BARRETT ASSET MANAGEMENT, LLC

HTTP://WWW.BARRETTASSET.COM NEW YORK, NY Investment Advisor How do I update this listing?

Barrett Asset Management is based out of New York. Barrett Asset Management is a large advisory firm with 658 clients and discretionary assets under management (AUM) of $1,516,061,884 (Form ADV from 2018-09-01). Their last reported 13F filing for Q3 2019 included $1,517,357,000 in managed 13F securities and a top 10 holdings concentration of 34.32%. Barrett Asset Management's largest holding is VISA Inc with shares held of 505,060. Barrett Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 34 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.517 Billion
  • Prior Market Value $1.516 Billion
  • New Purchases14 stocks
  • Additional Purchases52 stocks
  • Sold out of22 stocks
  • Reduced holdings in111 stocks
  • Top 10 Holdings % 34.32 %
  • Turnover % [1]:9.97%
  • Turnover Alt % [2]: 2.42 %
  • Time Held Top20:17.45 quarters
  • Time Held Top10:6.90 quarters
  • Time Held All:20.34 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.28%
Performance Last 4 Quarters: 14.28%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BARRETT ASSET MANAGEMENT, LLC
90 PARK AVENUE 34TH FLOOR
NEW YORK NY    10016
Country: United States

Business Phone: 212-983-5080
Fax: 212-953-3240
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 18
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 1,848,840,000
Total Number of Clients: 658
Amount of client funds and securities by related persons: 268,124,000
Total Number of clients from related persons: 101
Disclosures:
Data above was derived from SEC filings.

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BARRETT ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-08
Name Title Start Date Direct/Indirect % Ownership
BARRETT II, JOHN, DAVID CHAIRMAN OF THE BOARD 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC CHAIRMAN OF THE BOARD, CEO direct 1998-04-01
BARRETT ASSET MANAGEMENT, LLC CHAIRMAN OF THE BOARD direct 2011-04-01
BARRETT ASSET MANAGEMENT, LLC CHAIRMAN OF THE BOARD, CEO direct 2011-04-01 2012-04-26
BATER, CHRISTINA, ANN MANAGING DIRECTOR 04/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2001-10-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01
BARRETT ASSOCIATES INC ASSOCIATE MANAGING DIRECTOR direct 1995-01-01 2001-10-29
MILNAMOW, ROBERT, JOSEPH PRESIDENT 10/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2003-11-01
BARRETT ASSOCIATES INC SENIOR VICE PRESIDENT direct 2008-12-01
BARRETT ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2011-04-01
BARRETT ASSET MANAGEMENT, LLC PRESIDENT direct 2014-10-01
BECK, EDWIN, WELLS MANAGING DIRECTOR 04/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2007-04-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01
MORREALE, MADELEINE CHIEF COMPLIANCE OFFICER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 2010-06-01
BARRETT ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-04-01
YOUNGMAN, JOHN, GRAY MANAGING DIRECTOR 04/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2010-03-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01
HOVEY, YOUNGMAN ASSOCIATES, INC EXECUTIVE VICE PRESIDENT direct 2000-01-01 2006-01-13
HOVEY, YOUNGMAN ASSOCIATES, INC MANAGING DIRECTOR direct 2006-01-01 2010-03-19
THE 2010 BARRETT FAMILY TRUST MEMBER 04/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BARRETT ASSET MANAGEMENT, LLC MEMBER direct 2011-04-01
OLIN, DOUGLAS TRUSTEE 2010 BARRETT FAMILY TRUST 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSET MANAGEMENT, LLC TRUSTEE 2010 BARRETT FAMILY TRUST direct 2010-06-01
CONATUS CAPITAL MANAGEMENT LP TRUSTEE indirect 2016-09-01
CONATUS CAPITAL MANAGEMENT LP TRUSTEE-STEMERMAN FAMILY 2007 REMAINDER TRUST direct 2016-09-01
BARRETT IV, JOHN, DAVID TRUSTEE 2010 BARRETT FAMILY TRUST 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSET MANAGEMENT, LLC TRUSTEE 2010 BARRETT FAMILY TRUST direct 2010-06-01
SHRIVER, PETER, HEPBURN CEO 12/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC PRESIDENT, TREASURER, DIRECTOR direct 2004-04-01
BARRETT ASSET MANAGEMENT, LLC CEO direct 2011-12-01
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 1995-01-01 2002-10-23
BARRETT ASSOCIATES INC MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT direct 2003-01-01 2004-03-31
BARRETT ASSET MANAGEMENT, LLC PRESIDENT direct 2011-04-01 2012-04-26
BARRETT ASSET MANAGEMENT, LLC PRESIDENT/CEO direct 2011-04-01 2014-03-14
CAMPBELL, MARIETTE, LOUISE GRAEME MANAGING DIRECTOR 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVERNESS COUNSEL INC SENIOR VICE PRESIDENT direct 2010-12-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2017-05-01
RICE, ANN, GRACE CHIEF ADMINISTRATIVE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSET MANAGEMENT, LLC CHIEF ADMINISTRATIVE OFFICER direct 2018-09-01

BARRETT ASSET MANAGEMENT, LLC

ownership team - last updated 2017-05-26
Name Title Start Date Direct/Indirect % Ownership
BARRETT II, JOHN, DAVID CHAIRMAN OF THE BOARD 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC CHAIRMAN OF THE BOARD, CEO direct 1998-04-01
BARRETT ASSET MANAGEMENT, LLC CHAIRMAN OF THE BOARD direct 2011-04-01
BARRETT ASSET MANAGEMENT, LLC CHAIRMAN OF THE BOARD, CEO direct 2011-04-01 2012-04-26
BATER, CHRISTINA, ANN MANAGING DIRECTOR 04/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2001-10-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01
BARRETT ASSOCIATES INC ASSOCIATE MANAGING DIRECTOR direct 1995-01-01 2001-10-29
MILNAMOW, ROBERT, JOSEPH PRESIDENT 10/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2003-11-01
BARRETT ASSOCIATES INC SENIOR VICE PRESIDENT direct 2008-12-01
BARRETT ASSET MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2011-04-01
BARRETT ASSET MANAGEMENT, LLC PRESIDENT direct 2014-10-01
BECK, EDWIN, WELLS MANAGING DIRECTOR 04/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2007-04-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01
MORREALE, MADELEINE CHIEF COMPLIANCE OFFICER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 2010-06-01
BARRETT ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-04-01
STUTTIG, CHRISTINE CHIEF OPERATING OFFICER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC CHIEF ADMINISTRATIVE OFFICER direct 2010-06-01
BARRETT ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2011-04-01
HOVEY, YOUNGMAN ASSOCIATES, INC CORPORATE SECRETARY direct 1989-09-01 2004-08-02
HOVEY, YOUNGMAN ASSOCIATES, INC TREASURER & CORPORATE SECRETARY direct 2005-01-01 2007-01-12
GRIFFIN ASSET MANAGEMENT, INC. TREASURER & CORPORATE SECRETARY direct 2006-01-01 2010-03-19
BARRETT ASSET MANAGEMENT, LLC CHIEF ADMINISTRATIVE OFFICER direct 2011-04-01 2016-08-11
YOUNGMAN, JOHN, GRAY MANAGING DIRECTOR 04/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 2010-03-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2011-04-01
HOVEY, YOUNGMAN ASSOCIATES, INC EXECUTIVE VICE PRESIDENT direct 2000-01-01 2006-01-13
HOVEY, YOUNGMAN ASSOCIATES, INC MANAGING DIRECTOR direct 2006-01-01 2010-03-19
THE 2010 BARRETT FAMILY TRUST MEMBER 04/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BARRETT ASSET MANAGEMENT, LLC MEMBER direct 2011-04-01
OLIN, DOUGLAS TRUSTEE 2010 BARRETT FAMILY TRUST 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSET MANAGEMENT, LLC TRUSTEE 2010 BARRETT FAMILY TRUST direct 2010-06-01
CONATUS CAPITAL MANAGEMENT LP TRUSTEE indirect 2016-09-01
CONATUS CAPITAL MANAGEMENT LP TRUSTEE-STEMERMAN FAMILY 2007 REMAINDER TRUST direct 2016-09-01
BARRETT IV, JOHN, DAVID TRUSTEE 2010 BARRETT FAMILY TRUST 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARRETT ASSET MANAGEMENT, LLC TRUSTEE 2010 BARRETT FAMILY TRUST direct 2010-06-01
SHRIVER, PETER, HEPBURN CEO 12/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BARRETT ASSOCIATES INC PRESIDENT, TREASURER, DIRECTOR direct 2004-04-01
BARRETT ASSET MANAGEMENT, LLC CEO direct 2011-12-01
BARRETT ASSOCIATES INC MANAGING DIRECTOR direct 1995-01-01 2002-10-23
BARRETT ASSOCIATES INC MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT direct 2003-01-01 2004-03-31
BARRETT ASSET MANAGEMENT, LLC PRESIDENT direct 2011-04-01 2012-04-26
BARRETT ASSET MANAGEMENT, LLC PRESIDENT/CEO direct 2011-04-01 2014-03-14
CAMPBELL, MARIETTE, LOUISE GRAEME MANAGING DIRECTOR 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVERNESS COUNSEL INC SENIOR VICE PRESIDENT direct 2010-12-01
BARRETT ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2017-05-01

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