ASTORIA STRATEGIC WEALTH, INC.

HTTP://WWW.PAULEYFINANCIAL.COM/ FLOWER MOUND, TX How do I update this listing?

Astoria Strategic Wealth is based out of Flower Mound. Astoria Strategic Wealth is a large advisory firm with 97 clients and discretionary assets under management (AUM) of $125,469,461 (Form ADV from 2018-06-01). Their last reported 13F filing for Q4 2019 included $140,491,000 in managed 13F securities and a top 10 holdings concentration of 79.34%. Astoria Strategic Wealth's largest holding is SPDR Port Aggregate Bond ETF with shares held of 1,016,837. Whalewisdom has at least 1 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2019

Top Sells

  • Name% Change

12/31/2019

13F Sector Allocation Over Time


Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ASTORIA STRATEGIC WEALTH, INC.

  

Business Phone: 888.321.7374
Fax: 512-697-8302
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 17,182,100
Total Number of Clients: 97
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

ASTORIA STRATEGIC WEALTH, INC.

ownership team - last updated 2019-08-26
Name Title Start Date Direct/Indirect % Ownership
VICTORIA, KIMBERLY, NMN PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

ASTORIA STRATEGIC WEALTH, INC.

ownership team - last updated 2019-04-15
Name Title Start Date Direct/Indirect % Ownership
VICTORIA, KIMBERLY, NMN PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

PAULEY FINANCIAL SERVICES, INC.

ownership team - last updated 2019-03-08
Name Title Start Date Direct/Indirect % Ownership
VICTORIA, KIMBERLY PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

PAULEY FINANCIAL SERVICES, INC.

ownership team - last updated 2018-10-03
Name Title Start Date Direct/Indirect % Ownership
PAULEY, KIM, VICTORIA PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

PAULEY FINANCIAL SERVICES, INC.

ownership team - last updated 2017-03-20
Name Title Start Date Direct/Indirect % Ownership
PAULEY, ROSS, DOUGLAS MANAGING PRINCIPAL 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-05-01
PAULEY FINANCIAL SERVICES, INC. MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2000-05-01
PAULEY FINANCIAL SERVICES, INC. MANAGING PRINCIPAL direct 2000-05-01
PAULEY FINANCIAL SERVICES, INC. MANAGING PRINCIPAL direct 2016-01-01
PAULEY, KIM, VICTORIA PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

Elevate your investments