAIRMAN direct 1986-12-01 2009-12-22
LINDENBAUM, JACQUELINE PRINCIPAL 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL direct 2013-12-01

ARMSTRONG SHAW ASSOCIATES INC.

ownership team - last updated 2017-09-20
Name Title Start Date Direct/Indirect % Ownership
LINDENBAUM, JACQUELINE PRINCIPAL 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL direct 2013-12-01
SHAW, JEFFREY, MITCHELL PRINCIPAL/CHAIRMAN/DIRECTOR 12/01/1986 Direct 75% or more
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHAIRMAN/DIRECTOR direct 1986-12-01
ARMSTRONG SHAW ASSOCIATES INC. CHAIRMAN/PARTNER direct 1986-12-01 2002-11-19
ARMSTRONG SHAW ASSOCIATES INC. CHAIRMAN/PRINCIPAL direct 1986-12-01 2004-03-18
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHAIRMAN direct 1986-12-01 2009-12-22
GRADY, MONICA, CAROL PRINCIPAL/CHIEF COMPLIANCE OFFICER/DIRECTOR 12/01/1986 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHIEF COMPLIANCE OFFICER/DIRECTOR direct 1986-12-01
ARMSTRONG SHAW ASSOCIATES INC. PARTNER direct 1986-12-01 2002-11-19
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL direct 1986-12-01 2005-01-21
ARMSTRONG SHAW ASSOCIATES INC. PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1986-12-01 2009-12-22

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