AVIANCE CAPITAL PARTNERS, LLC

HTTP://WWW.AVIANCECAPITALPARTNERS.COM NAPLES, FL Investment Advisor How do I update this listing?

Aviance Capital Partners is based out of Naples. Aviance Capital Partners is a large advisory firm with 244 clients and discretionary assets under management (AUM) of $464,638,267 (Form ADV from 2018-11-01). Their last reported 13F filing for Q3 2019 included $340,280,000 in managed 13F securities and a top 10 holdings concentration of 31.22%. Aviance Capital Partners's largest holding is Apple Inc with shares held of 135,228. Aviance Capital Partners has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 32 13F filings

Subscription Required

Equal-WT
WhaleScore

?

67

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $340.28 Million
  • Prior Market Value $362.272 Million
  • New Purchases20 stocks
  • Additional Purchases75 stocks
  • Sold out of20 stocks
  • Reduced holdings in93 stocks
  • Top 10 Holdings % 31.22 %
  • Turnover % [1]:18.78%
  • Turnover Alt % [2]: 16.06 %
  • Time Held Top20:11.80 quarters
  • Time Held Top10:12.50 quarters
  • Time Held All:15.64 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 9.5%
Performance Last 4 Quarters: 14.21%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

AVIANCE CAPITAL PARTNERS LLC
2180 IMMOKALEE ROAD, #301
NAPLES FL    34110-1407
Country: United States

Business Phone: 239-598-4747
Fax: 239-598-4244
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: FL
Number of employees: 8
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 45,514,000
Total Number of Clients: 244
Amount of client funds and securities by related persons: 2,013,280
Total Number of clients from related persons: 12
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

AVIANCE CAPITAL PARTNERS LLC

ownership team - last updated 2019-06-04
Name Title Start Date Direct/Indirect % Ownership
BROWN, JACK, DAVID MANAGING MEMBER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2012-01-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2016-01-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2016-01-01
NEEL, JAMES, RICHARD MEMBER 02/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC VICE PRESIDENT direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2009-02-01
PIKE, JEFFREY, STEPHEN CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER 02/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2012-02-01

AVIANCE CAPITAL PARTNERS LLC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
NEEL, JAMES, RICHARD MEMBER 02/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC VICE PRESIDENT direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2009-02-01
PIKE, JEFFREY, STEPHEN CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER 02/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2012-02-01
BROWN, JACK, DAVID MANAGING MEMBER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2012-01-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2016-01-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2016-01-01

AVIANCE CAPITAL PARTNERS LLC

ownership team - last updated 2018-12-03
Name Title Start Date Direct/Indirect % Ownership
NEEL, JAMES, RICHARD MANAGING MEMBER 02/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC VICE PRESIDENT direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2009-02-01
PIKE, JEFFREY, STEPHEN CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER 02/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2012-02-01
BROWN, JACK, DAVID MEMBER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2012-01-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2016-01-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2016-01-01

AVIANCE CAPITAL PARTNERS LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
BROWN, JACK, DAVID MEMBER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2012-01-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2016-01-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2016-01-01
PIKE, JEFFREY, STEPHEN CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER 02/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER direct 2012-02-01
AVIANCE CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2012-02-01
NEEL, JAMES, RICHARD MANAGING MEMBER 02/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
AVIANCE CAPITAL PARTNERS LLC VICE PRESIDENT direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2009-02-01
AVIANCE CAPITAL PARTNERS LLC MEMBER direct 2009-02-01

WhaleScore history for AVIANCE CAPITAL PARTNERS, LLC

You must have a subscription to view WhaleScore histories

Elevate your investments