BAXTER BROS INC

HTTPS://WWW.BAXTERINVESTMENT.COM RIVERSIDE, CT Investment Advisor How do I update this listing?

Subscription Required

Equal-WT
WhaleScore 2.0 ?

80

S&P 500
WhaleScore ?

Subscription Required

Original
WhaleScore ?

Baxter Bros is based out of Riverside. Baxter Bros is a large advisory firm with 379 clients and discretionary assets under management (AUM) of $706,270,884 (Form ADV from 2021-03-29). Their last reported 13F filing for Q1 2021 included $582,075,000 in managed 13F securities and a top 10 holdings concentration of 43.22%. Baxter Bros's largest holding is Microsoft Corp. with shares held of 178,660. Baxter Bros has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 81 13F filings

Download 13F Summary Create Alert

03/31/2021

13F Activity

  • Market Value $582.075 Million
  • Prior Market Value $527.931 Million
  • New Purchases9 stocks
  • Additional Purchases41 stocks
  • Sold out of4 stocks
  • Reduced holdings in49 stocks
  • Top 10 Holdings % 43.22 %
  • Turnover % [1]:10.57%
  • Turnover Alt % [2]: 1.23 %
  • Time Held Top20:11.80 quarters
  • Time Held Top10:12.50 quarters
  • Time Held All:13.85 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-05-17

Performance for Q1 2021: 3.6%
Performance Last 4 Quarters: 34.92%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BAXTER INVESTMENT MANAGEMENT
1030 EAST PUTNAM AVENUE
RIVERSIDE CT    06878
Country: United States

Business Phone: 203-637-4559
Fax: 203-637-9652
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 379
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

BAXTER BROTHERS INC.

ownership team - last updated 2021-03-29
Name Title Start Date Direct/Indirect % Ownership
BAXTER, WILLIAM, JOSEPH PRESIDENT, SECTY, TREAS 01/01/1989 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. PRESIDENT, SECTY, TREAS direct 1989-01-01
BAXTER BROTHERS INC. COO,CCO, DIR. direct 1989-01-01 2003-01-02
BAXTER BROTHERS INC. PRESIDENT, CCO, DIR. direct 1989-01-01 2003-02-03
BAXTER BROTHERS INC. PRESIDENT, DIR. direct 1989-01-01 2006-03-17
BAXTER, JOHN, C CHIEF COMPLIANCE OFFICER 03/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. SHAREHOLDER direct 2006-01-01
BAXTER BROTHERS INC. CHIEF COMPLIANCE OFFICER direct 2009-03-01

BAXTER BROTHERS INC.

ownership team - last updated 2020-07-01
Name Title Start Date Direct/Indirect % Ownership
BAXTER, WILLIAM, JOSEPH PRESIDENT, SECTY, TREAS 01/01/1989 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. PRESIDENT, SECTY, TREAS direct 1989-01-01
BAXTER BROTHERS INC. COO,CCO, DIR. direct 1989-01-01 2003-01-02
BAXTER BROTHERS INC. PRESIDENT, CCO, DIR. direct 1989-01-01 2003-02-03
BAXTER BROTHERS INC. PRESIDENT, DIR. direct 1989-01-01 2006-03-17
BAXTER, JOHN, C CHIEF COMPLIANCE OFFICER 03/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. SHAREHOLDER direct 2006-01-01
BAXTER BROTHERS INC. CHIEF COMPLIANCE OFFICER direct 2009-03-01

BAXTER BROTHERS INC.

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
BAXTER, WILLIAM, JOSEPH PRESIDENT, SECTY, TREAS 01/01/1989 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. PRESIDENT, SECTY, TREAS direct 1989-01-01
BAXTER BROTHERS INC. COO,CCO, DIR. direct 1989-01-01 2003-01-02
BAXTER BROTHERS INC. PRESIDENT, CCO, DIR. direct 1989-01-01 2003-02-03
BAXTER BROTHERS INC. PRESIDENT, DIR. direct 1989-01-01 2006-03-17
BAXTER, JOHN, C CHIEF COMPLIANCE OFFICER 03/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. SHAREHOLDER direct 2006-01-01
BAXTER BROTHERS INC. CHIEF COMPLIANCE OFFICER direct 2009-03-01

BAXTER BROTHERS INC.

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

BAXTER BROTHERS INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
BAXTER, JOHN, C CHIEF COMPLIANCE OFFICER 03/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. SHAREHOLDER direct 2006-01-01
BAXTER BROTHERS INC. CHIEF COMPLIANCE OFFICER direct 2009-03-01
BAXTER, WILLIAM, JOSEPH PRESIDENT, SECTY, TREAS 01/01/1989 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. PRESIDENT, SECTY, TREAS direct 1989-01-01
BAXTER BROTHERS INC. COO,CCO, DIR. direct 1989-01-01 2003-01-02
BAXTER BROTHERS INC. PRESIDENT, CCO, DIR. direct 1989-01-01 2003-02-03
BAXTER BROTHERS INC. PRESIDENT, DIR. direct 1989-01-01 2006-03-17

BAXTER BROTHERS INC.

ownership team - last updated 2017-04-06
Name Title Start Date Direct/Indirect % Ownership
BAXTER, WILLIAM, JOSEPH PRESIDENT, SECTY, TREAS 01/01/1989 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. PRESIDENT, SECTY, TREAS direct 1989-01-01
BAXTER BROTHERS INC. COO,CCO, DIR. direct 1989-01-01 2003-01-02
BAXTER BROTHERS INC. PRESIDENT, CCO, DIR. direct 1989-01-01 2003-02-03
BAXTER BROTHERS INC. PRESIDENT, DIR. direct 1989-01-01 2006-03-17
BAXTER, JOHN, C CHIEF COMPLIANCE OFFICER 03/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAXTER BROTHERS INC. SHAREHOLDER direct 2006-01-01
BAXTER BROTHERS INC. CHIEF COMPLIANCE OFFICER direct 2009-03-01

WhaleScore history for BAXTER BROS INC

You must have a subscription to view WhaleScore histories

Elevate your investments