CAPITAL WEALTH MANAGEMENT, LLC

HTTP://WWW.CAPITALWEALTHINC.COM W. WARWICK, RI Investment Advisor How do I update this listing?

Capital Wealth Management is based out of W. Warwick. Capital Wealth Management is a large advisory firm with 498 clients and discretionary assets under management (AUM) of $364,254,885 (Form ADV from 2019-08-21). Their last reported 13F filing for Q3 2019 included $93,569,000 in managed 13F securities and a top 10 holdings concentration of 80.05%. Capital Wealth Management's largest holding is Vanguard Value ETF with shares held of 141,344. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $93.569 Million
  • Prior Market Value $100.291 Million
  • New Purchases4 stocks
  • Additional Purchases11 stocks
  • Sold out of6 stocks
  • Reduced holdings in15 stocks
  • Top 10 Holdings % 80.05 %
  • Turnover % [1]:29.41%
  • Turnover Alt % [2]: 10.67 %
  • Time Held Top20:5.15 quarters
  • Time Held Top10:5.00 quarters
  • Time Held All:5.47 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -2.33%
Performance Last 4 Quarters: -6.2%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
GW Investment Management, LLC
ZACKS INVESTMENT MANAGEMENT

View Last Form Adv Compilation Report on Record

CAPITAL WEALTH MANAGEMENT, LLC
1300 DIVISION ROAD SUITE 203
WEST WARWICK RI    02893
Country: United States

Business Phone: 401-885-1060
Fax: 401-885-7030
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 19
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 10,210,200
Total Number of Clients: 498
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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CAPITAL WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-08-21
Name Title Start Date Direct/Indirect % Ownership
DUCKWORTH, LEE, ALAN PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01
GLATZ, BRIAN, ANDREW DIRECTOR OF RESEARCH 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. DIRECTOR OF RESEARCH direct 2017-01-01
Dooley, Lawrence, Francis CHIEF INVESTMENT OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER direct 2009-10-01
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER, SECRETARY direct 2009-10-01
CAPITAL WEALTH MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2017-03-01
CAPITAL WEALTH HOLDINGS, LLC MANAGING MEMBER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2018-01-01
CAPITAL WEALTH MANAGEMENT, INC. MEMBER CAPITAL WEALTH HOLDINGS, LLC 01/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MEMBER indirect 2018-01-01
DUCKWORTH, LEE, ALAN SHAREHOLDER CAPITAL WEALTH MANAGEMENT, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01

CAPITAL WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
CAPITAL WEALTH HOLDINGS, LLC MANAGING MEMBER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2018-01-01
DUCKWORTH, LEE, ALAN PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01
GLATZ, BRIAN, ANDREW DIRECTOR OF RESEARCH 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. DIRECTOR OF RESEARCH direct 2017-01-01
Dooley, Lawrence, Francis CHIEF INVESTMENT OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER direct 2009-10-01
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER, SECRETARY direct 2009-10-01
CAPITAL WEALTH MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2017-03-01
CAPITAL WEALTH MANAGEMENT, INC. MEMBER CAPITAL WEALTH HOLDINGS, LLC 01/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MEMBER indirect 2018-01-01
DUCKWORTH, LEE, ALAN SHAREHOLDER CAPITAL WEALTH MANAGEMENT, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01

CAPITAL WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-11-12
Name Title Start Date Direct/Indirect % Ownership
DUCKWORTH, LEE, ALAN PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01
GLATZ, BRIAN, ANDREW DIRECTOR OF RESEARCH 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. DIRECTOR OF RESEARCH direct 2017-01-01
Dooley, Lawrence, Francis CHIEF INVESTMENT OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER direct 2009-10-01
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER, SECRETARY direct 2009-10-01
CAPITAL WEALTH MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2017-03-01
CAPITAL WEALTH HOLDINGS, LLC MANAGING MEMBER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2018-01-01
CAPITAL WEALTH MANAGEMENT, INC. MEMBER CAPITAL WEALTH HOLDINGS, LLC 01/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MEMBER indirect 2018-01-01
DUCKWORTH, LEE, ALAN SHAREHOLDER CAPITAL WEALTH MANAGEMENT, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01

CAPITAL WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-05-15
Name Title Start Date Direct/Indirect % Ownership
DUCKWORTH, LEE, ALAN PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01
GLATZ, BRIAN, ANDREW DIRECTOR OF RESEARCH 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. DIRECTOR OF RESEARCH direct 2017-01-01
Dooley, Lawrence, Francis CHIEF INVESTMENT OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER direct 2009-10-01
NIXON PEABODY FINANCIAL ADVISORS LLC BOARD MEMBER, SECRETARY direct 2009-10-01
CAPITAL WEALTH MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2017-03-01
CAPITAL WEALTH HOLDINGS, LLC MANAGING MEMBER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2018-01-01
CAPITAL WEALTH MANAGEMENT, INC. MEMBER CAPITAL WEALTH HOLDINGS, LLC 01/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, LLC MEMBER indirect 2018-01-01
DUCKWORTH, LEE, ALAN SHAREHOLDER CAPITAL WEALTH MANAGEMENT, INC. 05/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL WEALTH MANAGEMENT, INC. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-05-01

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