CHI ADVISORS LLC

HTTP://WWW.COWEN.COM NEW YORK, NY Investment Advisor How do I update this listing?

CHI Advisors is based out of New York. CHI Advisors is a large advisory firm with 5 clients and discretionary assets under management (AUM) of $345,525,000 (Form ADV from 2019-07-29). Their last reported 13F filing for Q4 2019 included $132,570,000 in managed 13F securities and a top 10 holdings concentration of 99.02%. CHI Advisors's largest holding is Livongo Health Inc with shares held of 2,636,640. Whalewisdom has at least 2 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $132.57 Million
  • Prior Market Value $102.72 Million
  • New Purchases0 stocks
  • Additional Purchases5 stocks
  • Sold out of1 stock
  • Reduced holdings in6 stocks
  • Top 10 Holdings % 99.02 %
  • Turnover % [1]:8.33%
  • Turnover Alt % [2]: 3.41 %
  • Time Held Top20:1.00 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:1.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 21.84%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CHI ADVISORS LLC
Classified as Hedge Fund
599 LEXINGTON AVE. 20TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 6465621010
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 31
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 297,971,000
Total Number of Clients: 5
Amount of client funds and securities by related persons: 47,554,000
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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COWEN ADVISORS LLC

ownership team - last updated 2019-07-29
Name Title Start Date Direct/Indirect % Ownership
SAYAGO, ANDREA, J.S. CHIEF COMPLIANCE OFFICER 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RAMIUS ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
RAMIUS ADVISORS, LLC CHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLC direct 2011-09-01
RAMIUS ALTERNATIVE SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
RAMIUS STRUCTURED CREDIT GROUP LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
RAMIUS ASIA LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
RAMIUS LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
COWEN INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGMENT LLC direct 2011-09-01
RAMIUS TRADING STRATEGIES LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
RCG LONGVIEW PARTNERS II, LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
RCG LONGVIEW EQUITY MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
RCG LONGVIEW MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2013-01-01
RCG LONGVIEW MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
ORCHARD SQUARE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
QUADRATIC CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
CAERUS INVESTORS, LLC CHIEF COMPLIANCE OFFICER direct 2015-08-01
MARGATE CAPITAL MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2016-04-01
BENWITT, MICHAEL, G GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
RAMIUS ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
RAMIUS ADVISORS, LLC CHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLC direct 2012-01-01
RAMIUS ADVISORS, LLC CHIEF OPERATING OFFICER AND GENERAL COUNSEL direct 2012-01-01
RAMIUS ALTERNATIVE SOLUTIONS LLC GENERAL COUNSEL direct 2012-01-01
RAMIUS STRUCTURED CREDIT GROUP LLC GENERAL COUNSEL direct 2012-01-01
RAMIUS ASIA LLC GENERAL COUNSEL direct 2012-01-01
RAMIUS LLC GENERAL COUNSEL direct 2012-01-01
COWEN INVESTMENT MANAGEMENT LLC GENERAL COUNSEL, CHIEF OPERATING OFFICER OF COWEN INVESTMENT MANAGEMENT LLC direct 2012-01-01
RAMIUS TRADING STRATEGIES LLC GENERAL COUNSEL direct 2012-01-01
STARBOARD VALUE LP OPERATING COMMITTEE MEMBER direct 2013-04-01
ORCHARD SQUARE PARTNERS, LLC GENERAL COUNSEL direct 2012-11-01
RYAN, JAMES, DAVID CHIEF FINANCIAL OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RAMIUS ADVISORS, LLC CHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLC direct 2015-08-01
RAMIUS ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2015-08-01
RAMIUS ALTERNATIVE SOLUTIONS LLC CHIEF FINANCIAL OFFICER direct 2015-08-01
RAMIUS LLC CHIEF FINANCIAL OFFICER direct 2015-08-01
COWEN INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLC direct 2015-08-01
RAMIUS TRADING STRATEGIES LLC CHIEF FINANCIAL OFFICER direct 2015-08-01
ROSMAN, ELIZABETH, RACHEL HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AJB CAPITAL MANAGEMENT LP DIRECTOR direct 2005-09-01
GLOBALIS INVESTMENTS, LLC DIRECTOR direct 2008-02-01
FRAENKEL, FRED, STEVEN VICE CHAIRMAN, COWEN INC. 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEACON GLOBAL ASSET MANAGEMENT DIRECTOR direct 2010-12-01
FAIRHOLME CAPITAL MANAGEMENT, L.L.C. CHIEF RESEARCH OFFICER direct 2011-10-01
FAIRHOLME CAPITAL MANAGEMENT, L.L.C. PRESIDENT AND CHIEF RESEARCH OFFICER direct 2013-01-01
RAMIUS ADVISORS, LLC INTERIM CHIEF EXECUTIVE OFFICER direct 2017-01-01
RAMIUS ADVISORS, LLC INTERIM HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC direct 2017-01-01
COWEN INVESTMENT MANAGEMENT LLC INTERIM HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC direct 2017-01-01
COWEN INVESTMENT MANAGEMENT LLC MANAGING MEMBER 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
RAMIUS ADVISORS, LLC MANAGING AND SOLE MEMBER direct 2009-11-01
RAMIUS FUND OF FUNDS GROUP LLC MEMBER direct 2009-11-01
RAMIUS STRUCTURED CREDIT GROUP LLC MANAGING MEMBER direct 2009-11-01
RCG STARBOARD ADVISORS, LLC MANAGING MEMBER direct 2009-11-01
RAMIUS ASIA LLC MANAGING MEMBER direct 2009-11-01
STARBOARD VALUE LP MEMBER indirect 2011-03-01
RCG LONGVIEW PARTNERS II, LLC MEMBER indirect 2004-01-01
RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC MEMBER indirect 2007-11-01
RCG LONGVIEW MANAGEMENT, LLC MANAGING MEMBER indirect 2007-11-01
ORCHARD SQUARE PARTNERS, LLC MEMBER direct 2012-11-01
QUADRATIC CAPITAL MANAGEMENT LLC MEMBER direct 2014-08-01
CAERUS INVESTORS, LLC MEMBER direct 2015-08-01
MARGATE CAPITAL MANAGEMENT, LP MEMBER indirect 2016-04-01
MARGATE CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2016-04-01
COWEN INC. PARENT COMPANY 11/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
RAMIUS SECURITIES LLC MANAGING MEMBER direct 2009-11-01
RAMIUS SECURITIES LLC PARENT indirect 2009-11-01
RAMIUS LLC PARENT direct 2009-11-01
RAMIUS ADVISORS, LLC PARENT indirect 2009-11-01
RAMIUS ADVISORS, LLC PARENT indirect 2009-11-01
RAMIUS ALTERNATIVE SOLUTIONS LLC PARENT indirect 2009-11-01
RAMIUS ALTERNATIVE SOLUTIONS LLC PARENT indirect 2009-11-01
RAMIUS STRUCTURED CREDIT GROUP LLC PARENT indirect 2009-11-01
COWEN ADVISORS LLC MANAGING MEMBER direct 2014-06-01
RCG STARBOARD ADVISORS, LLC PARENT indirect 2009-11-01
RAMIUS ASIA LLC PARENT indirect 2009-11-01
PARK EXCHANGE LLC PARENT direct 2009-11-01
COWEN PRIME SERVICES LLC ULTIMATE PARENT indirect 2015-09-01
RAMIUS TRADING STRATEGIES LLC SOLE MEMBER indirect 2009-11-01
RAMIUS TRADING STRATEGIES LLC SOLE MEMBER indirect 2009-11-01
STARBOARD VALUE LP MEMBER indirect 2009-11-01
RCG LONGVIEW PARTNERS II, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW PARTNERS II, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW EQUITY MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW EQUITY MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW MANAGEMENT, LLC MANAGING MEMBER indirect 2009-11-01
RCG LONGVIEW MANAGEMENT, LLC MANAGING MEMBER indirect 2009-11-01
ORCHARD SQUARE PARTNERS, LLC PARENT indirect 2009-11-01
HEALTHCARE ROYALTY MANAGEMENT, LLC PARENT indirect 2006-12-01
QUADRATIC CAPITAL MANAGEMENT LLC MEMBER indirect 2009-11-01
QUADRATIC CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-11-01
QUADRATIC CAPITAL MANAGEMENT LLC MEMBER indirect 2009-11-01
CAERUS INVESTORS, LLC PARENT indirect 2009-11-01
CAERUS INVESTORS, LLC PARENT indirect 2009-11-01
MARGATE CAPITAL MANAGEMENT, LP MEMBER indirect 2009-11-01
COWEN INC. MANAGING MEMBER COWEN INVESTMENT MANAGEMENT LLC 11/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RAMIUS SECURITIES LLC MANAGING MEMBER direct 2009-11-01
RAMIUS SECURITIES LLC PARENT indirect 2009-11-01
RAMIUS LLC PARENT direct 2009-11-01
RAMIUS ADVISORS, LLC PARENT indirect 2009-11-01
RAMIUS ADVISORS, LLC PARENT indirect 2009-11-01
RAMIUS ALTERNATIVE SOLUTIONS LLC PARENT indirect 2009-11-01
RAMIUS ALTERNATIVE SOLUTIONS LLC PARENT indirect 2009-11-01
RAMIUS STRUCTURED CREDIT GROUP LLC PARENT indirect 2009-11-01
COWEN ADVISORS LLC MANAGING MEMBER direct 2014-06-01
RCG STARBOARD ADVISORS, LLC PARENT indirect 2009-11-01
RAMIUS ASIA LLC PARENT indirect 2009-11-01
PARK EXCHANGE LLC PARENT direct 2009-11-01
COWEN PRIME SERVICES LLC ULTIMATE PARENT indirect 2015-09-01
RAMIUS TRADING STRATEGIES LLC SOLE MEMBER indirect 2009-11-01
RAMIUS TRADING STRATEGIES LLC SOLE MEMBER indirect 2009-11-01
STARBOARD VALUE LP MEMBER indirect 2009-11-01
RCG LONGVIEW PARTNERS II, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW PARTNERS II, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW EQUITY MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW EQUITY MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW DEBT FUND IV MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW MANAGEMENT, LLC MEMBER indirect 2009-11-01
RCG LONGVIEW MANAGEMENT, LLC MANAGING MEMBER indirect 2009-11-01
RCG LONGVIEW MANAGEMENT, LLC MANAGING MEMBER indirect 2009-11-01
ORCHARD SQUARE PARTNERS, LLC PARENT indirect 2009-11-01
HEALTHCARE ROYALTY MANAGEMENT, LLC PARENT indirect 2006-12-01
QUADRATIC CAPITAL MANAGEMENT LLC MEMBER indirect 2009-11-01
QUADRATIC CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-11-01
QUADRATIC CAPITAL MANAGEMENT LLC MEMBER indirect 2009-11-01
CAERUS INVESTORS, LLC PARENT indirect 2009-11-01
CAERUS INVESTORS, LLC PARENT indirect 2009-11-01
MARGATE CAPITAL MANAGEMENT, LP MEMBER indirect 2009-11-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
COWEN HEALTHCARE INVESTMENTS II LP United States 805-2513597912 Private Equity Fund 245,022,000 5,000,000
COWEN PRIVATE INVESTMENTS LP United States 805-2961408544 Private Equity Fund 34,922,000 25,000,000 Master Fund
CHI EF II LP United States 805-4539093001 Private Equity Fund 18,027,000 50,000

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