CHATHAM CAPITAL GROUP, INC.

HTTP://WWW.CHATHAMCAPITAL.COM SAVANNAH, GA Investment Advisor Hedge Fund How do I update this listing?

Chatham Capital Group is based out of Savannah. Chatham Capital Group is a large advisory firm with 8 clients and discretionary assets under management (AUM) of $297,653,512 (Form ADV from 2019-05-01). Their last reported 13F filing for Q3 2019 included $391,431,000 in managed 13F securities and a top 10 holdings concentration of 30.77%. Chatham Capital Group's largest holding is Vanguard Short-Term Corporate Bond ETF with shares held of 278,867. Chatham Capital Group has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 77 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $391.431 Million
  • Prior Market Value $397.134 Million
  • New Purchases5 stocks
  • Additional Purchases32 stocks
  • Sold out of5 stocks
  • Reduced holdings in72 stocks
  • Top 10 Holdings % 30.77 %
  • Turnover % [1]:6.33%
  • Turnover Alt % [2]: 3.83 %
  • Time Held Top20:13.65 quarters
  • Time Held Top10:12.90 quarters
  • Time Held All:24.76 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.39%
Performance Last 4 Quarters: 8.37%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
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Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
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  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
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  • 2008-03-31 - 13F-HR/A (Subscription required)
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  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
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  • 2006-12-31 - 13F-HR (Subscription required)
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  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CHATHAM CAPITAL
Classified as Hedge Fund
1230 PEACHTREE ST. SUITE 1750
ATLANTA GA    30309
Country: United States

Business Phone: 770-618-2100
Fax: 770-618-2101
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: GA
Number of employees: 16
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 297,654,000
Total Number of Clients: 8
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CHATHAM CREDIT MANAGEMENT III, LLC

ownership team - last updated 2019-05-01
Name Title Start Date Direct/Indirect % Ownership
REYNOLDS, BRIAN, GERARD MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT HOLDINGS, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC 08/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT HOLDINGS LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC 09/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MEMBER OF CHATHAM SBIC FUND IV GP LLC 09/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
WANG, LIN MEMBER OF CHATHAM SBIC FUND IV GP LLC 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
ANACREONTE, NICHOLAS, ANTHONY MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
Bernheim, Kristen, Oneal SENIOR ASSOCIATE AND CCO OF REGISTRANT AND RELYING ADVISORS 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC SENIOR ASSOCIATE AND CCO OF REGISTRANT AND RELYING ADVISORS direct 2016-07-01
WANG, LIN MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
Ward, Joel, Roy CONTROLLER OF REGISTRANT AND RELYING ADVISORS 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC CONTROLLER OF REGISTRANT AND RELYING ADVISORS direct 2016-10-01
CHATHAM CREDIT HOLDINGS, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT, LLC 04/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
WANG, LIN MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
BOYD, CHERYL, BETH MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST V, LLC direct 2018-04-01
REYNOLDS, BRIAN, GERARD MANAGING MEMBER AND SOLE OWNER CHATHAM CREDIT HOLDINGS LLC 10/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CHATHAM INVESTMENT FUND V-A, L.P. United States 805-5843265093 Hedge Fund 16,989,888 500,000
CHATHAM INVESTMENT FUND V, L.P United States 805-7609071750 Hedge Fund 2,269,692 500,000
CHATHAM INVESTMENT FUND QP III LLC United States 805-4881872922 Hedge Fund 576,675 500,000
CHATHAM CASCADE FUND III LLC United States 805-1625896743 Private Equity Fund 182,792 500,000
CHATHAM CASCADE FUND QP III LLC United States 805-5936775166 Private Equity Fund 962,222 500,000
CHATHAM INVESTMENT FUND IV, LLC United States 805-5504086920 Hedge Fund 43,326,572 500,000
CHATHAM INVESTMENT FUND QP IV, LLC United States 805-9466776435 Hedge Fund 137,576,388 500,000
CHATHAM INVESTMENT FUND III LLC United States 805-4586884858 Hedge Fund 124,284 500,000

CHATHAM CAPITAL GROUP INC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
MULLER, FREDERICK, LAWRENCE PRINCIPAL 05/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC PRINCIPAL direct 1996-05-01
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO & PRINCIPAL direct 1996-05-01 2003-10-06
FIELITZ, BRUCE, DONALD PRINCIPAL 05/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC PRINCIPAL direct 1996-05-01
CHATHAM INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER & PRINCIPAL direct 1996-05-01 2003-10-06
PALMER, PHILIP, BRADFORD CHAIRMAN 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC CHAIRMAN direct 2003-12-01
CHATHAM INVESTMENT MANAGEMENT CO COMPLIANCE OFFICER & PRINCIPAL direct 1998-06-01 2003-10-06
CHATHAM INVESTMENT MANAGEMENT CO CHAIRMAN & COMPLIANCE OFFICER direct 2003-12-01 2004-03-01
CHATHAM CAPITAL GROUP INC CHAIRMAN & CHIEF COMPLIANCE OFFICER direct 2003-12-01 2014-03-07
MULLER, FREDERICK, REYNOLDS CEO, CHIEF COMPLIANCE OFFICER 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC CEO, CHIEF COMPLIANCE OFFICER direct 2003-12-01
CHATHAM INVESTMENT MANAGEMENT CO CHIEF FINANCIAL OFFICER & PRINCIPAL direct 1998-06-01 2003-10-06
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO, CFO direct 2003-12-01 2004-03-01
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO, CFO & COMPLIANCE OFFICER direct 2003-12-01 2005-03-16
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO, CFO & CHIEF COMPLIANCE OFFICER direct 2003-12-01 2005-09-23
CHATHAM CAPITAL GROUP INC CEO & CHIEF COMPLIANCE OFFICER direct 2003-12-01 2010-03-29
CHATHAM CAPITAL GROUP INC CEO direct 2003-12-01 2016-03-11
FIELITZ, WILLIAM, JENKINS SECRETARY 12/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHATHAM INVESTMENT MANAGEMENT CO PRINCIPAL direct 2003-08-01
CHATHAM CAPITAL GROUP INC SECRETARY direct 2003-12-01
ALLEN, JASON, GARY PRINCIPAL 07/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC PRINCIPAL direct 2014-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CHATHAM BALANCED INVESTMENT GROUP TRUST United States 805-6298422951 Other Private Fund LONG ONLY BALANCED FUND 4,729,244 50,000
CHATHAM SMALL CAP INVESTMENT GROUP TRUST United States 805-2074067065 Other Private Fund LONG ONLY SMALL CAP EQUITY FUND 6,752,580 50,000
CHATHAM SMALL CAP PARTNERSHIP I, LP United States 805-6386883907 Other Private Fund LONG ONLY SMALL CAP EQUITY FUND 25,211,145 100,000

CHATHAM CREDIT MANAGEMENT III, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
CHATHAM CREDIT HOLDINGS, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC 08/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT HOLDINGS LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC 09/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MEMBER OF CHATHAM SBIC FUND IV GP LLC 09/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
WANG, LIN MEMBER OF CHATHAM SBIC FUND IV GP LLC 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
ANACREONTE, NICHOLAS, ANTHONY MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
Bernheim, Kristen, Oneal SENIOR ASSOCIATE AND CCO OF REGISTRANT AND RELYING ADVISORS 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC SENIOR ASSOCIATE AND CCO OF REGISTRANT AND RELYING ADVISORS direct 2016-07-01
WANG, LIN MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
Ward, Joel, Roy CONTROLLER OF REGISTRANT AND RELYING ADVISORS 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC CONTROLLER OF REGISTRANT AND RELYING ADVISORS direct 2016-10-01
CHATHAM CREDIT HOLDINGS, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT, LLC 04/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
WANG, LIN MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
BOYD, CHERYL, BETH MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST V, LLC direct 2018-04-01
REYNOLDS, BRIAN, GERARD MANAGING MEMBER AND SOLE OWNER CHATHAM CREDIT HOLDINGS LLC 10/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CHATHAM INVESTMENT FUND V-A, L.P. United States 805-5843265093 Hedge Fund 16,989,888 500,000
CHATHAM INVESTMENT FUND V, L.P United States 805-7609071750 Hedge Fund 2,269,692 500,000
CHATHAM INVESTMENT FUND QP III LLC United States 805-4881872922 Hedge Fund 576,675 500,000
CHATHAM CASCADE FUND III LLC United States 805-1625896743 Private Equity Fund 182,792 500,000
CHATHAM CASCADE FUND QP III LLC United States 805-5936775166 Private Equity Fund 962,222 500,000
CHATHAM INVESTMENT FUND IV, LLC United States 805-5504086920 Hedge Fund 43,326,572 500,000
CHATHAM INVESTMENT FUND QP IV, LLC United States 805-9466776435 Hedge Fund 137,576,388 500,000
CHATHAM INVESTMENT FUND III LLC United States 805-4586884858 Hedge Fund 124,284 500,000

CHATHAM CREDIT MANAGEMENT III, LLC

ownership team - last updated 2018-04-18
Name Title Start Date Direct/Indirect % Ownership
CHATHAM CREDIT HOLDINGS, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC 08/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT HOLDINGS LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC 09/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MEMBER OF CHATHAM SBIC FUND IV GP LLC 09/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
WANG, LIN MEMBER OF CHATHAM SBIC FUND IV GP LLC 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
ANACREONTE, NICHOLAS, ANTHONY MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
Bernheim, Kristen, Oneal SENIOR ASSOCIATE AND CCO OF REGISTRANT AND RELYING ADVISORS 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC SENIOR ASSOCIATE AND CCO OF REGISTRANT AND RELYING ADVISORS direct 2016-07-01
WANG, LIN MEMBER OF CHATHAM CARRIED INTEREST IV LLC 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
Ward, Joel, Roy CONTROLLER OF REGISTRANT AND RELYING ADVISORS 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC CONTROLLER OF REGISTRANT AND RELYING ADVISORS direct 2016-10-01
CHATHAM CREDIT HOLDINGS, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT, LLC 04/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2001-08-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER OF CHATHAM CAPITAL MANAGEMENT IV LLC direct 2011-09-01
REYNOLDS, BRIAN, GERARD MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
WANG, LIN MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
BOYD, CHERYL, BETH MEMBER OF CHATHAM CARRIED INTEREST V, LLC 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM CARRIED INTEREST V, LLC direct 2018-04-01
REYNOLDS, BRIAN, GERARD MANAGING MEMBER AND SOLE OWNER CHATHAM CREDIT HOLDINGS LLC 10/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO OF CHATHAM CAPITAL MANAGEMENT II, LLC direct 2003-05-01
CHATHAM CAPITAL MANAGEMENT IV, LLC CEO AND SOLE OWNER OF CHATHAM CAPITAL HOLDINGS, INC. direct 2003-05-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER AND SOLE OWNER indirect 2006-10-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CREDIT MANAGEMENT III, LLC direct 2007-04-01
CHATHAM CREDIT MANAGEMENT III, LLC MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CAPITAL MANANGEMENT IV LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAN GENERAL PARTNER (OFFSHORE) LTD direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC MEMBER OF CHATHAM SBIC FUND IV GP LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO AND SOLE OWNER OF CHATHAM CREDIT HOLDINGS LLC direct 2011-09-01
CHATHAM CREDIT MANAGEMENT III, LLC CEO OF CHATHAM CARRIED INTEREST IV LLC direct 2011-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CHATHAM INVESTMENT FUND V-A, L.P. United States 805-5843265093 Hedge Fund 49,025,000 500,000
CHATHAM INVESTMENT FUND V, L.P United States 805-7609071750 Hedge Fund 8,175,000 500,000
CHATHAM INVESTMENT FUND QP III LLC United States 805-4881872922 Hedge Fund 3,413,546 500,000
CHATHAM CASCADE FUND III LLC United States 805-1625896743 Private Equity Fund 281,118 500,000
CHATHAM CASCADE FUND QP III LLC United States 805-5936775166 Private Equity Fund 1,510,739 500,000
CHATHAM INVESTMENT FUND IV, LLC United States 805-5504086920 Hedge Fund 58,118,346 500,000
CHATHAM INVESTMENT FUND QP IV, LLC United States 805-9466776435 Hedge Fund 184,545,228 500,000
CHATHAM SBIC FUND IV, L.P. United States 805-7323294930 Hedge Fund 4,514,876 0
CHATHAM SBIC FUND QP IV, L.P. United States 805-3906402220 Hedge Fund 14,447,225 0
CHATHAM INVESTMENT FUND III LLC United States 805-4586884858 Hedge Fund 735,684 500,000

CHATHAM CAPITAL GROUP INC

ownership team - last updated 2017-03-27
Name Title Start Date Direct/Indirect % Ownership
MULLER, FREDERICK, LAWRENCE PRINCIPAL 05/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC PRINCIPAL direct 1996-05-01
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO & PRINCIPAL direct 1996-05-01 2003-10-06
FIELITZ, BRUCE, DONALD PRINCIPAL 05/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC PRINCIPAL direct 1996-05-01
CHATHAM INVESTMENT MANAGEMENT CO CHIEF INVESTMENT OFFICER & PRINCIPAL direct 1996-05-01 2003-10-06
PALMER, PHILIP, BRADFORD CHAIRMAN 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC CHAIRMAN direct 2003-12-01
CHATHAM INVESTMENT MANAGEMENT CO COMPLIANCE OFFICER & PRINCIPAL direct 1998-06-01 2003-10-06
CHATHAM INVESTMENT MANAGEMENT CO CHAIRMAN & COMPLIANCE OFFICER direct 2003-12-01 2004-03-01
CHATHAM CAPITAL GROUP INC CHAIRMAN & CHIEF COMPLIANCE OFFICER direct 2003-12-01 2014-03-07
MULLER, FREDERICK, REYNOLDS CEO, CHIEF COMPLIANCE OFFICER 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC CEO, CHIEF COMPLIANCE OFFICER direct 2003-12-01
CHATHAM INVESTMENT MANAGEMENT CO CHIEF FINANCIAL OFFICER & PRINCIPAL direct 1998-06-01 2003-10-06
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO, CFO direct 2003-12-01 2004-03-01
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO, CFO & COMPLIANCE OFFICER direct 2003-12-01 2005-03-16
CHATHAM INVESTMENT MANAGEMENT CO PRESIDENT, CEO, CFO & CHIEF COMPLIANCE OFFICER direct 2003-12-01 2005-09-23
CHATHAM CAPITAL GROUP INC CEO & CHIEF COMPLIANCE OFFICER direct 2003-12-01 2010-03-29
CHATHAM CAPITAL GROUP INC CEO direct 2003-12-01 2016-03-11
FIELITZ, WILLIAM, JENKINS SECRETARY 12/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHATHAM INVESTMENT MANAGEMENT CO PRINCIPAL direct 2003-08-01
CHATHAM CAPITAL GROUP INC SECRETARY direct 2003-12-01
ALLEN, JASON, GARY PRINCIPAL 07/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHATHAM CAPITAL GROUP INC PRINCIPAL direct 2014-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CHATHAM SMALL CAP PARTNERSHIP I, LP United States 805-6386883907 Other Private Fund LONG ONLY SMALL CAP EQUITY FUND 22,766,537 100,000
CHATHAM BALANCED PARTNERSHIP, LP United States 805-7232012602 Other Private Fund LONG ONLY BALANCED FUND 1,976,177 100,000
CHATHAM BALANCED INVESTMENT GROUP TRUST United States 805-6298422951 Other Private Fund LONG ONLY BALANCED FUND 5,756,515 50,000
CHATHAM SMALL CAP INVESTMENT GROUP TRUST United States 805-2074067065 Other Private Fund LONG ONLY SMALL CAP EQUITY FUND 6,140,282 50,000

WhaleScore history for CHATHAM CAPITAL GROUP, INC.

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