BOENNING & SCATTERGOOD, INC.

HTTP://WWW.BOENNINGANDSCATTERGOOD.COM WEST CONSHOHOCKEN, PA Investment Advisor Broker-Dealer How do I update this listing?

Boenning & Scattergood is based out of West Conshohocken. Boenning & Scattergood is a large advisory firm with 687 clients and discretionary assets under management (AUM) of $536,619,387 (Form ADV from 2018-10-01). Their last reported 13F filing for Q4 2019 included $387,802,000 in managed 13F securities and a top 10 holdings concentration of 24.25%. Boenning & Scattergood's largest holding is Apple Inc with shares held of 51,874. Whalewisdom has at least 7 13F filings, and 3 13G filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $387.802 Million
  • Prior Market Value $346.111 Million
  • New Purchases44 stocks
  • Additional Purchases125 stocks
  • Sold out of9 stocks
  • Reduced holdings in94 stocks
  • Top 10 Holdings % 24.25 %
  • Turnover % [1]:17.61%
  • Turnover Alt % [2]: 9.60 %
  • Time Held Top20:4.90 quarters
  • Time Held Top10:4.90 quarters
  • Time Held All:4.85 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 10.98%
Performance Last 4 Quarters: 12.46%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

1914 ADVISORS
FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE SUITE 300
WEST CONSHOHOCKEN PA    19428
Country: United States

Business Phone: 800-883-1212
Fax: 610-832-1232
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: PA
Number of employees: 67
Other Business Activities: broker-dealer,registered representative of a broker-dealer,insurance broker or agent,registered municipal advisor,,INVESTMENT BANK
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 624,428,000
Total Number of Clients: 687
Amount of client funds and securities by related persons: 20,401,300
Total Number of clients from related persons: 19
Disclosures: 11.C (2),11.C (4),11.C (5),11.D (2),11.E (2),11.E (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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BOENNING & SCATTERGOOD, INC.

ownership team - last updated 2019-07-25
Name Title Start Date Direct/Indirect % Ownership
WILHELM, KATHY MARIE DIRECTOR 01/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 1994-01-01
BOENNING & SCATTERGOOD, INC. VICE PRES TRADING direct 1994-01-01
DEPAUL, LOUIS EDWARD DIRECTOR 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. SROP direct 2000-10-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2014-06-01
BURDULIS, CRAIG VINCENT DIRECTOR 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2006-01-01
BOENNING & SCATTERGOOD, INC. MUNICIPAL PRINCIPAL direct 2006-01-01
BOENNING & SCATTERGOOD, INC. MUNICIPAL PRINCIPAL / DIRECTOR direct 2006-01-01
WEIGAND, DALE ROBERT DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP direct 2006-06-01
BOENNING & SCATTERGOOD, INC. DIRECTOR, CHIEF FINANCIAL OFFICER direct 2006-06-01
BOENNING & SCATTERGOOD, INC. CFO direct 2006-06-01
AQUATERRA ASSET MANAGEMENT, LLC TREASURER direct 2006-10-01
BOENNING & SCATTERGOOD HOLDINGS HOLDING CO OF BOENNING & SCATTERGOOD INC 01/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. HOLDING CO OF BOENNING & SCATTERGOOD INC direct 2007-01-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER direct 2001-09-01
AQUATERRA ASSET MANAGEMENT, LLC SHAREHOLDER direct 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2006-10-01
SCATTERGOOD, HAROLD FRANCIS JR DIRECTOR 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01
HFS ASSOCIATES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1994-06-01
AQUA TERRA ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-11-01
BOENNING & SCATTERGOOD, INC. CHAIRMAN/CEO indirect 2007-01-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2007-12-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2001-10-09
HFS ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2005-04-22
AQUA TERRA ASSET MANAGEMENT, LLC PRESIDENT direct 2006-10-01 2006-11-08
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2011-03-30
HULL, CHARLES KINGSLEY DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2011-09-01
MURRAY, EDWARD ROBERT DIRECTOR 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2014-06-01
WINSKO, KRISTEN NOLAN GENERAL COUNSEL 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUNDEEWEALTH US, LP DIRECTOR - LEGAL & COMPLIANCE direct 2012-01-01
DUNDEEWEALTH US, LP LEGAL COUNSEL direct 2012-01-01
SCOTIA INSTITUTIONAL INVESTMENTS US, LP CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL direct 2012-01-01
GEARHART, WILLIAM RAGNAR CHIEF COMPLIANCE OFFICER 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. CHIEF COMPLIANCE OFFICER - BROKER DEALER direct 2018-03-01
MARA, GEORGE MICHAEL JR PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PENN STREET INVESTMENT ADVISORS, INC. DIRECTOR direct 2005-03-01
VALLEY FORGE CAPITAL ADVISORS, INC. PRESIDENT & CEO direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. DIRECTOR,CHAIRMAN, CEO, PORTFOLIO MGR. direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. PRESIDENT, CEO, PORTFOLIO MGR. direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, PORT MGR. direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. DIRECTOR,PRESIDENT, CEO, PORTFOLIO MGR. direct 2002-08-01
SCATTERGOOD, HAROLD FRANCIS JR CHAIRMAN/CEO BOENNING & SCATTERGOOD HOLDINGS 01/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01
HFS ASSOCIATES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1994-06-01
AQUA TERRA ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-11-01
BOENNING & SCATTERGOOD, INC. CHAIRMAN/CEO indirect 2007-01-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2007-12-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2001-10-09
HFS ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2005-04-22
AQUA TERRA ASSET MANAGEMENT, LLC PRESIDENT direct 2006-10-01 2006-11-08
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2011-03-30

BOENNING & SCATTERGOOD, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
BURDULIS, CRAIG VINCENT DIRECTOR 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2006-01-01
BOENNING & SCATTERGOOD, INC. MUNICIPAL PRINCIPAL direct 2006-01-01
BOENNING & SCATTERGOOD, INC. MUNICIPAL PRINCIPAL / DIRECTOR direct 2006-01-01
WILHELM, KATHY MARIE DIRECTOR 01/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 1994-01-01
BOENNING & SCATTERGOOD, INC. VICE PRES TRADING direct 1994-01-01
DEPAUL, LOUIS EDWARD DIRECTOR 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. SROP direct 2000-10-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2014-06-01
WEIGAND, DALE ROBERT DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP direct 2006-06-01
BOENNING & SCATTERGOOD, INC. DIRECTOR, CHIEF FINANCIAL OFFICER direct 2006-06-01
BOENNING & SCATTERGOOD, INC. CFO direct 2006-06-01
AQUATERRA ASSET MANAGEMENT, LLC TREASURER direct 2006-10-01
BOENNING & SCATTERGOOD HOLDINGS HOLDING CO OF BOENNING & SCATTERGOOD INC 01/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. HOLDING CO OF BOENNING & SCATTERGOOD INC direct 2007-01-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER direct 2001-09-01
AQUATERRA ASSET MANAGEMENT, LLC SHAREHOLDER direct 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2006-10-01
SCATTERGOOD, HAROLD FRANCIS JR DIRECTOR 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01
HFS ASSOCIATES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1994-06-01
AQUA TERRA ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-11-01
BOENNING & SCATTERGOOD, INC. CHAIRMAN/CEO indirect 2007-01-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2007-12-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2001-10-09
HFS ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2005-04-22
AQUA TERRA ASSET MANAGEMENT, LLC PRESIDENT direct 2006-10-01 2006-11-08
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2011-03-30
HULL, CHARLES KINGSLEY DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2011-09-01
MURRAY, EDWARD ROBERT DIRECTOR 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2014-06-01
WINSKO, KRISTEN NOLAN GENERAL COUNSEL 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUNDEEWEALTH US, LP DIRECTOR - LEGAL & COMPLIANCE direct 2012-01-01
DUNDEEWEALTH US, LP LEGAL COUNSEL direct 2012-01-01
SCOTIA INSTITUTIONAL INVESTMENTS US, LP CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL direct 2012-01-01
GEARHART, WILLIAM RAGNAR CHIEF COMPLIANCE OFFICER 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. CHIEF COMPLIANCE OFFICER - BROKER DEALER direct 2018-03-01
MARA, GEORGE MICHAEL JR PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PENN STREET INVESTMENT ADVISORS, INC. DIRECTOR direct 2005-03-01
VALLEY FORGE CAPITAL ADVISORS, INC. PRESIDENT & CEO direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. DIRECTOR,CHAIRMAN, CEO, PORTFOLIO MGR. direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. PRESIDENT, CEO, PORTFOLIO MGR. direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, PORT MGR. direct 2002-08-01
VALLEY FORGE CAPITAL ADVISORS, INC. DIRECTOR,PRESIDENT, CEO, PORTFOLIO MGR. direct 2002-08-01
SCATTERGOOD, HAROLD FRANCIS JR CHAIRMAN/CEO BOENNING & SCATTERGOOD HOLDINGS 01/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01
HFS ASSOCIATES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1994-06-01
AQUA TERRA ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-11-01
BOENNING & SCATTERGOOD, INC. CHAIRMAN/CEO indirect 2007-01-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2007-12-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2001-10-09
HFS ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2005-04-22
AQUA TERRA ASSET MANAGEMENT, LLC PRESIDENT direct 2006-10-01 2006-11-08
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2011-03-30

BOENNING & SCATTERGOOD, INC.

ownership team - last updated 2018-06-21
Name Title Start Date Direct/Indirect % Ownership
WILHELM, KATHY MARIE DIRECTOR 01/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 1994-01-01
BOENNING & SCATTERGOOD, INC. VICE PRES TRADING direct 1994-01-01
DEPAUL, LOUIS EDWARD DIRECTOR 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. SROP direct 2000-10-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2014-06-01
BURDULIS, CRAIG VINCENT DIRECTOR 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2006-01-01
BOENNING & SCATTERGOOD, INC. MUNICIPAL PRINCIPAL direct 2006-01-01
BOENNING & SCATTERGOOD, INC. MUNICIPAL PRINCIPAL / DIRECTOR direct 2006-01-01
WEIGAND, DALE ROBERT DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP direct 2006-06-01
BOENNING & SCATTERGOOD, INC. DIRECTOR, CHIEF FINANCIAL OFFICER direct 2006-06-01
BOENNING & SCATTERGOOD, INC. CFO direct 2006-06-01
AQUATERRA ASSET MANAGEMENT, LLC TREASURER direct 2006-10-01
BOENNING & SCATTERGOOD HOLDINGS HOLDING CO OF BOENNING & SCATTERGOOD INC 01/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. HOLDING CO OF BOENNING & SCATTERGOOD INC direct 2007-01-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER direct 2001-09-01
AQUATERRA ASSET MANAGEMENT, LLC SHAREHOLDER direct 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2006-10-01
SCATTERGOOD, HAROLD FRANCIS JR DIRECTOR 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01
HFS ASSOCIATES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1994-06-01
AQUA TERRA ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-11-01
BOENNING & SCATTERGOOD, INC. CHAIRMAN/CEO indirect 2007-01-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2007-12-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2001-10-09
HFS ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2005-04-22
AQUA TERRA ASSET MANAGEMENT, LLC PRESIDENT direct 2006-10-01 2006-11-08
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2011-03-30
HULL, CHARLES KINGSLEY DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2011-09-01
MURRAY, EDWARD ROBERT DIRECTOR 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2014-06-01
WINSKO, KRISTEN NOLAN GENERAL COUNSEL & CCO INVESTMENT ADVISORY 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUNDEEWEALTH US, LP DIRECTOR - LEGAL & COMPLIANCE direct 2012-01-01
DUNDEEWEALTH US, LP LEGAL COUNSEL direct 2012-01-01
SCOTIA INSTITUTIONAL INVESTMENTS US, LP CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL direct 2012-01-01
GEARHART, WILLIAM RAGNAR CHIEF COMPLIANCE OFFICER - BROKER DEALER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. CHIEF COMPLIANCE OFFICER - BROKER DEALER direct 2018-03-01
SCATTERGOOD, HAROLD FRANCIS JR CHAIRMAN/CEO BOENNING & SCATTERGOOD HOLDINGS 01/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01
HFS ASSOCIATES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1994-06-01
AQUA TERRA ASSET MANAGEMENT LLC SHAREHOLDER indirect 2006-10-01
AQUA TERRA ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-11-01
BOENNING & SCATTERGOOD, INC. CHAIRMAN/CEO indirect 2007-01-01
BOENNING & SCATTERGOOD, INC. DIRECTOR direct 2007-12-01
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2001-10-09
HFS ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2005-04-22
AQUA TERRA ASSET MANAGEMENT, LLC PRESIDENT direct 2006-10-01 2006-11-08
TOWER BRIDGE ADVISORS, INC. SHAREHOLDER indirect 1990-06-01 2011-03-30

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