BLS FINANS A/S
MEMBER
01/01/2008
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
SHAREHOLDER
indirect
1995-02-01
ESO CAPITAL PARTNERS UK LLP
GENERAL PARTNER
direct
2006-10-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
SHAREHOLDER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
direct
2008-01-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
SHAREHOLDER
direct
2010-03-01
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED
SHAREHOLDER
direct
2010-12-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
indirect
2012-01-01
DUNDAS PARTNERS LLP
GENERAL PARTNER
direct
2013-03-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2014-03-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER, COMMON SHARE
direct
2014-08-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT LLC (RELYING ADVISER)
direct
2016-01-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT II LLC (RELYING ADVISER)
direct
2017-05-01
GFTA ANALYTICS LTD.
CURRENT HOLDER
indirect
1997-12-01
2001-11-29
BROOKE CAPITAL LIMITED
SHAREHOLDER
direct
2002-08-01
2010-06-14
ESO CAPITAL UK LIMITED
LIMITED COMPANY
direct
2006-11-01
2015-04-22
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-08-01
2015-07-17
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
direct
2006-10-01
2015-07-17
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
direct
2014-08-01
2016-03-07
ESO CAPITAL PARTNERS UK LLP
LIMITED LIABILITY COMPANY
indirect
2006-08-01
2016-06-10
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-11-01
2016-06-10
ROERDAM, PETER, BUNDGAARD
PARTNER, DIRECTOR AND PORTFOLIO MANAGER
01/01/2008
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CEO, PARTNER AND PORTFOLIO MANAGER
direct
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CEO, DIRCTOR, PARTNER AND PORTFOLIE MANAGER
direct
2008-01-01
GREX, ANNA
CFO
02/01/2013
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CFO, CCO
direct
2013-02-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CFO
direct
2013-02-01
LUND, ANDERS, RICHARD
CEO, PARTNER AND PORTFOLIO MANAGER
01/01/2008
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
PARTNER, DIRECTOR AND PORTFOLIO MANAGER
direct
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
TRUSTEE
indirect
2014-03-01
JENSEN, STEEN, ALEXANDER JUUL
CHAIRMAN OF THE BOARD
04/01/2009
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CHAIRMAN OF THE BOARD
direct
2009-04-01
BACKHAUSEN, PERNILLE
DIRECTOR
01/01/2008
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
DIRECTOR
direct
2008-01-01
RISHEL, DAVID, LEE
CCO
03/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
PRIVATE WEALTH ADVISORS, INC.
COO/CHIEF COMPLIANCE OFFICER/SECRETARY
direct
2003-01-01
PRIVATE WEALTH ADVISORS, INC.
COO/CHIEF COMPLIANCE OFFICER
direct
2003-01-01
PRIVATE WEALTH ADVISORS, INC.
COO/CCO
direct
2004-01-01
PRIVATE WEALTH ADVISORS, INC.
COO/CHIEF COMPLIANCE OFFICER
direct
2004-01-01
KINGSTOWN CAPITAL MANAGEMENT L.P.
CHIEF COMPLIANCE OFFICER
direct
2014-03-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CCO
direct
2017-03-01
PBR INVEST APS
SHAREHOLDER BLS FINANS A/S
01/01/2008
Indirect
25 - 50%
Fund Name
Position
direct/indirect
start date
end date
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
SHAREHOLDER
indirect
1995-02-01
ESO CAPITAL PARTNERS UK LLP
GENERAL PARTNER
direct
2006-10-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
SHAREHOLDER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
direct
2008-01-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
SHAREHOLDER
direct
2010-03-01
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED
SHAREHOLDER
direct
2010-12-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
indirect
2012-01-01
DUNDAS PARTNERS LLP
GENERAL PARTNER
direct
2013-03-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2014-03-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER, COMMON SHARE
direct
2014-08-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT LLC (RELYING ADVISER)
direct
2016-01-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT II LLC (RELYING ADVISER)
direct
2017-05-01
GFTA ANALYTICS LTD.
CURRENT HOLDER
indirect
1997-12-01
2001-11-29
BROOKE CAPITAL LIMITED
SHAREHOLDER
direct
2002-08-01
2010-06-14
ESO CAPITAL UK LIMITED
LIMITED COMPANY
direct
2006-11-01
2015-04-22
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-08-01
2015-07-17
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
direct
2006-10-01
2015-07-17
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
direct
2014-08-01
2016-03-07
ESO CAPITAL PARTNERS UK LLP
LIMITED LIABILITY COMPANY
indirect
2006-08-01
2016-06-10
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-11-01
2016-06-10
ALU INVEST APS
SHAREHOLDER BLS FINANS A/S
01/01/2008
Indirect
25 - 50%
Fund Name
Position
direct/indirect
start date
end date
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
SHAREHOLDER
indirect
1995-02-01
ESO CAPITAL PARTNERS UK LLP
GENERAL PARTNER
direct
2006-10-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
SHAREHOLDER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
direct
2008-01-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
SHAREHOLDER
direct
2010-03-01
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED
SHAREHOLDER
direct
2010-12-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
indirect
2012-01-01
DUNDAS PARTNERS LLP
GENERAL PARTNER
direct
2013-03-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2014-03-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER, COMMON SHARE
direct
2014-08-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT LLC (RELYING ADVISER)
direct
2016-01-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT II LLC (RELYING ADVISER)
direct
2017-05-01
GFTA ANALYTICS LTD.
CURRENT HOLDER
indirect
1997-12-01
2001-11-29
BROOKE CAPITAL LIMITED
SHAREHOLDER
direct
2002-08-01
2010-06-14
ESO CAPITAL UK LIMITED
LIMITED COMPANY
direct
2006-11-01
2015-04-22
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-08-01
2015-07-17
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
direct
2006-10-01
2015-07-17
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
direct
2014-08-01
2016-03-07
ESO CAPITAL PARTNERS UK LLP
LIMITED LIABILITY COMPANY
indirect
2006-08-01
2016-06-10
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-11-01
2016-06-10
TF FAMILY AND HUMANITARIAN TRUST
MEMBER ALU INVEST APS
03/01/2014
Indirect
50 - 75%
Fund Name
Position
direct/indirect
start date
end date
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
SHAREHOLDER
indirect
1995-02-01
ESO CAPITAL PARTNERS UK LLP
GENERAL PARTNER
direct
2006-10-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
SHAREHOLDER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
direct
2008-01-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
SHAREHOLDER
direct
2010-03-01
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED
SHAREHOLDER
direct
2010-12-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
indirect
2012-01-01
DUNDAS PARTNERS LLP
GENERAL PARTNER
direct
2013-03-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2014-03-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER, COMMON SHARE
direct
2014-08-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT LLC (RELYING ADVISER)
direct
2016-01-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT II LLC (RELYING ADVISER)
direct
2017-05-01
GFTA ANALYTICS LTD.
CURRENT HOLDER
indirect
1997-12-01
2001-11-29
BROOKE CAPITAL LIMITED
SHAREHOLDER
direct
2002-08-01
2010-06-14
ESO CAPITAL UK LIMITED
LIMITED COMPANY
direct
2006-11-01
2015-04-22
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-08-01
2015-07-17
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
direct
2006-10-01
2015-07-17
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
direct
2014-08-01
2016-03-07
ESO CAPITAL PARTNERS UK LLP
LIMITED LIABILITY COMPANY
indirect
2006-08-01
2016-06-10
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-11-01
2016-06-10
ROERDAM, PETER, BUNDGAARD
MEMBER PBR INVEST APS
01/01/2008
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CEO, PARTNER AND PORTFOLIO MANAGER
direct
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
CEO, DIRCTOR, PARTNER AND PORTFOLIE MANAGER
direct
2008-01-01
LUND, ANDERS, RICHARD
MEMBER ALU INVEST APS
01/01/2008
Indirect
50 - 75%
Fund Name
Position
direct/indirect
start date
end date
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
PARTNER, DIRECTOR AND PORTFOLIO MANAGER
direct
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
TRUSTEE
indirect
2014-03-01
KLEINWORT BENSON (JERSEY) TRUSTEES LIMITED
TRUSTEE TF FAMILY AND HUMANITARIAN TRUST
11/01/2013
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
SHAREHOLDER
indirect
1995-02-01
ESO CAPITAL PARTNERS UK LLP
GENERAL PARTNER
direct
2006-10-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
SHAREHOLDER
indirect
2008-01-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
direct
2008-01-01
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
SHAREHOLDER
direct
2010-03-01
GF INTERNATIONAL INVESTMENT MANAGEMENT LIMITED
SHAREHOLDER
direct
2010-12-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
indirect
2012-01-01
DUNDAS PARTNERS LLP
GENERAL PARTNER
direct
2013-03-01
BLS CAPITAL FONDSMAEGLERSELSKAB A/S
MEMBER
indirect
2014-03-01
AS AVARON ASSET MANAGEMENT
SHAREHOLDER, COMMON SHARE
direct
2014-08-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT LLC (RELYING ADVISER)
direct
2016-01-01
MJX ASSET MANAGEMENT LLC
100% OWNER OF MJX VENTURE MANAGEMENT II LLC (RELYING ADVISER)
direct
2017-05-01
GFTA ANALYTICS LTD.
CURRENT HOLDER
indirect
1997-12-01
2001-11-29
BROOKE CAPITAL LIMITED
SHAREHOLDER
direct
2002-08-01
2010-06-14
ESO CAPITAL UK LIMITED
LIMITED COMPANY
direct
2006-11-01
2015-04-22
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-08-01
2015-07-17
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
direct
2006-10-01
2015-07-17
AS AVARON ASSET MANAGEMENT
SHAREHOLDER
direct
2014-08-01
2016-03-07
ESO CAPITAL PARTNERS UK LLP
LIMITED LIABILITY COMPANY
indirect
2006-08-01
2016-06-10
ESO CAPITAL PARTNERS UK LLP
LIMITED COMPANY
indirect
2006-11-01
2016-06-10