CARVAL INVESTORS, LLC

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Carval Investors is based out of Hopkins. Carval Investors is a large advisory firm with 50 clients and discretionary assets under management (AUM) of $16,029,109,465 (Form ADV from 2019-07-22). Their last reported 13F filing for Q2 2019 included $134,050,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Carval Investors's largest holding is Berry Petroleum Co with shares held of 6,645,113. Carval Investors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 55 13F filings, and 16 13G filings

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06/30/2019

Top Buys

  • Name% Change

06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $134.05 Million
  • Prior Market Value $149.388 Million
  • New Purchases0 stocks
  • Additional Purchases0 stocks
  • Sold out of2 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:28.57%
  • Turnover Alt % [2]: 13.70 %
  • Time Held Top20:3.29 quarters
  • Time Held Top10:2.43 quarters
  • Time Held All:4.29 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.95%
Performance Last 4 Quarters: -9.28%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR/A (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR/A (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR/A (Subscription required)
  • 2011-06-30 - 13F-HR/A (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR/A (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CARVAL INVESTORS, LLC
Classified as Hedge Fund
9320 EXCELSIOR BOULEVARD 7TH FLOOR
HOPKINS MN    55343
Country: United States

Business Phone: 952-444-4780
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 167
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 50
Amount of client funds and securities by related persons: 10,343,300,000
Total Number of clients from related persons: 50
Disclosures:
Data above was derived from SEC filings.

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CARVAL INVESTORS, LLC

ownership team - last updated 2019-05-22
Name Title Start Date Direct/Indirect % Ownership
BOGART, MATTHEW, ROBERT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC CHIEF LEGAL OFFICER direct 2007-08-01
CARVAL INVESTORS, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2007-08-01
CARVAL INVESTORS, LLC CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-08-01
CFSC INVESTMENTS, INC. SHAREHOLDER 05/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC MEMBER, SHAREHOLDER direct 2011-05-01
ROBERTSON, DAVID, ALEXANDER DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACK RIVER ASSET MANAGEMENT LLC DIRECTOR direct 2013-01-01
CARVAL INVESTORS, LLC DIRECTOR direct 2013-01-01
GUNDERSON, JODY, ANN MANAGING PRINCIPAL 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR; DIRECTOR direct 2016-06-01
GANLEY, JAMES, PATRICK MANAGING PRINCIPAL; MANAGEMENT DIRECTOR 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR; DIRECTOR direct 2016-06-01
OLSON, JAYME, DONALD DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC DIRECTOR direct 2015-12-01
BLACK RIVER ASSET MANAGEMENT LLC INTERIM PRESIDENT direct 2016-02-01
FERNANDEZ, HECTOR, ENRIQUE DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC DIRECTOR direct 2016-07-01
HEDBERG, CHRISTOPHER, JOHN CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC CHIEF FINANCIAL OFFICER direct 2017-01-01
DETOR, LUCAS, KOLE MANAGING PRINCIPAL; MANAGEMENT DIRECTOR 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR direct 2016-06-01
CARGILL, INCORPORATED SHAREHOLDER CARGILL FINANCIAL SERVICES CORPORATION 06/01/1984 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CFSC WAYLAND ADVISERS, INC. SHAREHOLDER indirect 1984-06-01
BLACK RIVER ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01
CIS CASH MANAGEMENT, INC. SHAREHOLDER, COMMON indirect 1997-12-01
CARVAL INVESTORS, LLC SHAREHOLDER indirect 1984-06-01
SHORELINE CAPITAL MANAGEMENT, LTD. WARRANT OWNER direct 2006-06-01
CARGILL FINANCIAL SERVICES CORPORATION SHAREHOLDER CFSC INVESTMENTS, INC. 05/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CFSC WAYLAND ADVISERS, INC. SHAREHOLDER direct 1997-12-01
BLACK RIVER ASSET MANAGEMENT LLC SHAREHOLDER direct 2002-10-01
CARVAL INVESTORS, LLC SHAREHOLDER, 100% CLASS A SECURITIES direct 2005-12-01
CARVAL INVESTORS, LLC MEMBER, SHAREHOLDER, 100% CLASS A SECURITIES direct 2005-12-01
CARVAL INVESTORS, LLC SHAREHOLDER indirect 2011-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARVAL GCF MASTER FUND III, LLC United States 805-9157913068 Hedge Fund 5,000 10,000,000 Master Fund
CVI CDF MASTER FUND LP Cayman Islands 805-3256131281 Hedge Fund 4,873,318 5,000,000 Master Fund
CVI CHVF MASTER FUND I LP United States 805-7973124406 Hedge Fund 11,113 10,000,000 Master Fund
CVI AV MASTER FUND I LP United States 805-7443127900 Hedge Fund 3,609,383 5,000,000 Master Fund
CVI EMCVF MASTER FUND LP United States 805-1712992703 Hedge Fund 267,678,134 10,000,000 Master Fund
CVIC II MASTER FUND I LP United States 805-1494686003 Hedge Fund 724,165 5,000,000 Master Fund
CVIC II MASTER FUND II LP United States 805-1544843363 Hedge Fund 129,320,013 5,000,000 Master Fund
CVI CVF II MASTER FUND II LP United States 805-6928245997 Hedge Fund 1,627,129,079 10,000,000 Master Fund
CVI RVF III (SERIES) HOLDINGS, LLC United States 805-8441416966 Real Estate Fund 28,059,279 10,000,000 Master Fund
CVIC MASTER FUND LP Cayman Islands 805-2862230516 Hedge Fund 1,763,096,896 5,000,000 Master Fund
CARVAL CLO I LTD Cayman Islands 805-4277092652 Securitized Asset Fund 506,583,013 250,000
CVI GLOBAL VALUE FUND US LLC United States 805-6506775584 Hedge Fund 0 10,000,000 Master Fund
CVI AV MASTER FUND II LP United States 805-9426423750 Hedge Fund 202,084,726 5,000,000 Master Fund
CVI GLOBAL VALUE FUND CAYMAN LP Cayman Islands 805-6901845740 Hedge Fund 1,004,289,076 10,000,000 Master Fund
CVIC MASTER FUND IV, LP Cayman Islands 805-3163820647 Hedge Fund 0 5,000,000 Master Fund
CVI AV MASTER FUND III, LLC United States 805-7108067044 Hedge Fund 5,000 5,000,000 Master Fund
CVI CVF IV MASTER FUND III LP United States 805-7930857447 Hedge Fund 10,256,988 10,000,000 Master Fund
NAREP II US REIT ASSETS HOLDINGS LLC United States 805-8369524271 Hedge Fund 2,469,157 10,000,000 Master Fund
CVF MASTER FUND III LP Cayman Islands 805-7429025563 Hedge Fund 312,722,112 10,000,000 Master Fund
CVI CVF IV MASTER FUND I LP United States 805-5256178747 Hedge Fund 17,068,521 10,000,000 Master Fund
CVI CHVF MASTER FUND II LP United States 805-7856895234 Hedge Fund 57,685,867 10,000,000 Master Fund
NAREP II US NON-REIT ASSETS HOLDINGS LLC United States 805-1738655779 Hedge Fund 0 10,000,000 Master Fund
CVF MASTER FUND II LP United States 805-4967849857 Hedge Fund 0 10,000,000 Master Fund
CVI CDF MASTER FUND II LP United States 805-7644833541 Hedge Fund 397,384 5,000,000 Master Fund
CVI CVF IV MASTER FUND IV, LLC United States 805-4284441665 Hedge Fund 5,000 10,000,000 Master Fund
CVIC MASTER FUND II, LLC Cayman Islands 805-4570653984 Hedge Fund 0 5,000,000 Master Fund
CVI CVF III MASTER FUND III, LLC United States 805-7758110087 Hedge Fund 5,000 10,000,000 Master Fund
CVI AA MASTER FUND III LLC United States 805-8665797741 Hedge Fund 5,000 5,000,000 Master Fund
CVIC MASTER FUND III, LLC Cayman Islands 805-6763410421 Hedge Fund 0 5,000,000 Master Fund
CARVAL HH INVESTMENTS LP United States 805-8539677770 Hedge Fund 133,260,309 10,000,000
CVI REAL ESTATE VALUE FUND IV LLC United States 805-5418596266 Real Estate Fund 186,805,161 10,000,000 Master Fund
CVI EREP OC I LLC United States 805-7164490674 Hedge Fund 47,030,728 10,000,000 Master Fund
CVI AA MASTER FUND I LP United States 805-5992270248 Hedge Fund 13,378,022 5,000,000 Master Fund
CVI AA MASTER FUND II LP United States 805-8099508087 Hedge Fund 843,779,676 5,000,000 Master Fund
CVI EREP OC II LLC United States 805-4811677780 Hedge Fund 53,601 10,000,000 Master Fund
CARVAL GCF MASTER FUND I LP United States 805-1656160110 Hedge Fund 2,821,464 10,000,000 Master Fund
EOC MASTER FUND LP United States 805-2872078306 Hedge Fund 177,510,063 5,000,000 Master Fund
CVI EREP OC III LLC United States 805-4343285621 Hedge Fund 72,603 10,000,000 Master Fund
CVI SOF MASTER FUND LP Cayman Islands 805-9932334557 Hedge Fund 160,046,493 10,000,000 Master Fund
FOF MASTER FUND II LP United States 805-4146742594 Hedge Fund 160,149,810 5,000,000 Master Fund
CVI IOF MASTER FUND LP Cayman Islands 805-1005866145 Hedge Fund 23,912,031 10,000,000 Master Fund
CVI CVF III MASTER FUND I LP United States 805-4474630123 Hedge Fund 66,022,249 10,000,000 Master Fund
CVI CVF III MASTER FUND II LP United States 805-4063941828 Hedge Fund 4,151,944,034 10,000,000 Master Fund
CVI CVF IV MASTER FUND II LP United States 805-4380541217 Hedge Fund 420,139,025 10,000,000 Master Fund
NAREP US REIT ASSETS HOLDINGS LLC United States 805-8822483885 Hedge Fund 218,315 10,000,000 Master Fund
CARVAL GCF MASTER FUND II LP United States 805-4361643091 Hedge Fund 605,685,344 10,000,000 Master Fund
CVI EREP OC IV LLC United States 805-1352305630 Hedge Fund 21,018,563 10,000,000 Master Fund
CVI CVF II MASTER FUND I LP United States 805-9129940689 Hedge Fund 7,274,201 10,000,000 Master Fund

CARVAL INVESTORS, LLC

ownership team - last updated 2018-10-04
Name Title Start Date Direct/Indirect % Ownership
BOGART, MATTHEW, ROBERT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC CHIEF LEGAL OFFICER direct 2007-08-01
CARVAL INVESTORS, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2007-08-01
CARVAL INVESTORS, LLC CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-08-01
CFSC INVESTMENTS, INC. SHAREHOLDER 05/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC MEMBER, SHAREHOLDER direct 2011-05-01
ROBERTSON, DAVID, ALEXANDER DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACK RIVER ASSET MANAGEMENT LLC DIRECTOR direct 2013-01-01
CARVAL INVESTORS, LLC DIRECTOR direct 2013-01-01
GUNDERSON, JODY, ANN MANAGING PRINCIPAL 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR; DIRECTOR direct 2016-06-01
GANLEY, JAMES, PATRICK MANAGING PRINCIPAL; MANAGEMENT DIRECTOR 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR; DIRECTOR direct 2016-06-01
OLSON, JAYME, DONALD DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC DIRECTOR direct 2015-12-01
BLACK RIVER ASSET MANAGEMENT LLC INTERIM PRESIDENT direct 2016-02-01
FERNANDEZ, HECTOR, ENRIQUE DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC DIRECTOR direct 2016-07-01
HEDBERG, CHRISTOPHER, JOHN CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC CHIEF FINANCIAL OFFICER direct 2017-01-01
DETOR, LUCAS, KOLE MANAGING PRINCIPAL; MANAGEMENT DIRECTOR 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR direct 2016-06-01
CARGILL, INCORPORATED SHAREHOLDER CARGILL FINANCIAL SERVICES CORPORATION 06/01/1984 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CFSC WAYLAND ADVISERS, INC. SHAREHOLDER indirect 1984-06-01
BLACK RIVER ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01
CIS CASH MANAGEMENT, INC. SHAREHOLDER, COMMON indirect 1997-12-01
CARVAL INVESTORS, LLC SHAREHOLDER indirect 1984-06-01
SHORELINE CAPITAL MANAGEMENT, LTD. WARRANT OWNER direct 2006-06-01
CARGILL FINANCIAL SERVICES CORPORATION SHAREHOLDER CFSC INVESTMENTS, INC. 05/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CFSC WAYLAND ADVISERS, INC. SHAREHOLDER direct 1997-12-01
BLACK RIVER ASSET MANAGEMENT LLC SHAREHOLDER direct 2002-10-01
CARVAL INVESTORS, LLC SHAREHOLDER, 100% CLASS A SECURITIES direct 2005-12-01
CARVAL INVESTORS, LLC MEMBER, SHAREHOLDER, 100% CLASS A SECURITIES direct 2005-12-01
CARVAL INVESTORS, LLC SHAREHOLDER indirect 2011-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NAREP II US REIT ASSETS HOLDINGS LLC United States 805-8369524271 Hedge Fund 2,469,157 10,000,000 Master Fund
CVF MASTER FUND III LP Cayman Islands 805-7429025563 Hedge Fund 312,722,112 10,000,000 Master Fund
CVI CVF IV MASTER FUND I LP United States 805-5256178747 Hedge Fund 17,068,521 10,000,000 Master Fund
NAREP II US NON-REIT ASSETS HOLDINGS LLC United States 805-1738655779 Hedge Fund 0 10,000,000 Master Fund
CVF MASTER FUND II LP United States 805-4967849857 Hedge Fund 0 10,000,000 Master Fund
CVI CDF MASTER FUND II LP United States 805-7644833541 Hedge Fund 397,384 5,000,000 Master Fund
CVI CVF IV MASTER FUND IV, LLC United States 805-4284441665 Hedge Fund 5,000 10,000,000 Master Fund
CVIC MASTER FUND II, LLC Cayman Islands 805-4570653984 Hedge Fund 0 5,000,000 Master Fund
CVI CVF III MASTER FUND III, LLC United States 805-7758110087 Hedge Fund 5,000 10,000,000 Master Fund
CVI AA MASTER FUND III LLC United States 805-8665797741 Hedge Fund 5,000 5,000,000 Master Fund
CVIC MASTER FUND III, LLC Cayman Islands 805-6763410421 Hedge Fund 0 5,000,000 Master Fund
CARVAL GCF MASTER FUND III, LLC United States 805-9157913068 Hedge Fund 5,000 10,000,000 Master Fund
CVIC MASTER FUND IV, LP Cayman Islands 805-3163820647 Hedge Fund 0 5,000,000 Master Fund
CVI AV MASTER FUND III, LLC United States 805-7108067044 Hedge Fund 5,000 5,000,000 Master Fund
CVI CVF IV MASTER FUND III LP United States 805-7930857447 Hedge Fund 10,256,988 10,000,000 Master Fund
CVI CHVF MASTER FUND II LP United States 805-7856895234 Hedge Fund 57,685,867 10,000,000 Master Fund
CARVAL HH INVESTMENTS LP United States 805-8539677770 Hedge Fund 133,260,309 10,000,000
CVI REAL ESTATE VALUE FUND IV LLC United States 805-5418596266 Real Estate Fund 186,805,161 10,000,000 Master Fund
CVI EREP OC I LLC United States 805-7164490674 Hedge Fund 47,030,728 10,000,000 Master Fund
CVI AA MASTER FUND I LP United States 805-5992270248 Hedge Fund 13,378,022 5,000,000 Master Fund
CVI AA MASTER FUND II LP United States 805-8099508087 Hedge Fund 843,779,676 5,000,000 Master Fund
CVI EREP OC II LLC United States 805-4811677780 Hedge Fund 53,601 10,000,000 Master Fund
CARVAL GCF MASTER FUND I LP United States 805-1656160110 Hedge Fund 2,821,464 10,000,000 Master Fund
EOC MASTER FUND LP United States 805-2872078306 Hedge Fund 177,510,063 5,000,000 Master Fund
CVI EREP OC III LLC United States 805-4343285621 Hedge Fund 72,603 10,000,000 Master Fund
CVI SOF MASTER FUND LP Cayman Islands 805-9932334557 Hedge Fund 160,046,493 10,000,000 Master Fund
FOF MASTER FUND II LP United States 805-4146742594 Hedge Fund 160,149,810 5,000,000 Master Fund
CVI CVF III MASTER FUND I LP United States 805-4474630123 Hedge Fund 66,022,249 10,000,000 Master Fund
CVI CVF III MASTER FUND II LP United States 805-4063941828 Hedge Fund 4,151,944,034 10,000,000 Master Fund
CVI CVF IV MASTER FUND II LP United States 805-4380541217 Hedge Fund 420,139,025 10,000,000 Master Fund
CVI IOF MASTER FUND LP Cayman Islands 805-1005866145 Hedge Fund 23,912,031 10,000,000 Master Fund
NAREP US REIT ASSETS HOLDINGS LLC United States 805-8822483885 Hedge Fund 218,315 10,000,000 Master Fund
CARVAL GCF MASTER FUND II LP United States 805-4361643091 Hedge Fund 605,685,344 10,000,000 Master Fund
CVI EREP OC IV LLC United States 805-1352305630 Hedge Fund 21,018,563 10,000,000 Master Fund
CVI CVF II MASTER FUND I LP United States 805-9129940689 Hedge Fund 7,274,201 10,000,000 Master Fund
CVI CDF MASTER FUND LP Cayman Islands 805-3256131281 Hedge Fund 4,873,318 5,000,000 Master Fund
CVI CHVF MASTER FUND I LP United States 805-7973124406 Hedge Fund 11,113 10,000,000 Master Fund
CVI AV MASTER FUND I LP United States 805-7443127900 Hedge Fund 3,609,383 5,000,000 Master Fund
CVI AV MASTER FUND II LP United States 805-9426423750 Hedge Fund 202,084,726 5,000,000 Master Fund
CVI GLOBAL VALUE FUND CAYMAN LP Cayman Islands 805-6901845740 Hedge Fund 1,004,289,076 10,000,000 Master Fund
CVI GLOBAL VALUE FUND US LLC United States 805-6506775584 Hedge Fund 0 10,000,000 Master Fund
CVI EMCVF MASTER FUND LP United States 805-1712992703 Hedge Fund 267,678,134 10,000,000 Master Fund
CVIC II MASTER FUND I LP United States 805-1494686003 Hedge Fund 724,165 5,000,000 Master Fund
CVIC II MASTER FUND II LP United States 805-1544843363 Hedge Fund 1,763,096,896 5,000,000 Master Fund
CVI CVF II MASTER FUND II LP United States 805-6928245997 Hedge Fund 1,627,129,079 10,000,000 Master Fund
CVI RVF III (SERIES) HOLDINGS, LLC United States 805-8441416966 Real Estate Fund 28,059,279 10,000,000 Master Fund
CVIC MASTER FUND LP Cayman Islands 805-2862230516 Hedge Fund 1,437,468,869 5,000,000 Master Fund
CARVAL CLO I LTD Cayman Islands 805-4277092652 Securitized Asset Fund 506,583,013 250,000

CARVAL INVESTORS, LLC

ownership team - last updated 2017-09-25
Name Title Start Date Direct/Indirect % Ownership
CARVAL CLO MANAGEMENT LLC (OWNER RELYING ADVISER) SHAREHOLDER 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC SHAREHOLDER direct 2017-07-01
HEDBERG, CHRISTOPHER, JOHN CHIEF FINANCIAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC CHIEF FINANCIAL OFFICER direct 2017-01-01
FERNANDEZ, HECTOR, ENRIQUE DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC DIRECTOR direct 2016-07-01
OLSON, JAYME, DONALD DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC DIRECTOR direct 2015-12-01
BLACK RIVER ASSET MANAGEMENT LLC INTERIM PRESIDENT direct 2016-02-01
DETOR, LUCAS, KOLE EXECUTIVE MANAGING DIRECTOR 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR direct 2016-06-01
GANLEY, JAMES, PATRICK EXECUTIVE MANAGING DIRECTOR; DIRECTOR 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR; DIRECTOR direct 2016-06-01
GUNDERSON, JODY, ANN EXECUTIVE MANAGING DIRECTOR; DIRECTOR 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR; DIRECTOR direct 2016-06-01
CARVAL INVESTORS UK LIMITED (GENERAL PARTNER OF RELYING ADVISOR) GENERAL PARTNER 09/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC GENERAL PARTNER direct 2013-09-01
ROBERTSON, DAVID, ALEXANDER DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACK RIVER ASSET MANAGEMENT LLC DIRECTOR direct 2013-01-01
CARVAL INVESTORS, LLC DIRECTOR direct 2013-01-01
CARVAL INVESTORS, LLC (OWNER OF RELYING ADVISER) SHAREHOLDER 05/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC SHAREHOLDER direct 2006-05-01
CARVAL INVESTORS LUXEMBOURG S.A R.L. (OWNER OF RELYING ADVISER) SHAREHOLDER 07/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC SHAREHOLDER direct 2006-07-01
CARVAL INVESTORS PTE. LTD. (OWNER OF RELYING ADVISER) SHAREHOLDER 11/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC SHAREHOLDER direct 2006-11-01
CFSC INVESTMENTS, INC. MEMBER, SHAREHOLDER 05/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC MEMBER, SHAREHOLDER direct 2011-05-01
BOGART, MATTHEW, ROBERT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARVAL INVESTORS, LLC CHIEF LEGAL OFFICER direct 2007-08-01
CARVAL INVESTORS, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2007-08-01
CARVAL INVESTORS, LLC CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-08-01
CARGILL FINANCIAL SERVICES CORPORATION SHAREHOLDER CFSC INVESTMENTS, INC. 05/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CFSC WAYLAND ADVISERS, INC. SHAREHOLDER direct 1997-12-01
BLACK RIVER ASSET MANAGEMENT LLC SHAREHOLDER direct 2002-10-01
CARVAL INVESTORS, LLC SHAREHOLDER, 100% CLASS A SECURITIES direct 2005-12-01
CARVAL INVESTORS, LLC MEMBER, SHAREHOLDER, 100% CLASS A SECURITIES direct 2005-12-01
CARVAL INVESTORS, LLC SHAREHOLDER indirect 2011-05-01
CARGILL, INCORPORATED SHAREHOLDER CARGILL FINANCIAL SERVICES CORPORATION 06/01/1984 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CFSC WAYLAND ADVISERS, INC. SHAREHOLDER indirect 1984-06-01
BLACK RIVER ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01
CIS CASH MANAGEMENT, INC. SHAREHOLDER, COMMON indirect 1997-12-01
CARVAL INVESTORS, LLC SHAREHOLDER indirect 1984-06-01
SHORELINE CAPITAL MANAGEMENT, LTD. WARRANT OWNER direct 2006-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CVI CVF IV MASTER FUND III LP United States 805-7930857447 Hedge Fund 0 10,000,000 Master Fund
CVI CHVF MASTER FUND II LP United States 805-7856895234 Hedge Fund 114,811,326 10,000,000 Master Fund
CARVAL HH INVESTMENTS LP United States 805-8539677770 Hedge Fund 183,894,615 10,000,000
CVI REAL ESTATE VALUE FUND IV LLC United States 805-5418596266 Real Estate Fund 212,560,642 10,000,000 Master Fund
CVI EREP OC I LLC United States 805-7164490674 Hedge Fund 106,701,500 10,000,000 Master Fund
CVI AA MASTER FUND I LP United States 805-5992270248 Hedge Fund 7,882,316 5,000,000 Master Fund
CVI AA MASTER FUND II LP United States 805-8099508087 Hedge Fund 839,103,496 5,000,000 Master Fund
CVI EREP OC II LLC United States 805-4811677780 Hedge Fund 129,942 10,000,000 Master Fund
CARVAL GCF MASTER FUND I LP United States 805-1656160110 Hedge Fund 3,955,796 10,000,000 Master Fund
EOC MASTER FUND LP United States 805-2872078306 Hedge Fund 236,125,756 5,000,000 Master Fund
CVI EREP OC III LLC United States 805-4343285621 Hedge Fund 107,178 10,000,000 Master Fund
CVI SOF MASTER FUND LP Cayman Islands 805-9932334557 Hedge Fund 167,747,842 10,000,000 Master Fund
FOF MASTER FUND II LP United States 805-4146742594 Hedge Fund 101,621,286 5,000,000 Master Fund
CVI CVF III MASTER FUND I LP United States 805-4474630123 Hedge Fund 24,819,475 10,000,000 Master Fund
CVI CVF III MASTER FUND II LP United States 805-4063941828 Hedge Fund 3,022,486,001 10,000,000 Master Fund
NAREP US REIT ASSETS HOLDINGS LLC United States 805-8822483885 Hedge Fund 237,189 10,000,000 Master Fund
CARVAL GCF MASTER FUND II LP United States 805-4361643091 Hedge Fund 559,385,807 10,000,000 Master Fund
CVI EREP OC IV LLC United States 805-1352305630 Hedge Fund 72,085,509 10,000,000 Master Fund
CVI IOF MASTER FUND LP Cayman Islands 805-1005866145 Hedge Fund 32,911,036 10,000,000 Master Fund
CVI CHVF MASTER FUND I LP United States 805-7973124406 Hedge Fund 570 10,000,000 Master Fund
CVI CDF MASTER FUND LP Cayman Islands 805-3256131281 Hedge Fund 106,927,323 5,000,000 Master Fund
CVI AV MASTER FUND I LP United States 805-7443127900 Hedge Fund 4,351 5,000,000 Master Fund
CVI AV MASTER FUND II LP United States 805-9426423750 Hedge Fund 96,546,460 5,000,000 Master Fund
CVI GLOBAL VALUE FUND CAYMAN LP Cayman Islands 805-6901845740 Hedge Fund 1,177,451,963 10,000,000 Master Fund
CVI GLOBAL VALUE FUND US LLC United States 805-6506775584 Hedge Fund 0 10,000,000 Master Fund
CVIC II MASTER FUND I LP United States 805-1494686003 Hedge Fund 1,603,674 5,000,000 Master Fund
CVIC II MASTER FUND II LP United States 805-1544843363 Hedge Fund 251,922,067 5,000,000 Master Fund
CVI CVF II MASTER FUND II LP United States 805-6928245997 Hedge Fund 2,855,357,860 10,000,000 Master Fund
CVI RVF III (SERIES) HOLDINGS, LLC United States 805-8441416966 Real Estate Fund 51,954,495 10,000,000 Master Fund
CVIC MASTER FUND LP Cayman Islands 805-2862230516 Hedge Fund 1,437,468,869 5,000,000 Master Fund
CVI EMCVF MASTER FUND LP United States 805-1712992703 Hedge Fund 239,574,558 10,000,000 Master Fund
CVF MASTER FUND III LP Cayman Islands 805-7429025563 Hedge Fund 562,580,213 10,000,000 Master Fund
CVI CVF II MASTER FUND I LP United States 805-9129940689 Hedge Fund 11,240,684 10,000,000 Master Fund
NAREP II US REIT ASSETS HOLDINGS LLC United States 805-8369524271 Hedge Fund 8,754,337 10,000,000 Master Fund
NAREP II US NON-REIT ASSETS HOLDINGS LLC United States 805-1738655779 Hedge Fund 0 10,000,000 Master Fund
CVF MASTER FUND II LP United States 805-4967849857 Hedge Fund 1,333,173 10,000,000 Master Fund
CVI CVF IV MASTER FUND I LP United States 805-5256178747 Hedge Fund 0 10,000,000 Master Fund
CVI CVF IV MASTER FUND II LP United States 805-4380541217 Hedge Fund 0 10,000,000 Master Fund

WhaleScore history for CARVAL INVESTORS, LLC

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