CAROLINA WEALTH ADVISORS, LLC

HTTPS://CAROLINAWA.COM MYRTLE BEACH, SC Investment Advisor How do I update this listing?

Carolina Wealth Advisors is based out of Myrtle Beach. Carolina Wealth Advisors is a large advisory firm with 335 clients and discretionary assets under management (AUM) of $115,278,489 (Form ADV from 2020-07-27). Their last reported 13F filing for Q2 2020 included $103,411,000 in managed 13F securities and a top 10 holdings concentration of 44.78%. Carolina Wealth Advisors's largest holding is Schwab U.S. TIPS ETF with shares held of 153,964. Whalewisdom has at least 3 13F filings

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06/30/2020

13F Activity

  • Market Value $103.411 Million
  • Prior Market Value $86.536 Million
  • New Purchases11 stocks
  • Additional Purchases54 stocks
  • Sold out of8 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 44.78 %
  • Turnover % [1]:10.50%
  • Turnover Alt % [2]: 4.86 %
  • Time Held Top20:1.65 quarters
  • Time Held Top10:1.40 quarters
  • Time Held All:1.72 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 21.6%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CAROLINA WEALTH ADVISORS
1110 LONDON STREET SUITE 204
MYRTLE BEACH SC    29577
Country: United States

Business Phone: (843) 448-4425
Fax: (843) 448-4784
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: SC
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 335
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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CAROLINA WEALTH ADVISORS, LLC

ownership team - last updated 2020-06-24
Name Title Start Date Direct/Indirect % Ownership
HORLACHER, CHRISTY, LEE CHIEF COMPLIANCE OFFICER 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAROLINA WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-05-01
LOWERY, MATTHEW, RADCLIFF CFO 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAROLINA WEALTH ADVISORS, LLC MEMBER indirect 2008-08-01
CAROLINA WEALTH ADVISORS, LLC CFO direct 2017-05-01
ST. JOHN, CHRISTOPHER, DAVID CEO 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAROLINA WEALTH ADVISORS, LLC SHAREHOLDER indirect 2004-09-01
CAROLINA WEALTH ADVISORS, LLC CEO direct 2017-05-01
M RADCLIFF LOWERY CPA LLC MEMBER 05/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CAROLINA WEALTH ADVISORS, LLC MEMBER direct 2017-05-01
RPWCM, INC. MEMBER 05/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CAROLINA WEALTH ADVISORS, LLC MEMBER direct 2017-05-01
LOWERY, MATTHEW, RADCLIFF MEMBER M RADCLIFF LOWERY CPA LLC 08/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAROLINA WEALTH ADVISORS, LLC MEMBER indirect 2008-08-01
CAROLINA WEALTH ADVISORS, LLC CFO direct 2017-05-01
ST. JOHN, CHRISTOPHER, DAVID SHAREHOLDER RPWCM, INC. 09/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CAROLINA WEALTH ADVISORS, LLC SHAREHOLDER indirect 2004-09-01
CAROLINA WEALTH ADVISORS, LLC CEO direct 2017-05-01

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