CAPITAL INTERNATIONAL INC

https://www.instagram.com/thecapitalideas/ LOS ANGELES, CA Investment Advisor Hedge Fund How do I update this listing?

Capital International is based out of Los Angeles. Capital International is a large advisory firm with 230 clients and discretionary assets under management (AUM) of $46,709,224,991 (Form ADV from 2020-01-23). Their last reported 13F filing for Q4 2019 included $7,191,882,000 in managed 13F securities and a top 10 holdings concentration of 19.84%. Capital International's largest holding is Microsoft Corp. with shares held of 1,052,053. Capital International has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 85 13F filings, and 31 13G filings

Subscription Required

Equal-WT
WhaleScore 2.0

?

80

S&P 500
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $7.192 Billion
  • Prior Market Value $6.641 Billion
  • New Purchases18 stocks
  • Additional Purchases59 stocks
  • Sold out of9 stocks
  • Reduced holdings in129 stocks
  • Top 10 Holdings % 19.84 %
  • Turnover % [1]:11.74%
  • Turnover Alt % [2]: 8.13 %
  • Time Held Top20:4.60 quarters
  • Time Held Top10:3.50 quarters
  • Time Held All:10.73 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 6.61%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
CAPITAL GROUP COMPANIES INC
CAPITAL GROUP INTERNATIONAL INC
CAPITAL RESEARCH MANAGEMENT CO

View Last Form Adv Compilation Report on Record

CAPITAL INTERNATIONAL, INC.
Classified as Hedge Fund
333 SOUTH HOPE STREET
LOS ANGELES CA    90071-1406
Country: United States

Business Phone: 213-486-9200
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: CA
Number of employees: 278
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 5,903,830,000
Total Number of Clients: 230
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

CAPITAL INTERNATIONAL, INC.

ownership team - last updated 2019-11-20
Name Title Start Date Direct/Indirect % Ownership
CAPITAL GROUP INTERNATIONAL, INC. SHAREHOLDER 04/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL RESEARCH INC SHAREHOLDER direct 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER direct 1988-04-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. SHAREHOLDER direct 1988-04-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER direct 2013-09-01
CIPEF, INC. SHAREHOLDER direct 2012-09-01 2012-10-01
KOHN, VICTOR, DAVID DIRECTOR/PRESIDENT 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/PRESIDENT direct 1997-04-01
CAPITAL INTERNATIONAL RESEARCH INC DIRECTOR & SENIOR VP direct 1994-01-01 2001-10-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/ SR. VICE PRESIDENT direct 1997-04-01 2002-10-02
WAGENER, SHAW, BRADLEY DIRECTOR/CHAIRMAN 07/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/CHAIRMAN direct 1991-07-01
CIPEF, INC. DIRECTOR direct 2013-09-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/PRESIDENT direct 1991-07-01 2002-10-02
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 1988-02-01 2005-09-28
CIPEF, INC. DIRECTOR direct 2012-09-01 2012-10-01
SCOFIELD, JANE, MARIE CHIEF COMPLIANCE OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL GUARDIAN (CANADA), INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL RESEARCH, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CIPEF, INC. CHIEF COMPLIANCE OFFICER direct 2012-09-01
CAPITAL GROUP PRIVATE MARKETS, INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CAPITAL BANK AND TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2013-12-01
CONDON, THOMAS, JOSEPH TREASURER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. TREASURER direct 2019-03-01
MANOTOK PATHRIA, MARIA, THELMA DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 2017-01-01
Brubaker, Mark, Edward DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR & SR. VP direct 2017-12-01
WATSON, STEVEN, THOMAS DIRECTOR 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH COMPANY DIRECTOR direct 2004-01-01
CAPITAL RESEARCH COMPANY DIRECTOR/SVP direct 2004-01-01
CAPITAL RESEARCH AND MANAGEMENT COMPANY SHAREHOLDER CAPITAL GROUP INTERNATIONAL, INC. 07/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH COMPANY SHAREHOLDER direct 1940-08-01
ALLIED CAPITAL CORP DIRECT OWNER direct 2002-08-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 2014-07-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 2014-07-01
EVERGREEN INVESTMENT MANAGEMENT CO SHAREHOLDER, 5% OWNER OF FTU STOCK direct 1999-09-01 2000-11-09
THE CAPITAL GROUP COMPANIES, INC. SHAREHOLDER CAPITAL RESEARCH AND MANAGEMENT COMPANY 02/01/1967 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH AND MANAGEMENT COMPANY STOCKHOLDER direct 1967-02-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 1967-02-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 1967-02-01
AMERICAN FUNDS DISTRIBUTORS, INC. STOCKHOLDER indirect 1972-07-01
CAPITAL STRATEGY RESEARCH INC. SHAREHOLDER direct 1974-01-01
CAPITAL RESEARCH COMPANY SHAREHOLDER indirect 1984-12-01
CAPITAL INTERNATIONAL RESEARCH, INC. SHAREHOLDER indirect 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER indirect 1988-04-01
CAPITAL BANK AND TRUST COMPANY STOCKHOLDER direct 2000-07-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01 2013-09-26
CAPITAL INTERNATIONAL RESEARCH AND MANAGEMENT, INC. SHAREHOLDER indirect 1998-04-01 2013-09-27
CIPEF, INC. SHAREHOLDER indirect 1998-04-01 2014-09-29

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CAPITAL GROUP GLOBAL EQUITY COMMON TRUST (US) United States 805-4107596387 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 172,114,199 5,000,000
CAPITAL GROUP US EQUITY COMMON TRUST (US) United States 805-1754913991 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 33,838,567 5,000,000
LAGUNA SATURN FUND, L.P. Cayman Islands 805-8513062306 Private Equity Fund 496,199,250 25,000,000
YORKTOWN CAPITAL, L.P. Cayman Islands 805-7817827495 Private Equity Fund 33,170,894 25,000,000
ELLIS CAPITAL, L.P. Cayman Islands 805-3573740961 Private Equity Fund 33,091,349 25,000,000
SIERRA CAPITAL, L.P. Cayman Islands 805-1455238184 Private Equity Fund 31,311,564 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND VI, L.P. Cayman Islands 805-6484584514 Private Equity Fund 2,822,833,394 25,000,000
CIPEF CONSTELLATION COINVESTMENT FUND, L.P. United States 805-4400225496 Private Equity Fund 517,848 25,000,000
CIPEF EAST TOWN COINVESTMENT FUND, L.P. Cayman Islands 805-9405356275 Private Equity Fund 82,858,192 25,000,000
CIPEF ETW COINVESTMENT FUND, L.P. Cayman Islands 805-6913479918 Private Equity Fund 320,582,699 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV, L.P. United States 805-5410320151 Private Equity Fund 14,680,910 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V, L.P. Cayman Islands 805-5314971080 Private Equity Fund 389,489,533 25,000,000
CAPITAL GROUP US CORE FIXED-INCOME COMMON TRUST (US) United States 805-2912191178 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 103,309,220 5,000,000
CAPITAL GROUP INTERNATIONAL EQUITY COMMON TRUST (US) United States 805-1686691816 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 651,516,642 5,000,000
CAPITAL GROUP EMERGING MARKETS RESTRICTED EQUITY COMMON TRUST (US) United States 805-2691133470 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 451,640,435 5,000,000
EMERGING MARKETS EQUITY FUND United States 805-2487375563 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 990,827,570 5,000,000

CAPITAL INTERNATIONAL, INC.

ownership team - last updated 2019-09-27
Name Title Start Date Direct/Indirect % Ownership
CAPITAL GROUP INTERNATIONAL, INC. SHAREHOLDER 04/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL RESEARCH INC SHAREHOLDER direct 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER direct 1988-04-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. SHAREHOLDER direct 1988-04-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER direct 2013-09-01
CIPEF, INC. SHAREHOLDER direct 2012-09-01 2012-10-01
KOHN, VICTOR, DAVID DIRECTOR/PRESIDENT 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/PRESIDENT direct 1997-04-01
CAPITAL INTERNATIONAL RESEARCH INC DIRECTOR & SENIOR VP direct 1994-01-01 2001-10-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/ SR. VICE PRESIDENT direct 1997-04-01 2002-10-02
WAGENER, SHAW, BRADLEY DIRECTOR/CHAIRMAN 07/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/CHAIRMAN direct 1991-07-01
CIPEF, INC. DIRECTOR direct 2013-09-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/PRESIDENT direct 1991-07-01 2002-10-02
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 1988-02-01 2005-09-28
CIPEF, INC. DIRECTOR direct 2012-09-01 2012-10-01
SCOFIELD, JANE, MARIE CHIEF COMPLIANCE OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL GUARDIAN (CANADA), INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL RESEARCH, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CIPEF, INC. CHIEF COMPLIANCE OFFICER direct 2012-09-01
CAPITAL GROUP PRIVATE MARKETS, INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CAPITAL BANK AND TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2013-12-01
CONDON, THOMAS, JOSEPH TREASURER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. TREASURER direct 2019-03-01
MANOTOK PATHRIA, MARIA, THELMA DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 2017-01-01
Brubaker, Mark, Edward DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR & SR. VP direct 2017-12-01
WATSON, STEVEN, THOMAS DIRECTOR 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH COMPANY DIRECTOR direct 2004-01-01
CAPITAL RESEARCH COMPANY DIRECTOR/SVP direct 2004-01-01
CAPITAL RESEARCH AND MANAGEMENT COMPANY SHAREHOLDER CAPITAL GROUP INTERNATIONAL, INC. 07/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH COMPANY SHAREHOLDER direct 1940-08-01
ALLIED CAPITAL CORP DIRECT OWNER direct 2002-08-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 2014-07-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 2014-07-01
EVERGREEN INVESTMENT MANAGEMENT CO SHAREHOLDER, 5% OWNER OF FTU STOCK direct 1999-09-01 2000-11-09
THE CAPITAL GROUP COMPANIES, INC. SHAREHOLDER CAPITAL RESEARCH AND MANAGEMENT COMPANY 02/01/1967 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH AND MANAGEMENT COMPANY STOCKHOLDER direct 1967-02-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 1967-02-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 1967-02-01
AMERICAN FUNDS DISTRIBUTORS, INC. STOCKHOLDER indirect 1972-07-01
CAPITAL STRATEGY RESEARCH INC. SHAREHOLDER direct 1974-01-01
CAPITAL RESEARCH COMPANY SHAREHOLDER indirect 1984-12-01
CAPITAL INTERNATIONAL RESEARCH, INC. SHAREHOLDER indirect 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER indirect 1988-04-01
CAPITAL BANK AND TRUST COMPANY STOCKHOLDER direct 2000-07-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01 2013-09-26
CAPITAL INTERNATIONAL RESEARCH AND MANAGEMENT, INC. SHAREHOLDER indirect 1998-04-01 2013-09-27
CIPEF, INC. SHAREHOLDER indirect 1998-04-01 2014-09-29

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CAPITAL GROUP GLOBAL EQUITY COMMON TRUST (US) United States 805-4107596387 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 172,114,199 5,000,000
CAPITAL GROUP US EQUITY COMMON TRUST (US) United States 805-1754913991 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 33,838,567 5,000,000
LAGUNA SATURN FUND, L.P. Cayman Islands 805-8513062306 Private Equity Fund 496,199,250 25,000,000
YORKTOWN CAPITAL, L.P. Cayman Islands 805-7817827495 Private Equity Fund 33,170,894 25,000,000
ELLIS CAPITAL, L.P. Cayman Islands 805-3573740961 Private Equity Fund 33,091,349 25,000,000
SIERRA CAPITAL, L.P. Cayman Islands 805-1455238184 Private Equity Fund 31,311,564 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND VI, L.P. Cayman Islands 805-6484584514 Private Equity Fund 2,822,833,394 25,000,000
CIPEF CONSTELLATION COINVESTMENT FUND, L.P. United States 805-4400225496 Private Equity Fund 517,848 25,000,000
CIPEF EAST TOWN COINVESTMENT FUND, L.P. Cayman Islands 805-9405356275 Private Equity Fund 82,858,192 25,000,000
CIPEF ETW COINVESTMENT FUND, L.P. Cayman Islands 805-6913479918 Private Equity Fund 320,582,699 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV, L.P. United States 805-5410320151 Private Equity Fund 14,680,910 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V, L.P. Cayman Islands 805-5314971080 Private Equity Fund 389,489,533 25,000,000
CAPITAL GROUP US CORE FIXED-INCOME COMMON TRUST (US) United States 805-2912191178 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 103,309,220 5,000,000
CAPITAL GROUP INTERNATIONAL EQUITY COMMON TRUST (US) United States 805-1686691816 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 651,516,642 5,000,000
CAPITAL GROUP EMERGING MARKETS RESTRICTED EQUITY COMMON TRUST (US) United States 805-2691133470 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 451,640,435 5,000,000
EMERGING MARKETS EQUITY FUND United States 805-2487375563 Other Private Fund COLLECTIVE INVESTMENT TRUST INVESTING PRIMARILY IN LONG ONLY SECURITIES INVESTMENTS 990,827,570 5,000,000

CAPITAL INTERNATIONAL, INC.

ownership team - last updated 2019-06-19
Name Title Start Date Direct/Indirect % Ownership
CAPITAL GROUP INTERNATIONAL, INC. SHAREHOLDER 04/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL RESEARCH INC SHAREHOLDER direct 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER direct 1988-04-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. SHAREHOLDER direct 1988-04-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER direct 2013-09-01
CIPEF, INC. SHAREHOLDER direct 2012-09-01 2012-10-01
KOHN, VICTOR, DAVID DIRECTOR/PRESIDENT 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/PRESIDENT direct 1997-04-01
CAPITAL INTERNATIONAL RESEARCH INC DIRECTOR & SENIOR VP direct 1994-01-01 2001-10-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/ SR. VICE PRESIDENT direct 1997-04-01 2002-10-02
WAGENER, SHAW, BRADLEY DIRECTOR/CHAIRMAN 07/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/CHAIRMAN direct 1991-07-01
CIPEF, INC. DIRECTOR direct 2013-09-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/PRESIDENT direct 1991-07-01 2002-10-02
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 1988-02-01 2005-09-28
CIPEF, INC. DIRECTOR direct 2012-09-01 2012-10-01
SCOFIELD, JANE, MARIE CHIEF COMPLIANCE OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL GUARDIAN (CANADA), INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL RESEARCH, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CIPEF, INC. CHIEF COMPLIANCE OFFICER direct 2012-09-01
CAPITAL GROUP PRIVATE MARKETS, INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CAPITAL BANK AND TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2013-12-01
CONDON, THOMAS, JOSEPH TREASURER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. TREASURER direct 2019-03-01
MANOTOK PATHRIA, MARIA, THELMA DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 2017-01-01
Brubaker, Mark, Edward DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR & SR. VP direct 2017-12-01
CAPITAL RESEARCH AND MANAGEMENT COMPANY SHAREHOLDER CAPITAL GROUP INTERNATIONAL, INC. 07/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH COMPANY SHAREHOLDER direct 1940-08-01
ALLIED CAPITAL CORP DIRECT OWNER direct 2002-08-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 2014-07-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 2014-07-01
EVERGREEN INVESTMENT MANAGEMENT CO SHAREHOLDER, 5% OWNER OF FTU STOCK direct 1999-09-01 2000-11-09
THE CAPITAL GROUP COMPANIES, INC. SHAREHOLDER CAPITAL RESEARCH AND MANAGEMENT COMPANY 02/01/1967 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH AND MANAGEMENT COMPANY STOCKHOLDER direct 1967-02-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 1967-02-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 1967-02-01
AMERICAN FUNDS DISTRIBUTORS, INC. STOCKHOLDER indirect 1972-07-01
CAPITAL STRATEGY RESEARCH INC. SHAREHOLDER direct 1974-01-01
CAPITAL RESEARCH COMPANY SHAREHOLDER indirect 1984-12-01
CAPITAL INTERNATIONAL RESEARCH, INC. SHAREHOLDER indirect 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER indirect 1988-04-01
CAPITAL BANK AND TRUST COMPANY STOCKHOLDER direct 2000-07-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01 2013-09-26
CAPITAL INTERNATIONAL RESEARCH AND MANAGEMENT, INC. SHAREHOLDER indirect 1998-04-01 2013-09-27
CIPEF, INC. SHAREHOLDER indirect 1998-04-01 2014-09-29

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V, L.P. Cayman Islands 805-5314971080 Private Equity Fund 417,062,267 25,000,000
LAGUNA SATURN FUND, L.P. Cayman Islands 805-8513062306 Private Equity Fund 493,716,060 25,000,000
YORKTOWN CAPITAL, L.P. Cayman Islands 805-7817827495 Private Equity Fund 38,910,576 25,000,000
ELLIS CAPITAL, L.P. Cayman Islands 805-3573740961 Private Equity Fund 38,817,214 25,000,000
SIERRA CAPITAL, L.P. Cayman Islands 805-1455238184 Private Equity Fund 36,728,293 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND VI, L.P. Cayman Islands 805-6484584514 Private Equity Fund 2,660,791,900 25,000,000
CIPEF CONSTELLATION COINVESTMENT FUND, L.P. United States 805-4400225496 Private Equity Fund 8,845,097 25,000,000
CIPEF EAST TOWN COINVESTMENT FUND, L.P. Cayman Islands 805-9405356275 Private Equity Fund 92,441,663 25,000,000
CIPEF ETW COINVESTMENT FUND, L.P. Cayman Islands 805-6913479918 Private Equity Fund 277,310,534 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV, L.P. United States 805-5410320151 Private Equity Fund 15,477,341 25,000,000

CAPITAL INTERNATIONAL, INC.

ownership team - last updated 2019-03-07
Name Title Start Date Direct/Indirect % Ownership
CAPITAL GROUP INTERNATIONAL, INC. SHAREHOLDER 04/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL RESEARCH INC SHAREHOLDER direct 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER direct 1988-04-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. SHAREHOLDER direct 1988-04-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER direct 2013-09-01
CIPEF, INC. SHAREHOLDER direct 2012-09-01 2012-10-01
KELLY, PETER, CHARLES DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL 08/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL direct 1998-08-01
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR & PRESIDENT direct 2002-09-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/SR. VICE PRESIDENT direct 1998-08-01 2001-10-01
CAPITAL INTERNATIONAL, INC. DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL/SECRETARY direct 1998-08-01 2016-09-28
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR, SR. V.P. & SR. COUNSEL direct 2002-09-01 2016-09-28
KOHN, VICTOR, DAVID DIRECTOR/PRESIDENT 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/PRESIDENT direct 1997-04-01
CAPITAL INTERNATIONAL RESEARCH INC DIRECTOR & SENIOR VP direct 1994-01-01 2001-10-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/ SR. VICE PRESIDENT direct 1997-04-01 2002-10-02
WAGENER, SHAW, BRADLEY DIRECTOR/CHAIRMAN 07/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/CHAIRMAN direct 1991-07-01
CIPEF, INC. DIRECTOR direct 2013-09-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/PRESIDENT direct 1991-07-01 2002-10-02
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 1988-02-01 2005-09-28
CIPEF, INC. DIRECTOR direct 2012-09-01 2012-10-01
SCOFIELD, JANE, MARIE CHIEF COMPLIANCE OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL GUARDIAN (CANADA), INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL RESEARCH, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CIPEF, INC. CHIEF COMPLIANCE OFFICER direct 2012-09-01
CAPITAL GROUP PRIVATE MARKETS, INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CAPITAL BANK AND TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2013-12-01
CONDON, THOMAS, JOSEPH TREASURER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. TREASURER direct 2019-03-01
MANOTOK PATHRIA, MARIA, THELMA DIRECTOR 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 2017-01-01
CAPITAL RESEARCH AND MANAGEMENT COMPANY SHAREHOLDER CAPITAL GROUP INTERNATIONAL, INC. 07/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH COMPANY SHAREHOLDER direct 1940-08-01
ALLIED CAPITAL CORP DIRECT OWNER direct 2002-08-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 2014-07-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 2014-07-01
EVERGREEN INVESTMENT MANAGEMENT CO SHAREHOLDER, 5% OWNER OF FTU STOCK direct 1999-09-01 2000-11-09
THE CAPITAL GROUP COMPANIES, INC. SHAREHOLDER CAPITAL RESEARCH AND MANAGEMENT COMPANY 02/01/1967 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH AND MANAGEMENT COMPANY STOCKHOLDER direct 1967-02-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 1967-02-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 1967-02-01
AMERICAN FUNDS DISTRIBUTORS, INC. STOCKHOLDER indirect 1972-07-01
CAPITAL STRATEGY RESEARCH INC. SHAREHOLDER direct 1974-01-01
CAPITAL RESEARCH COMPANY SHAREHOLDER indirect 1984-12-01
CAPITAL INTERNATIONAL RESEARCH, INC. SHAREHOLDER indirect 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER indirect 1988-04-01
CAPITAL BANK AND TRUST COMPANY STOCKHOLDER direct 2000-07-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01 2013-09-26
CAPITAL INTERNATIONAL RESEARCH AND MANAGEMENT, INC. SHAREHOLDER indirect 1998-04-01 2013-09-27
CIPEF, INC. SHAREHOLDER indirect 1998-04-01 2014-09-29

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V, L.P. Cayman Islands 805-5314971080 Private Equity Fund 417,062,267 25,000,000
LAGUNA SATURN FUND, L.P. Cayman Islands 805-8513062306 Private Equity Fund 493,716,060 25,000,000
YORKTOWN CAPITAL, L.P. Cayman Islands 805-7817827495 Private Equity Fund 38,910,576 25,000,000
ELLIS CAPITAL, L.P. Cayman Islands 805-3573740961 Private Equity Fund 38,817,214 25,000,000
SIERRA CAPITAL, L.P. Cayman Islands 805-1455238184 Private Equity Fund 36,728,293 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND VI, L.P. Cayman Islands 805-6484584514 Private Equity Fund 2,660,791,900 25,000,000
CIPEF CONSTELLATION COINVESTMENT FUND, L.P. United States 805-4400225496 Private Equity Fund 8,845,097 25,000,000
CIPEF EAST TOWN COINVESTMENT FUND, L.P. Cayman Islands 805-9405356275 Private Equity Fund 92,441,663 25,000,000
CIPEF ETW COINVESTMENT FUND, L.P. Cayman Islands 805-6913479918 Private Equity Fund 277,310,534 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV, L.P. United States 805-5410320151 Private Equity Fund 15,477,341 25,000,000

CAPITAL INTERNATIONAL, INC.

ownership team - last updated 2017-09-28
Name Title Start Date Direct/Indirect % Ownership
SCOFIELD, JANE, MARIE CHIEF COMPLIANCE OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL GUARDIAN (CANADA), INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CAPITAL INTERNATIONAL RESEARCH, INC. CHIEF COMPLIANCE OFFICER direct 2012-01-01
CIPEF, INC. CHIEF COMPLIANCE OFFICER direct 2012-09-01
CAPITAL GROUP PRIVATE MARKETS, INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CAPITAL BANK AND TRUST COMPANY CHIEF COMPLIANCE OFFICER direct 2013-12-01
FELIX, MICHAEL, ANTHONY DIRECTOR/SR. VICE PRESIDENT/TREASURER 08/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL GUARDIAN TRUST COMPANY TREASURER & SR. V.P. direct 2002-06-01
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR/SR. V.P./TREASURER direct 2002-06-01
CAPITAL GUARDIAN (CANADA), INC. SENIOR VICE PRESIDENT & TREASURER direct 2002-07-01
CAPITAL GUARDIAN CANADA INC. SR. VICE PRESIDENT & TREASURER direct 2002-07-01
CAPITAL GUARDIAN CANADA INC. DIRECTOR, SR. VICE PRESIDENT & TREASURER direct 2002-07-01
CAPITAL GUARDIAN (CANADA), INC. SENIOR VICE PRESIDENT & TREASURER direct 2002-09-01
CAPITAL GUARDIAN (CANADA), INC. TREASURER direct 2002-09-01
CAPITAL INTERNATIONAL, INC. DIRECTOR/SR. VICE PRESIDENT/TREASURER direct 2002-08-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/SR. VP direct 2002-08-01
CAPITAL INTERNATIONAL RESEARCH AND MANAGEMENT, INC. DIRECTOR/SR. VICE PRESIDENT direct 2002-08-01
WAGENER, SHAW, BRADLEY DIRECTOR/CHAIRMAN 07/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/CHAIRMAN direct 1991-07-01
CIPEF, INC. DIRECTOR direct 2013-09-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/PRESIDENT direct 1991-07-01 2002-10-02
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR direct 1988-02-01 2005-09-28
CIPEF, INC. DIRECTOR direct 2012-09-01 2012-10-01
KOHN, VICTOR, DAVID DIRECTOR/PRESIDENT 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/PRESIDENT direct 1997-04-01
CAPITAL INTERNATIONAL RESEARCH INC DIRECTOR & SENIOR VP direct 1994-01-01 2001-10-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/ SR. VICE PRESIDENT direct 1997-04-01 2002-10-02
KELLY, PETER, CHARLES DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL 08/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL, INC. DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL direct 1998-08-01
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR & PRESIDENT direct 2002-09-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. DIRECTOR/SR. VICE PRESIDENT direct 1998-08-01 2001-10-01
CAPITAL INTERNATIONAL, INC. DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL/SECRETARY direct 1998-08-01 2016-09-28
CAPITAL GUARDIAN TRUST COMPANY DIRECTOR, SR. V.P. & SR. COUNSEL direct 2002-09-01 2016-09-28
CAPITAL GROUP INTERNATIONAL, INC. SHAREHOLDER 04/01/1988 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL INTERNATIONAL RESEARCH INC SHAREHOLDER direct 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER direct 1988-04-01
CAPITAL INTERNATIONAL RESEARCH & MANAGEMENT INC. SHAREHOLDER direct 1988-04-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER direct 2013-09-01
CIPEF, INC. SHAREHOLDER direct 2012-09-01 2012-10-01
THE CAPITAL GROUP COMPANIES, INC. SHAREHOLDER CAPITAL RESEARCH AND MANAGEMENT COMPANY 02/01/1967 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH AND MANAGEMENT COMPANY STOCKHOLDER direct 1967-02-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 1967-02-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 1967-02-01
AMERICAN FUNDS DISTRIBUTORS, INC. STOCKHOLDER indirect 1972-07-01
CAPITAL STRATEGY RESEARCH INC. SHAREHOLDER direct 1974-01-01
CAPITAL RESEARCH COMPANY SHAREHOLDER indirect 1984-12-01
CAPITAL INTERNATIONAL RESEARCH, INC. SHAREHOLDER indirect 1984-12-01
CAPITAL GUARDIAN TRUST COMPANY SHAREHOLDER indirect 1988-04-01
CAPITAL BANK AND TRUST COMPANY STOCKHOLDER direct 2000-07-01
CAPITAL GUARDIAN (CANADA), INC. SHAREHOLDER indirect 1998-04-01 2013-09-26
CAPITAL INTERNATIONAL RESEARCH AND MANAGEMENT, INC. SHAREHOLDER indirect 1998-04-01 2013-09-27
CIPEF, INC. SHAREHOLDER indirect 1998-04-01 2014-09-29
CAPITAL RESEARCH AND MANAGEMENT COMPANY SHAREHOLDER CAPITAL GROUP INTERNATIONAL, INC. 07/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL RESEARCH COMPANY SHAREHOLDER direct 1940-08-01
ALLIED CAPITAL CORP DIRECT OWNER direct 2002-08-01
CAPITAL INTERNATIONAL, INC. SHAREHOLDER indirect 2014-07-01
CAPITAL GROUP PRIVATE MARKETS, INC. SHAREHOLDER indirect 2014-07-01
EVERGREEN INVESTMENT MANAGEMENT CO SHAREHOLDER, 5% OWNER OF FTU STOCK direct 1999-09-01 2000-11-09

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORKTOWN CAPITAL, L.P. Cayman Islands 805-7817827495 Private Equity Fund 42,015,055 25,000,000
ELLIS CAPITAL, L.P. Cayman Islands 805-3573740961 Private Equity Fund 41,914,098 25,000,000
SIERRA CAPITAL, L.P. Cayman Islands 805-1455238184 Private Equity Fund 39,658,202 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND VI, L.P. Cayman Islands 805-6484584514 Private Equity Fund 2,550,105,470 25,000,000
CIPEF CONSTELLATION COINVESTMENT FUND, L.P. United States 805-4400225496 Private Equity Fund 52,904,189 25,000,000
CIPEF EAST TOWN COINVESTMENT FUND, L.P. Cayman Islands 805-9405356275 Private Equity Fund 98,593,475 25,000,000
CIPEF ETW COINVESTMENT FUND, L.P. Cayman Islands 805-6913479918 Private Equity Fund 243,753,254 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND IV, L.P. United States 805-5410320151 Private Equity Fund 16,211,535 25,000,000
CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V, L.P. Cayman Islands 805-5314971080 Private Equity Fund 476,978,441 25,000,000
LAGUNA SATURN FUND, L.P. Cayman Islands 805-8513062306 Private Equity Fund 502,492,154 25,000,000

WhaleScore history for CAPITAL INTERNATIONAL INC

You must have a subscription to view WhaleScore histories

Elevate your investments