BERMAN CAPITAL ADVISORS, LLC

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Berman Capital Advisors is based out of Atlanta. Berman Capital Advisors is a large advisory firm with 188 clients and discretionary assets under management (AUM) of $866,748,967 (Form ADV from 2018-09-01). Their last reported 13F filing for Q4 2019 included $347,080,000 in managed 13F securities and a top 10 holdings concentration of 54.47%. Berman Capital Advisors's largest holding is iShares Core MSCI EAFE ETF with shares held of 610,194. Whalewisdom has at least 11 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $347.08 Million
  • Prior Market Value $320.77 Million
  • New Purchases80 stocks
  • Additional Purchases549 stocks
  • Sold out of81 stocks
  • Reduced holdings in202 stocks
  • Top 10 Holdings % 54.47 %
  • Turnover % [1]:10.35%
  • Turnover Alt % [2]: 4.02 %
  • Time Held Top20:5.60 quarters
  • Time Held Top10:5.90 quarters
  • Time Held All:3.67 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 4.83%
Performance Last 4 Quarters: 18.4%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BERMAN CAPITAL ADVISORS, LLC
Classified as Hedge Fund
3475 LENOX ROAD STE 760
ATLANTA GA    30326
Country: United States

Business Phone: 404-554-4999
Fax: 404-554-0455
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: GA
Number of employees: 24
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities: 544,519,000
Total Number of Clients: 188
Amount of client funds and securities by related persons: 498,750
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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BERMAN CAPITAL ADVISORS, LLC

ownership team - last updated 2019-12-03
Name Title Start Date Direct/Indirect % Ownership
BERMAN, JUSTIN PRINCIPAL, MANAGING MEMBER 10/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL GROUP LLC MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL direct 2010-10-01
ASRAEL, JILL, BRODIE MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 10/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
DOWNS, KELLY, ANN CHIEF OPERATING OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-02-01
REILLY, WENDELL, SWITZER MEMBER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHAIRMAN direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, CHAIRMAN direct 2011-10-01
ALLEN, JOHN, RUSSELL CHIEF INVESTMENT OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2014-08-01
TANG, WEN, YUAN WEALTH ADVISOR 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC WEALTH ADVISOR direct 2014-08-01
Fisher, David, Lee PRESIDENT 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC PRESIDENT direct 2018-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BCA NOBLE HOSPITALITY INCOME ACCESS LP United States 805-4759498996 Other Private Fund FUND OF FUNDS 498,750 250,000 Fund of Funds
BCA HEDGED STRATEGIES FUND, LP United States 805-7230995512 Other Private Fund FUND OF FUNDS 12,575,000 250,000 Fund of Funds

BERMAN CAPITAL ADVISORS, LLC

ownership team - last updated 2019-07-09
Name Title Start Date Direct/Indirect % Ownership
REILLY, WENDELL, SWITZER MEMBER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHAIRMAN direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, CHAIRMAN direct 2011-10-01
BERMAN, JUSTIN PRINCIPAL, MANAGING MEMBER 10/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL GROUP LLC MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL direct 2010-10-01
ASRAEL, JILL, BRODIE MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 10/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
DOWNS, KELLY, ANN CHIEF OPERATING OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-02-01
ALLEN, JOHN, RUSSELL CHIEF INVESTMENT OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2014-08-01
TANG, WEN, YUAN WEALTH ADVISOR 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC WEALTH ADVISOR direct 2014-08-01
Fisher, David, Lee PRESIDENT 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC PRESIDENT direct 2018-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BCA NOBLE HOSPITALITY INCOME ACCESS LP United States 805-4759498996 Other Private Fund FUND OF FUNDS 498,750 250,000 Fund of Funds

BERMAN CAPITAL ADVISORS, LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
BERMAN, JUSTIN PRINCIPAL, MANAGING MEMBER 10/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL GROUP LLC MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL direct 2010-10-01
ASRAEL, JILL, BRODIE MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 10/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
DOWNS, KELLY, ANN CHIEF OPERATING OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-02-01
REILLY, WENDELL, SWITZER MEMBER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHAIRMAN direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, CHAIRMAN direct 2011-10-01
ALLEN, JOHN, RUSSELL CHIEF INVESTMENT OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2014-08-01
TANG, WEN, YUAN WEALTH ADVISOR 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC WEALTH ADVISOR direct 2014-08-01
Fisher, David, Lee PRESIDENT 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC PRESIDENT direct 2018-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BCA NOBLE HOSPITALITY INCOME ACCESS LP United States 805-4759498996 Other Private Fund FUND OF FUNDS 498,750 250,000 Fund of Funds

BERMAN CAPITAL ADVISORS, LLC

ownership team - last updated 2017-10-16
Name Title Start Date Direct/Indirect % Ownership
BERMAN, JUSTIN PRINCIPAL, MANAGING MEMBER 10/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL GROUP LLC MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, MANAGING MEMBER direct 2010-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL direct 2010-10-01
ASRAEL, JILL, BRODIE MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 10/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-10-01
DOWNS, KELLY, ANN CHIEF OPERATING OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2011-02-01
REILLY, WENDELL, SWITZER MEMBER, CHAIRMAN 10/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHAIRMAN direct 2011-10-01
BERMAN CAPITAL ADVISORS, LLC MEMBER, CHAIRMAN direct 2011-10-01
ALLEN, JOHN, RUSSELL CHIEF INVESTMENT OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERMAN CAPITAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2014-08-01

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