CAPITAL FINANCIAL PLANNING, LLC

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Capital Financial Planning is based out of Albany. Capital Financial Planning is a large advisory firm with 527 clients and discretionary assets under management (AUM) of $299,670,354 (Form ADV from 2020-03-05). Their last reported 13F filing for Q1 2020 included $130,501,000 in managed 13F securities and a top 10 holdings concentration of 63.52%. Capital Financial Planning's largest holding is Vanguard Value ETF with shares held of 183,673. Whalewisdom has at least 6 13F filings

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03/31/2020

Top Buys

03/31/2020

Top Sells

Name% Change
HDV iShares Core High D... 1.479%
VB Vanguard Small-Cap ETF 1.389%
SLQD (PRN) iShares 0-5 Year In... 1.335%
VTV Vanguard Value ETF 1.237%
VO Vanguard Mid-Cap ETF 1.036%

03/31/2020

13F Holdings Summary

Stock% Port
VTV Vanguard Value ETF 12.5348%
VUG Vanguard Growth ETF 11.8099%
LMBS First Trust Low Duration Op... 7.7072%
LQD iShares iBoxx Investment Gr... 6.5685%
VO Vanguard Mid-Cap ETF 6.1685%

See All Holdings

03/31/2020

13F Activity

Market Value $130.501 Million 130501000.0 87.0
Prior Market Value $160.615 Million
New Purchases19 stocks
Additional Purchases28 stocks
Sold out of16 stocks
Reduced holdings in39 stocks
Top 10 Holdings % 63.52 %
Turnover % ^[1]:40.23%
Turnover Alt % ^[2]: 13.89 %
Time Held Top20:2.95 quarters
Time Held Top10:3.30 quarters
Time Held All:3.79 quarters

^[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

^[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Fund Metrics

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Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance
Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020:	25.8%
Performance Last 4 Quarters:	-0.5%

Performance Metrics

Stats are not available for the latest quarter

This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
city national rochdale
Clark Capital

View Last Form Adv Compilation Report on Record

CAPITAL FINANCIAL PLANNING, LLC
6 TOWER PLACE
ALBANY NY 12203
Country: United States
Business Phone: (518) 867-4000
Fax: 518-867-4005

Professional Investment Advisor Data
SEC Registration as :	Large Advisory Firm
Form of Organization:	Limited Liability Company
Organized in:	NY
Number of employees:	13
Other Business Activities:
Advisor Fees/Compensation:	Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:	27,846,900
Total Number of Clients:	527
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:

Data above was derived from SEC filings.

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