AUXIER ASSET MANAGEMENT

HTTP://AUXIERFUNDS.COM AURORA, OR Investment Advisor How do I update this listing?

Auxier Asset Management is based out of Aurora. Auxier Asset Management is a large advisory firm with 408 clients and discretionary assets under management (AUM) of $601,634,141 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $497,193,000 in managed 13F securities and a top 10 holdings concentration of 29.09%. Auxier Asset Management's largest holding is UnitedHealth Group Inc. with shares held of 88,869. Auxier Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 76 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $497.193 Million
  • Prior Market Value $501.425 Million
  • New Purchases3 stocks
  • Additional Purchases30 stocks
  • Sold out of5 stocks
  • Reduced holdings in75 stocks
  • Top 10 Holdings % 29.09 %
  • Turnover % [1]:4.97%
  • Turnover Alt % [2]: 1.33 %
  • Time Held Top20:23.40 quarters
  • Time Held Top10:19.00 quarters
  • Time Held All:30.83 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.09%
Performance Last 4 Quarters: 4.48%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR/A (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR/A (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

AUXIER ASSET MANAGEMENT
15668 NE EILERS RD
AURORA OR    97002
Country: United States

Business Phone: 503-885-8807
Fax: 503-885-8607
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: OR
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 1,962,470
Total Number of Clients: 408
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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AUXIER ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
AUXIER, JAMES, JEFFREY PRESIDENT 07/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC PRESIDENT direct 1998-07-01
AUXIER ASSET MANAGEMENT LLC PRESIDENT & CEO direct 1998-07-01 2002-03-15
JA HOLDINGS, INC. SOLE MEMBER 01/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC SOLE MEMBER direct 2000-01-01
WIDOLFF, LILLIAN, MARIE CHIEF COMPLIANCE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC OPERATIONS & COMPLIANCE MANAGER (CCO FUNCTION) direct 2003-07-01
AUXIER ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2003-07-01
AUXIER, JAMES, JEFFREY SHAREHOLDER 100% JA HOLDINGS, INC. 04/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC PRESIDENT direct 1998-07-01
AUXIER ASSET MANAGEMENT LLC PRESIDENT & CEO direct 1998-07-01 2002-03-15

AUXIER ASSET MANAGEMENT LLC

ownership team - last updated 2018-10-08
Name Title Start Date Direct/Indirect % Ownership
AUXIER, JAMES, JEFFREY PRESIDENT 07/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC PRESIDENT direct 1998-07-01
AUXIER ASSET MANAGEMENT LLC PRESIDENT & CEO direct 1998-07-01 2002-03-15
JA HOLDINGS, INC. SOLE MEMBER 01/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC SOLE MEMBER direct 2000-01-01
WIDOLFF, LILLIAN, MARIE CHIEF COMPLIANCE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC OPERATIONS & COMPLIANCE MANAGER (CCO FUNCTION) direct 2003-07-01
AUXIER ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2003-07-01
AUXIER, JAMES, JEFFREY SHAREHOLDER 100% JA HOLDINGS, INC. 04/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC PRESIDENT direct 1998-07-01
AUXIER ASSET MANAGEMENT LLC PRESIDENT & CEO direct 1998-07-01 2002-03-15

AUXIER ASSET MANAGEMENT LLC

ownership team - last updated 2017-03-08
Name Title Start Date Direct/Indirect % Ownership
AUXIER, JAMES, JEFFREY PRESIDENT 07/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC PRESIDENT direct 1998-07-01
AUXIER ASSET MANAGEMENT LLC PRESIDENT & CEO direct 1998-07-01 2002-03-15
JA HOLDINGS, INC. SOLE MEMBER 01/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC SOLE MEMBER direct 2000-01-01
WIDOLFF, LILLIAN, MARIE CHIEF COMPLIANCE OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
AUXIER ASSET MANAGEMENT LLC OPERATIONS & COMPLIANCE MANAGER (CCO FUNCTION) direct 2003-07-01
AUXIER ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2003-07-01

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