BALLENTINE PARTNERS, LLC

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Ballentine Partners is based out of Waltham. Ballentine Partners is a large advisory firm with 231 clients and discretionary assets under management (AUM) of $5,558,572,633 (Form ADV from 2019-07-01). Their last reported 13F filing for Q2 2020 included $2,090,040,000 in managed 13F securities and a top 10 holdings concentration of 62.92%. Ballentine Partners's largest holding is Vanguard Total Stock Market ETF with shares held of 4,052,947. Ballentine Partners has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 69 13F filings

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06/30/2020

13F Activity

  • Market Value $2.09 Billion
  • Prior Market Value $1.718 Billion
  • New Purchases51 stocks
  • Additional Purchases91 stocks
  • Sold out of22 stocks
  • Reduced holdings in205 stocks
  • Top 10 Holdings % 62.92 %
  • Turnover % [1]:19.57%
  • Turnover Alt % [2]: 7.23 %
  • Time Held Top20:33.45 quarters
  • Time Held Top10:25.00 quarters
  • Time Held All:17.26 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 26.87%
Performance Last 4 Quarters: -8.92%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Aperio Group, LLC
BOSTON TRUST WALDEN FUNDS
PARAMETRIC PORTFOLIO ASSOCIATES LLC
SaratogaRIM Global GARP Plus Fund LLC
SpiderRock Advisors, LLC

View Last Form Adv Compilation Report on Record

BALLENTINE PARTNERS
230 THIRD AVENUE SUITE 6
WALTHAM MA    02451
Country: United States

Business Phone: 781-314-1300
Fax: 781-259-8412
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 79
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,PROJECT FEES
Amount of client funds and securities: 7,928,000,000
Total Number of Clients: 231
Amount of client funds and securities by related persons: 125,949,000
Total Number of clients from related persons: 4
Disclosures:
Data above was derived from SEC filings.

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BALLENTINE PARTNERS, LLC

ownership team - last updated 2020-06-02
Name Title Start Date Direct/Indirect % Ownership
SHILO, CLAUDIA, JEAN CFO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2007-01-01
BALLENTINE PARTNERS, LLC CFO direct 2010-01-01
SCHAFFER, KYLE, JUDGE VICE PRESIDENT, ELECTED MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2006-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2006-01-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC CIO direct 2011-01-01
MCMORROW, ANDREW, JOHN PRESIDENT, CEO, ELECTED MANAGER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC SHAREHOLDER direct 2008-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2008-10-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC PRESIDENT, ELECTED MANAGER direct 2011-10-01
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2016-01-01
EDWARDS-PITT, COVENTRY CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2008-11-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-01-01
BALLENTINE PARTNERS, LLC CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT direct 2011-10-01
BALLENTINE, ROY, COOPER CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE, ROY, COOPER EXECUTIVE CHAIRMAN, ELECTED MANAGER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE & CO LLC OWNER - COMMON SHARES, MEMBER 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - COMMON SHARES, MEMBER direct 2010-01-01
PERSPECTA INVESTMENTS LLC OWNER - PREFERRED SHARES, MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES direct 2010-01-01
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES, MEMBER direct 2010-01-01
BULLITT, THOMAS, WALKER VICE PRESIDENT 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEACON FIDUCIARY ADVISORS INC VICE PRESIDENT direct 2000-02-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-10-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BRAMAN, WILLIAM, LAWRENCE CHIEF INVESTMENT OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABN AMRO ASSET MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
BALLENTINE PARTNERS, LLC CIO direct 2012-06-01
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR direct 2000-11-01 2002-04-01
JOHN HANCOCK ADVISERS, INC CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT direct 2000-05-01 2003-08-11
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR AND PRESIDENT direct 2000-11-01 2003-08-12
CADOGAN MANAGEMENT, L.L.C. DIRECTOR direct 2007-01-01 2008-11-11
CADOGAN MANAGEMENT, L.L.C. CHAIRMAN, BOARD OF DIRECTORS direct 2008-05-01 2009-05-22
FORTIS INVESTMENT MANAGEMENT USA, INC. CEO, DIRECTOR direct 2003-09-01 2010-01-05
PERSPECTA HOLDINGS LLC OWNER, MEMBER PERSPECTA INVESTMENTS LLC 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BAYBERRY BP LLC OWNER, MEMBER PERSPECTA HOLDINGS LLC 12/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW OWNER, MEMBER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BAYBERRY 2006 TRUST TRUST, MEMBER BAYBERRY BP LLC 12/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC TRUST, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2010-01-01
BALLENTINE, ROY, COOPER TRUSTEE THE BCI TRUST 07/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
THE BCI TRUST INDIRECT OWNER BALLENTINE & CO LLC 07/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC INDIRECT OWNER indirect 2018-07-01
MEISTER, PAUL, MATTHEW TRUSTEE BAYBERRY 2006 TRUST 01/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01

BALLENTINE PARTNERS, LLC

ownership team - last updated 2020-03-17
Name Title Start Date Direct/Indirect % Ownership

BALLENTINE PARTNERS, LLC

ownership team - last updated 2019-09-24
Name Title Start Date Direct/Indirect % Ownership
SHILO, CLAUDIA, JEAN CFO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2007-01-01
BALLENTINE PARTNERS, LLC CFO direct 2010-01-01
SCHAFFER, KYLE, JUDGE VICE PRESIDENT, ELECTED MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2006-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2006-01-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC CIO direct 2011-01-01
MCMORROW, ANDREW, JOHN PRESIDENT, CEO, ELECTED MANAGER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC SHAREHOLDER direct 2008-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2008-10-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC PRESIDENT, ELECTED MANAGER direct 2011-10-01
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2016-01-01
EDWARDS-PITT, COVENTRY CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2008-11-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-01-01
BALLENTINE PARTNERS, LLC CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT direct 2011-10-01
BALLENTINE, ROY, COOPER CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE, ROY, COOPER EXECUTIVE CHAIRMAN, ELECTED MANAGER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE & CO INC OWNER - COMMON SHARES, MEMBER 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - COMMON SHARES, MEMBER direct 2010-01-01
PERSPECTA INVESTMENTS LLC OWNER - PREFERRED SHARES, MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES direct 2010-01-01
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES, MEMBER direct 2010-01-01
BULLITT, THOMAS, WALKER VICE PRESIDENT 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEACON FIDUCIARY ADVISORS INC VICE PRESIDENT direct 2000-02-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-10-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BRAMAN, WILLIAM, LAWRENCE CHIEF INVESTMENT OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABN AMRO ASSET MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
BALLENTINE PARTNERS, LLC CIO direct 2012-06-01
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR direct 2000-11-01 2002-04-01
JOHN HANCOCK ADVISERS, INC CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT direct 2000-05-01 2003-08-11
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR AND PRESIDENT direct 2000-11-01 2003-08-12
CADOGAN MANAGEMENT, L.L.C. DIRECTOR direct 2007-01-01 2008-11-11
CADOGAN MANAGEMENT, L.L.C. CHAIRMAN, BOARD OF DIRECTORS direct 2008-05-01 2009-05-22
FORTIS INVESTMENT MANAGEMENT USA, INC. CEO, DIRECTOR direct 2003-09-01 2010-01-05
SALORANTA, ANJA CHIEF OPERATING OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC CHIEF OPERATING OFFICER direct 2016-11-01
PERSPECTA HOLDINGS LLC OWNER, MEMBER PERSPECTA INVESTMENTS LLC 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BAYBERRY BP LLC OWNER, MEMBER PERSPECTA HOLDING LLC 12/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA HOLDING LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW OWNER, MEMBER PERSPECTA HOLDING LLC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BAYBERRY 2006 TRUST TRUST, MEMBER BAYBERRY BP LLC 12/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC TRUST, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2010-01-01
BALLENTINE, ROY, COOPER TRUSTEE BALLENTINE & CO INC 05/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
THE 1994 ROY C. BALLENTINE FAMILY TRUST INDIRECT OWNER BALLENTINE & CO INC 01/01/2010 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 2003-10-01
CONTINUITY PARTNERS GROUP, LLC MEMBER direct 2009-11-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER direct 2009-11-01
SIR CAPITAL MANAGEMENT L.P. LIMITED PARTNER direct 2014-01-01

BALLENTINE PARTNERS, LLC

ownership team - last updated 2019-04-18
Name Title Start Date Direct/Indirect % Ownership
EDWARDS-PITT, COVENTRY CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2008-11-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-01-01
BALLENTINE PARTNERS, LLC CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT direct 2011-10-01
SHILO, CLAUDIA, JEAN CFO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2007-01-01
BALLENTINE PARTNERS, LLC CFO direct 2010-01-01
SCHAFFER, KYLE, JUDGE VICE PRESIDENT, ELECTED MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2006-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2006-01-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC CIO direct 2011-01-01
MCMORROW, ANDREW, JOHN PRESIDENT, CEO, ELECTED MANAGER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC SHAREHOLDER direct 2008-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2008-10-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC PRESIDENT, ELECTED MANAGER direct 2011-10-01
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2016-01-01
BALLENTINE, ROY, COOPER CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE, ROY, COOPER EXECUTIVE CHAIRMAN, ELECTED MANAGER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE & CO INC OWNER - COMMON SHARES, MEMBER 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - COMMON SHARES, MEMBER direct 2010-01-01
PERSPECTA INVESTMENTS LLC OWNER - PREFERRED SHARES, MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES direct 2010-01-01
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES, MEMBER direct 2010-01-01
BULLITT, THOMAS, WALKER VICE PRESIDENT 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEACON FIDUCIARY ADVISORS INC VICE PRESIDENT direct 2000-02-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-10-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BRAMAN, WILLIAM, LAWRENCE CHIEF INVESTMENT OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABN AMRO ASSET MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
BALLENTINE PARTNERS, LLC CIO direct 2012-06-01
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR direct 2000-11-01 2002-04-01
JOHN HANCOCK ADVISERS, INC CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT direct 2000-05-01 2003-08-11
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR AND PRESIDENT direct 2000-11-01 2003-08-12
CADOGAN MANAGEMENT, L.L.C. DIRECTOR direct 2007-01-01 2008-11-11
CADOGAN MANAGEMENT, L.L.C. CHAIRMAN, BOARD OF DIRECTORS direct 2008-05-01 2009-05-22
FORTIS INVESTMENT MANAGEMENT USA, INC. CEO, DIRECTOR direct 2003-09-01 2010-01-05
SALORANTA, ANJA CHIEF OPERATING OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC CHIEF OPERATING OFFICER direct 2016-11-01
PERSPECTA HOLDINGS LLC OWNER, MEMBER PERSPECTA INVESTMENTS LLC 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BAYBERRY BP LLC OWNER, MEMBER PERSPECTA HOLDING LLC 12/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA HOLDING LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW OWNER, MEMBER PERSPECTA HOLDING LLC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BAYBERRY 2006 TRUST TRUST, MEMBER BAYBERRY BP LLC 12/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC TRUST, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2010-01-01
BALLENTINE, ROY, COOPER TRUSTEE BALLENTINE & CO INC 05/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
THE 1994 ROY C. BALLENTINE FAMILY TRUST INDIRECT OWNER BALLENTINE & CO INC 01/01/2010 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 2003-10-01
CONTINUITY PARTNERS GROUP, LLC MEMBER direct 2009-11-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER direct 2009-11-01
SIR CAPITAL MANAGEMENT L.P. LIMITED PARTNER direct 2014-01-01

BALLENTINE PARTNERS, LLC

ownership team - last updated 2019-03-18
Name Title Start Date Direct/Indirect % Ownership
SHILO, CLAUDIA, JEAN CFO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2007-01-01
BALLENTINE PARTNERS, LLC CFO direct 2010-01-01
SCHAFFER, KYLE, JUDGE VICE PRESIDENT, ELECTED MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2006-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2006-01-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC CIO direct 2011-01-01
MCMORROW, ANDREW, JOHN PRESIDENT, CEO, ELECTED MANAGER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC SHAREHOLDER direct 2008-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2008-10-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC PRESIDENT, ELECTED MANAGER direct 2011-10-01
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2016-01-01
EDWARDS-PITT, COVENTRY CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2008-11-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-01-01
BALLENTINE PARTNERS, LLC CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT direct 2011-10-01
BALLENTINE, ROY, COOPER CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE, ROY, COOPER EXECUTIVE CHAIRMAN, ELECTED MANAGER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE & CO INC OWNER - COMMON SHARES, MEMBER 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - COMMON SHARES, MEMBER direct 2010-01-01
PERSPECTA INVESTMENTS LLC OWNER - PREFERRED SHARES, MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES direct 2010-01-01
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES, MEMBER direct 2010-01-01
BULLITT, THOMAS, WALKER VICE PRESIDENT 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEACON FIDUCIARY ADVISORS INC VICE PRESIDENT direct 2000-02-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-10-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BRAMAN, WILLIAM, LAWRENCE CHIEF INVESTMENT OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABN AMRO ASSET MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
BALLENTINE PARTNERS, LLC CIO direct 2012-06-01
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR direct 2000-11-01 2002-04-01
JOHN HANCOCK ADVISERS, INC CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT direct 2000-05-01 2003-08-11
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR AND PRESIDENT direct 2000-11-01 2003-08-12
CADOGAN MANAGEMENT, L.L.C. DIRECTOR direct 2007-01-01 2008-11-11
CADOGAN MANAGEMENT, L.L.C. CHAIRMAN, BOARD OF DIRECTORS direct 2008-05-01 2009-05-22
FORTIS INVESTMENT MANAGEMENT USA, INC. CEO, DIRECTOR direct 2003-09-01 2010-01-05
SALORANTA, ANJA CHIEF OPERATING OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC CHIEF OPERATING OFFICER direct 2016-11-01
PERSPECTA HOLDINGS LLC OWNER, MEMBER PERSPECTA INVESTMENTS LLC 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BAYBERRY BP LLC OWNER, MEMBER PERSPECTA HOLDING LLC 12/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA HOLDING LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW OWNER, MEMBER PERSPECTA HOLDING LLC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BAYBERRY 2006 TRUST TRUST, MEMBER BAYBERRY BP LLC 12/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC TRUST, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2010-01-01
BALLENTINE, ROY, COOPER TRUSTEE BALLENTINE & CO INC 05/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
THE 1994 ROY C. BALLENTINE FAMILY TRUST INDIRECT OWNER BALLENTINE & CO INC 01/01/2010 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 2003-10-01
CONTINUITY PARTNERS GROUP, LLC MEMBER direct 2009-11-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER direct 2009-11-01
SIR CAPITAL MANAGEMENT L.P. LIMITED PARTNER direct 2014-01-01

BALLENTINE PARTNERS, LLC

ownership team - last updated 2018-12-19
Name Title Start Date Direct/Indirect % Ownership
SHILO, CLAUDIA, JEAN CFO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2007-01-01
BALLENTINE PARTNERS, LLC CFO direct 2010-01-01
SCHAFFER, KYLE, JUDGE VICE PRESIDENT, ELECTED MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2006-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2006-01-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC CIO direct 2011-01-01
MCMORROW, ANDREW, JOHN PRESIDENT, CEO, ELECTED MANAGER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC SHAREHOLDER direct 2008-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2008-10-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC PRESIDENT, ELECTED MANAGER direct 2011-10-01
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2016-01-01
EDWARDS-PITT, COVENTRY CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2008-11-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-01-01
BALLENTINE PARTNERS, LLC CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT direct 2011-10-01
BALLENTINE, ROY, COOPER CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE, ROY, COOPER EXECUTIVE CHAIRMAN, ELECTED MANAGER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE & CO INC OWNER - COMMON SHARES, MEMBER 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - COMMON SHARES, MEMBER direct 2010-01-01
PERSPECTA INVESTMENTS LLC OWNER - PREFERRED SHARES, MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES direct 2010-01-01
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES, MEMBER direct 2010-01-01
BULLITT, THOMAS, WALKER VICE PRESIDENT 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEACON FIDUCIARY ADVISORS INC VICE PRESIDENT direct 2000-02-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-10-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BRAMAN, WILLIAM, LAWRENCE CHIEF INVESTMENT OFFICER 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABN AMRO ASSET MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
BALLENTINE PARTNERS, LLC CIO direct 2012-06-01
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR direct 2000-11-01 2002-04-01
JOHN HANCOCK ADVISERS, INC CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT direct 2000-05-01 2003-08-11
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR AND PRESIDENT direct 2000-11-01 2003-08-12
CADOGAN MANAGEMENT, L.L.C. DIRECTOR direct 2007-01-01 2008-11-11
CADOGAN MANAGEMENT, L.L.C. CHAIRMAN, BOARD OF DIRECTORS direct 2008-05-01 2009-05-22
FORTIS INVESTMENT MANAGEMENT USA, INC. CEO, DIRECTOR direct 2003-09-01 2010-01-05
SALORANTA, ANJA CHIEF OPERATING OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC CHIEF OPERATING OFFICER direct 2016-11-01
PERSPECTA HOLDINGS LLC OWNER, MEMBER PERSPECTA INVESTMENTS LLC 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BAYBERRY BP LLC OWNER, MEMBER PERSPECTA HOLDING LLC 12/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA HOLDING LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW OWNER, MEMBER PERSPECTA HOLDING LLC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BAYBERRY 2006 TRUST TRUST, MEMBER BAYBERRY BP LLC 12/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC TRUST, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2010-01-01
BALLENTINE, ROY, COOPER TRUSTEE BALLENTINE & CO INC 05/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
THE 1994 ROY C. BALLENTINE FAMILY TRUST INDIRECT OWNER BALLENTINE & CO INC 01/01/2010 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 1997-06-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER indirect 2003-10-01
CONTINUITY PARTNERS GROUP, LLC MEMBER direct 2009-11-01
CONTINUITY PARTNERS GROUP, LLC SHAREHOLDER direct 2009-11-01
SIR CAPITAL MANAGEMENT L.P. LIMITED PARTNER direct 2014-01-01

BALLENTINE PARTNERS, LLC

ownership team - last updated 2017-03-10
Name Title Start Date Direct/Indirect % Ownership
SHILO, CLAUDIA, JEAN CFO 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2007-01-01
BALLENTINE PARTNERS, LLC CFO direct 2010-01-01
SCHAFFER, KYLE, JUDGE VICE PRESIDENT, ELECTED MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2006-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2006-01-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC CIO direct 2011-01-01
MCMORROW, ANDREW, JOHN PRESIDENT, CEO, ELECTED MANAGER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC SHAREHOLDER direct 2008-01-01
BALLENTINE FINN & CO INC DIRECTOR & VICE PRESIDENT direct 2008-10-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT, ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC PRESIDENT, ELECTED MANAGER direct 2011-10-01
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2016-01-01
EDWARDS-PITT, COVENTRY CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC VICE PRESIDENT direct 2008-11-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-01-01
BALLENTINE PARTNERS, LLC CHIEF WEALTH ADVISORY OFFICER / VICE PRESIDENT direct 2011-10-01
BALLENTINE, ROY, COOPER CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE, ROY, COOPER EXECUTIVE CHAIRMAN, ELECTED MANAGER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
BALLENTINE & CO INC OWNER - COMMON SHARES, MEMBER 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - COMMON SHARES, MEMBER direct 2010-01-01
PERSPECTA INVESTMENTS LLC OWNER - PREFERRED SHARES, MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES direct 2010-01-01
BALLENTINE PARTNERS, LLC OWNER - PREFERRED SHARES, MEMBER direct 2010-01-01
BULLITT, THOMAS, WALKER VICE PRESIDENT 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEACON FIDUCIARY ADVISORS INC VICE PRESIDENT direct 2000-02-01
BALLENTINE PARTNERS, LLC VICE PRESIDENT direct 2010-10-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BRAMAN, WILLIAM, LAWRENCE CIO 06/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABN AMRO ASSET MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
BALLENTINE PARTNERS, LLC CIO direct 2012-06-01
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR direct 2000-11-01 2002-04-01
JOHN HANCOCK ADVISERS, INC CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT direct 2000-05-01 2003-08-11
SOVEREIGN ASSET MANAGEMENT CORPORATION DIRECTOR AND PRESIDENT direct 2000-11-01 2003-08-12
CADOGAN MANAGEMENT, L.L.C. DIRECTOR direct 2007-01-01 2008-11-11
CADOGAN MANAGEMENT, L.L.C. CHAIRMAN, BOARD OF DIRECTORS direct 2008-05-01 2009-05-22
FORTIS INVESTMENT MANAGEMENT USA, INC. CEO, DIRECTOR direct 2003-09-01 2010-01-05
Saloranta, anja CHIEF OPERATING OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC CHIEF OPERATING OFFICER direct 2016-11-01
PERSPECTA HOLDING LLC OWNER, MEMBER PERSPECTA INVESTMENTS LLC 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BAYBERRY BP LLC OWNER, MEMBER PERSPECTA HOLDING LLC 12/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA HOLDING LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW OWNER, MEMBER PERSPECTA HOLDING LLC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
BAKER, SCOTT, THOMAS MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC MANAGER indirect 2010-01-01
BAYBERRY 2006 TRUST TRUST, MEMBER BAYBERRY BP LLC 12/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC TRUST, MEMBER indirect 2009-12-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2010-01-01
BALLENTINE, ROY, COOPER PRESIDENT/SHAREHOLDER BALLENTINE & COMPANY, INC. 05/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BALLENTINE FINN & CO INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1997-01-01
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01
BALLENTINE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
BALLENTINE PARTNERS, LLC EXECUTIVE CHAIRMAN, ELECTED MANAGER direct 2011-10-01
BALLENTINE FINN & CO INC PRESIDENT direct 1997-01-01 2005-03-31
BALLENTINE FINN & CO INC PRESIDENT, CCO direct 1997-01-01 2006-03-21
BALLENTINE PARTNERS, LLC PRESIDENT/SHAREHOLDER indirect 1997-05-01 2011-02-14
BALLENTINE PARTNERS, LLC PRESIDENT, CEO, ELECTED MANAGER direct 2010-01-01 2011-03-15
BALLENTINE PARTNERS, LLC CEO, ELECTED MANAGER direct 2011-10-01 2015-07-21
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
MONTRONE, PAUL, MICHAEL ELECTED MANAGER PERSPECTA INVESTMENTS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-12-01
MEISTER, PAUL, MATTHEW TRUSTEE BAYBERRY 2006 TRUST 01/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01
MEISTER, PAUL, MATTHEW ELECTED MANAGER PERSPECTA HOLDINGS LLC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2010-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER, MEMBER indirect 2010-01-01
BALLENTINE PARTNERS, LLC OWNER indirect 2010-01-01
BALLENTINE PARTNERS, LLC TRUSTEE indirect 2011-01-01
BALLENTINE PARTNERS, LLC ELECTED MANAGER direct 2012-01-01

WhaleScore history for BALLENTINE PARTNERS, LLC

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