
09/30/2019
Top Buys
- Name% Change
- VUG Vanguard Growth ETF 0.729%
- VTV Vanguard Value ETF 0.567%
- VO Vanguard Mid-Cap ETF 0.484%
- LMBS First Trust Low Dur... 0.473%
- JNK SPDR Bloomberg Barc... 0.42%
HTTP://WWW.CAPITALFINANCIALPLANNING.NET • ALBANY, NY • Investment Advisor How do I update this listing?
Capital Financial Planning is based out of Albany. Capital Financial Planning is a large advisory firm with 1117 clients and discretionary assets under management (AUM) of $280,196,250 (Form ADV from 2019-03-14). Their last reported 13F filing for Q3 2019 included $139,779,000 in managed 13F securities and a top 10 holdings concentration of 65.53%. Capital Financial Planning's largest holding is Vanguard Value ETF with shares held of 166,406. Whalewisdom has at least 4 13F filings
09/30/2019
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09/30/2019
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
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Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14
Performance for Q3 2019: | 6.36% |
Performance Last 4 Quarters: | 0.0% |
SEC Registration as : | Large Advisory Firm |
Form of Organization: | Limited Liability Company |
Organized in: | NY |
Number of employees: | 20 |
Other Business Activities: | |
Advisor Fees/Compensation: | Percentage of assets under management,Hourly charges,Fixed fees |
Amount of client funds and securities: | |
Total Number of Clients: | 1117 |
Amount of client funds and securities by related persons: | |
Total Number of clients from related persons: | |
Disclosures: |
Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SLINGERLAND, TODD, ARTHUR | MANAGING MEMBER, PRESIDENT, CEO AND CCO | 08/01/2016 | Direct | 75% or more | ||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SLINGERLAND, TODD, ARTHUR | MANAGING MEMBER, PRESIDENT, CEO AND CCO | 08/01/2016 | Direct | 75% or more | ||||||||||||||||
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