CANTON HATHAWAY, LLC

https://cantonhathaway.com PROVIDENCE, RI Investment Advisor How do I update this listing?

Canton Hathaway is based out of Providence. Canton Hathaway is a large advisory firm with 111 clients and discretionary assets under management (AUM) of $341,463,501 (Form ADV from 2020-03-31). Their last reported 13F filing for Q2 2020 included $153,263,000 in managed 13F securities and a top 10 holdings concentration of 73.47%. Canton Hathaway's largest holding is Berkshire Hathaway Inc Class A with shares held of 314. Whalewisdom has at least 8 13F filings

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06/30/2020

13F Activity

  • Market Value $153.263 Million
  • Prior Market Value $140.431 Million
  • New Purchases32 stocks
  • Additional Purchases21 stocks
  • Sold out of15 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 73.47 %
  • Turnover % [1]:30.52%
  • Turnover Alt % [2]: 4.23 %
  • Time Held Top20:4.70 quarters
  • Time Held Top10:5.60 quarters
  • Time Held All:5.18 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 23.3%
Performance Last 4 Quarters: -0.24%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CANTON HATHAWAY LLC
Classified as Hedge Fund
ONE WEST EXCHANGE STREET SUITE 3202
PROVIDENCE RI    02903
Country: United States

Business Phone: 401-433-7800
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 7,720,940
Total Number of Clients: 111
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CANTON HATHAWAY LLC

ownership team - last updated 2020-03-31
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CH HOTEL INVESTMENT 1, LLC United States 805-4934494940 Real Estate Fund 3,785,306 25,000
CH HOTEL INVESTMENT 2, LLC United States 805-6786389779 Real Estate Fund 3,700,000 25,000

CANTON HATHAWAY LLC

ownership team - last updated 2019-09-09
Name Title Start Date Direct/Indirect % Ownership
CHACE, MALCOLM, GREENE MANAGING PARTNER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING PARTNER direct 2018-06-01
GOODREAU, KENNETH, EDWARD MANAGING DIRECTOR 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING DIRECTOR direct 2018-06-01
TROTMAN, NICHOLAS, GRAVE MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHALEROCK POINT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CH HOTEL INVESTMENT 1, LLC United States 805-4934494940 Real Estate Fund 3,785,306 25,000
CH HOTEL INVESTMENT 2, LLC United States 805-6786389779 Real Estate Fund 3,700,000 25,000

CANTON HATHAWAY LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
CHACE, MALCOLM, GREENE MANAGING PARTNER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING PARTNER direct 2018-06-01
GOODREAU, KENNETH, EDWARD MANAGING DIRECTOR 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING DIRECTOR direct 2018-06-01
TROTMAN, NICHOLAS, GRAVE MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHALEROCK POINT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01

CANTON HATHAWAY LLC

ownership team - last updated 2018-11-02
Name Title Start Date Direct/Indirect % Ownership
CHACE, MALCOLM, GREENE MANAGING PARTNER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING PARTNER direct 2018-06-01
GOODREAU, KENNETH, EDWARD MANAGING DIRECTOR 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING DIRECTOR direct 2018-06-01
TROTMAN, NICHOLAS, GRAVE MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHALEROCK POINT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01

CANTON HATHAWAY LLC

ownership team - last updated 2018-06-05
Name Title Start Date Direct/Indirect % Ownership
CHACE, MALCOLM, GREENE MANAGING PARTNER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING PARTNER direct 2018-06-01
GOODREAU, KENNETH, EDWARD MANAGING DIRECTOR 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CANTON HATHAWAY LLC MANAGING DIRECTOR direct 2018-06-01
TROTMAN, NICHOLAS, GRAVE MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 06/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHALEROCK POINT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01

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