BELL ROCK CAPITAL LLC

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Bell Rock Capital is based out of Rehoboth Beach. Bell Rock Capital is a large advisory firm with 608 clients and discretionary assets under management (AUM) of $220,072,544 (Form ADV from 2019-10-16). Their last reported 13F filing for Q3 2019 included $112,773,000 in managed 13F securities and a top 10 holdings concentration of 34.29%. Bell Rock Capital's largest holding is Apple Inc with shares held of 38,369. Whalewisdom has at least 12 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $112.773 Million
  • Prior Market Value $113.884 Million
  • New Purchases25 stocks
  • Additional Purchases141 stocks
  • Sold out of34 stocks
  • Reduced holdings in95 stocks
  • Top 10 Holdings % 34.29 %
  • Turnover % [1]:16.30%
  • Turnover Alt % [2]: 11.42 %
  • Time Held Top20:2.40 quarters
  • Time Held Top10:2.40 quarters
  • Time Held All:5.76 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.5%
Performance Last 4 Quarters: 0.69%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BELL ROCK CAPITAL, LLC
35568 AIRPORT ROAD
REHOBOTH BEACH DE    19971
Country: United States

Business Phone: 302-227-7607
Fax: 302-227-7609
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 5,208,430
Total Number of Clients: 608
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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BELL ROCK CAPITAL, LLC

ownership team - last updated 2019-07-19
Name Title Start Date Direct/Indirect % Ownership
TOROIAN, MARGUERITE, CASSANDRA MANAGING MEMBER 10/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
COHEN BROS. TOROIAN INVESTMENT MANAGEMENT, INC. OWNER direct 2001-06-01
COHEN BROS. TOROIAN INVESTMENT MANAGEMENT, LLC PRINCIPAL/SENIOR PORTFOLIO MANAGER direct 2005-05-01
BELL ROCK CAPITAL, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2005-10-01
BLUE, JACQUELYN, KERRY CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER (CCO EFFECTIVE JULY 1, 2019) 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUE ROCKEFELLER, LLC MEMBER direct 2004-10-01
BELL ROCK CAPITAL, LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER direct 2010-01-01
MALVERN BANK NATIONAL ASSOCIATION MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BELL ROCK CAPITAL, LLC OWNER direct 2017-07-01

BELL ROCK CAPITAL, LLC

ownership team - last updated 2019-03-11
Name Title Start Date Direct/Indirect % Ownership
TOROIAN, MARGUERITE, CASSANDRA MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 10/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
COHEN BROS. TOROIAN INVESTMENT MANAGEMENT, INC. OWNER direct 2001-06-01
COHEN BROS. TOROIAN INVESTMENT MANAGEMENT, LLC PRINCIPAL/SENIOR PORTFOLIO MANAGER direct 2005-05-01
BELL ROCK CAPITAL, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2005-10-01
BLUE, JACQUELYN, KERRY CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUE ROCKEFELLER, LLC MEMBER direct 2004-10-01
BELL ROCK CAPITAL, LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER direct 2010-01-01
MALVERN BANK NATIONAL ASSOCIATION MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BELL ROCK CAPITAL, LLC OWNER direct 2017-07-01

BELL ROCK CAPITAL, LLC

ownership team - last updated 2018-06-07
Name Title Start Date Direct/Indirect % Ownership
TOROIAN, MARGUERITE, CASSANDRA MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 10/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
COHEN BROS. TOROIAN INVESTMENT MANAGEMENT, INC. OWNER direct 2001-06-01
COHEN BROS. TOROIAN INVESTMENT MANAGEMENT, LLC PRINCIPAL/SENIOR PORTFOLIO MANAGER direct 2005-05-01
BELL ROCK CAPITAL, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2005-10-01
BLUE, JACQUELYN, KERRY CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUE ROCKEFELLER, LLC MEMBER direct 2004-10-01
BELL ROCK CAPITAL, LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER direct 2010-01-01
MALVERN FEDERAL BANCORP INC MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BELL ROCK CAPITAL, LLC OWNER direct 2017-07-01

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