CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

HTTP://WWW.CARNEGIEINVEST.COM PEPPER PIKE, OH Investment Advisor How do I update this listing?

Carnegie Capital Asset Management is based out of Pepper Pike. Carnegie Capital Asset Management is a large advisory firm with 2150 clients and discretionary assets under management (AUM) of $1,780,705,044 (Form ADV from 2018-09-01). Their last reported 13F filing for Q3 2019 included $1,567,867,000 in managed 13F securities and a top 10 holdings concentration of 19.76%. Carnegie Capital Asset Management's largest holding is Apple Inc with shares held of 206,082. Whalewisdom has at least 30 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.568 Billion
  • Prior Market Value $1.538 Billion
  • New Purchases16 stocks
  • Additional Purchases167 stocks
  • Sold out of21 stocks
  • Reduced holdings in175 stocks
  • Top 10 Holdings % 19.76 %
  • Turnover % [1]:8.92%
  • Turnover Alt % [2]: 5.64 %
  • Time Held Top20:8.70 quarters
  • Time Held Top10:8.00 quarters
  • Time Held All:14.88 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.53%
Performance Last 4 Quarters: 2.71%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CARNEGIE INVESTMENT COUNSEL
30300 CHAGRIN BOULEVARD
PEPPER PIKE OH    44124
Country: United States

Business Phone: 216-367-4114
Fax: 216-523-8380
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: OH
Number of employees: 58
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 2150
Amount of client funds and securities by related persons: 1,874,420
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

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CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-31
Name Title Start Date Direct/Indirect % Ownership
WAGNER, GARY, PAUL MEMBER 04/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-04-01
ALT, RICHARD, LEE MEMBER 04/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC MEMBER direct 2009-04-01
BUSH, STEPHANIE, KIM CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-03-01

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

ownership team - last updated 2018-11-07
Name Title Start Date Direct/Indirect % Ownership
WAGNER, GARY, PAUL MEMBER 04/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-04-01
ALT, RICHARD, LEE MEMBER 04/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC MEMBER direct 2009-04-01
MERRIMAN, ARTHUR, GATES PRINCIPAL/SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC PRINCIPAL/SENIOR PORTFOLIO MANAGER direct 2015-01-01
BUSH, STEPHANIE, KIM CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-03-01

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
MERRIMAN, ARTHUR, GATES PRINCIPAL/SENIOR PORTFOLIO MANAGER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC PRINCIPAL/SENIOR PORTFOLIO MANAGER direct 2015-01-01
ALT, RICHARD, LEE MEMBER 04/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC MEMBER direct 2009-04-01
WAGNER, GARY, PAUL MEMBER, CHIEF COMPLIANCE OFFICER 04/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-04-01

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