C-J ADVISORY, INC.

https://twitter.com/CJAdvisory SAN JOSE, CA Investment Advisor How do I update this listing?

C-J Advisory is based out of San Jose. C-J Advisory is a large advisory firm with 263 clients and discretionary assets under management (AUM) of $220,338,431 (Form ADV from 2020-06-12). Their last reported 13F filing for Q3 2020 included $137,525,000 in managed 13F securities and a top 10 holdings concentration of 72.96%. C-J Advisory's largest holding is FlexShares Mornigstar US Market with shares held of 198,239. C-J Advisory has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 17 13F filings

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09/30/2020

13F Activity

  • Market Value $137.525 Million
  • Prior Market Value $132.451 Million
  • New Purchases0 stocks
  • Additional Purchases10 stocks
  • Sold out of1 stock
  • Reduced holdings in15 stocks
  • Top 10 Holdings % 72.96 %
  • Turnover % [1]:3.33%
  • Turnover Alt % [2]: 0.47 %
  • Time Held Top20:5.35 quarters
  • Time Held Top10:5.00 quarters
  • Time Held All:6.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16

Performance for Q3 2020: 6.3%
Performance Last 4 Quarters: 7.5%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

C-J ADVISORY, INC.
2060 THE ALAMEDA
SAN JOSE CA    95126-1135
Country: United States

Business Phone: 408-345-2890
Fax: 408-345-2896
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 6
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 220,338,000
Total Number of Clients: 263
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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C-J ADVISORY, INC.

ownership team - last updated 2020-06-12
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
MURPHY, KURT, RAYMOND CHIEF COMPLIANCE OFFICER 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. CHIEF COMPLIANCE OFFICER direct 2020-02-01

C-J ADVISORY, INC.

ownership team - last updated 2020-03-23
Name Title Start Date Direct/Indirect % Ownership

C-J ADVISORY, INC.

ownership team - last updated 2019-07-01
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
MALLORY, PAUL, M CHIEF COMPLIANCE OFFICER 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICA FIRST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01

C-J ADVISORY, INC.

ownership team - last updated 2019-04-01
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
MALLORY, PAUL, M CHIEF COMPLIANCE OFFICER 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICA FIRST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01

C-J ADVISORY, INC.

ownership team - last updated 2019-01-15
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
RUMLER, CRAIG, DAVID CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2010-02-01
401 (K) GPS, INC. CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-08-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2012-12-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2014-04-01

C-J ADVISORY, INC.

ownership team - last updated 2017-03-03
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
RUMLER, CRAIG, DAVID CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2010-02-01
401 (K) GPS, INC. CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-08-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2012-12-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2014-04-01

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