CASTLEARK ALTERNATIVES, LLC

CHICAGO, IL Investment Advisor Hedge Fund How do I update this listing?

Castleark Alternatives is based out of Chicago. Castleark Alternatives is a large advisory firm with 5 clients and discretionary assets under management (AUM) of $137,708,950 (Form ADV from 2019-03-30). Their last reported 13F filing for Q3 2019 included $114,602,000 in managed 13F securities and a top 10 holdings concentration of 60.72%. Castleark Alternatives's largest holding is Chevron Corp. (Standard Oil of California) with shares held of 126,505. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $114.602 Million
  • Prior Market Value $160.998 Million
  • New Purchases3 stocks
  • Additional Purchases3 stocks
  • Sold out of11 stocks
  • Reduced holdings in17 stocks
  • Top 10 Holdings % 60.72 %
  • Turnover % [1]:43.75%
  • Turnover Alt % [2]: 53.05 %
  • Time Held Top20:2.80 quarters
  • Time Held Top10:1.90 quarters
  • Time Held All:5.31 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 8.22%
Performance Last 4 Quarters: -10.45%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CASTLEARK ALTERNATIVES, LLC
Classified as Hedge Fund
1 N. WACKER DRIVE SUITE 3950
CHICAGO IL    60606
Country: United States

Business Phone: 312 456 9682
Fax: 312 456 9690
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 5
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CASTLEARK ALTERNATIVES, LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
CASTELLINI, JEROME, A PRESIDENT, MANAGING MEMBER 02/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
CASTLEARK MANAGEMENT LLC MANAGING MEMBER, PREFERRED AND COMMON direct 1999-01-01
C2 ASSET MANAGEMENT L.L.C. PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2005-02-01
CASTLEARK ALTERNATIVES, LLC PRESIDENT, MANAGING MEMBER direct 2005-02-01
CASTLEARK MANAGEMENT LLC PRESIDENT direct 1999-01-01 2017-06-12
SIMEK, RICHARD, J CCO 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CASTLEARK MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-09-01
CASTLEARK ALTERNATIVES, LLC CCO direct 2012-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CASTLEARK GLOBAL ENERGY MASTER FUND, LP Cayman Islands 805-1355498811 Hedge Fund 125,165,190 1,000,000 Master Fund
CASTLEARK ENERGY MASTER FUND, LP British Virgin Islands 805-4462675547 Hedge Fund 3,766,430 1,000,000 Master Fund
CASTLEARK PENDULUM FUND, LP United States 805-8469411028 Hedge Fund 8,777,330 1,000,000

CASTLEARK ALTERNATIVES, LLC

ownership team - last updated 2018-05-01
Name Title Start Date Direct/Indirect % Ownership
CASTELLINI, JEROME, A PRESIDENT, MANAGING MEMBER 02/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
CASTLEARK MANAGEMENT LLC MANAGING MEMBER, PREFERRED AND COMMON direct 1999-01-01
C2 ASSET MANAGEMENT L.L.C. PRESIDENT, CHIEF EXECUTIVE OFFICER direct 2005-02-01
CASTLEARK ALTERNATIVES, LLC PRESIDENT, MANAGING MEMBER direct 2005-02-01
CASTLEARK MANAGEMENT LLC PRESIDENT direct 1999-01-01 2017-06-12
SIMEK, RICHARD, J CCO 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CASTLEARK MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-09-01
CASTLEARK ALTERNATIVES, LLC CCO direct 2012-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CASTLEARK GLOBAL ENERGY MASTER FUND, LP Cayman Islands 805-1355498811 Hedge Fund 171,018,000 1,000,000 Master Fund
CASTLEARK E&P FUND, LTD. British Virgin Islands 805-7555773561 Hedge Fund 730,000 10,000,000
CASTLEARK ENERGY MASTER FUND, LP British Virgin Islands 805-4462675547 Hedge Fund 14,998,000 1,000,000 Master Fund
CASTLEARK PENDULUM FUND, LP United States 805-8469411028 Hedge Fund 7,899,000 1,000,000

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