CLAYBROOK CAPITAL, LLC

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Claybrook Capital is based out of Wellesley. Claybrook Capital is a large advisory firm with 22 clients and discretionary assets under management (AUM) of $355,520,943 (Form ADV from 2020-07-15). Their last reported 13F filing for Q2 2020 included $116,792,000 in managed 13F securities and a top 10 holdings concentration of 43.28%. Claybrook Capital's largest holding is Nuveen New York AMT-Free Quality Muni In with shares held of 792,367. Whalewisdom has at least 11 13F filings

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06/30/2020

13F Activity

  • Market Value $116.792 Million
  • Prior Market Value $110.087 Million
  • New Purchases22 stocks
  • Additional Purchases8 stocks
  • Sold out of20 stocks
  • Reduced holdings in27 stocks
  • Top 10 Holdings % 43.28 %
  • Turnover % [1]:48.84%
  • Turnover Alt % [2]: 20.18 %
  • Time Held Top20:2.40 quarters
  • Time Held Top10:2.60 quarters
  • Time Held All:6.03 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -1.63%
Performance Last 4 Quarters: -29.98%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CLAYBROOK CAPITAL, LLC

  

Business Phone: (617) 932-7927
Fax: (617) 932-7940
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 22
Amount of client funds and securities by related persons: 268,259,000
Total Number of clients from related persons: 3
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CLAYBROOK CAPITAL, LLC

ownership team - last updated 2020-06-07
Name Title Start Date Direct/Indirect % Ownership
NIGRO, JERRY, ANTHONY MEMBER/MANAGER - CO-FOUNDER AND MANAGING DIRECTOR OF WEALTH MANAGEMENT ADVISORY 08/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CLAYBROOK CAPITAL PARTNER/MANAGING MEMBER direct 2016-12-01
CLAYBROOK CAPITAL, LLC MANAGING DIRECTOR, CEO AND SENIOR WEALTH ADVISOR direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - FOUNDING PARTNER, SENIOR WEALTH ADVISOR direct 2017-08-01
AARON, VIRGINIA, ELIZABETH MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 08/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CLAYBROOK CAPITAL MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
CLAYBROOK CAPITAL, LLC MEMBER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER, MANAGING DIRECT AND CHIEF COMPLIANCE OFFICER direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-08-01
ARELLA, BRUCE, [NO MIDDLE NAME] MEMBER/MANAGER - CO-FOUNDER AND BOARD OF ADVISORS 07/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ORION CAPITAL MANAGEMENT L.L.C. CHIEF OPERATING OFFICER direct 2005-02-01
ORION CAPITAL MANAGEMENT L.L.C. DIRECTOR OF DUE DILIGENCE & RISK MANAGEMENT direct 2007-07-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - FOUNDING PARTNER, CHAIRMAN, DIRECTOR OF REAL ESTATE direct 2017-07-01

CLAYBROOK CAPITAL, LLC

ownership team - last updated 2020-03-13
Name Title Start Date Direct/Indirect % Ownership

CLAYBROOK CAPITAL, LLC

ownership team - last updated 2019-03-20
Name Title Start Date Direct/Indirect % Ownership
NIGRO, JERRY, ANTHONY MEMBER/MANAGER - FOUNDING PARTNER, SENIOR WEALTH ADVISOR 08/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CLAYBROOK CAPITAL PARTNER/MANAGING MEMBER direct 2016-12-01
CLAYBROOK CAPITAL, LLC MANAGING DIRECTOR, CEO AND SENIOR WEALTH ADVISOR direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - FOUNDING PARTNER, SENIOR WEALTH ADVISOR direct 2017-08-01
AARON, VIRGINIA, ELIZABETH MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 08/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CLAYBROOK CAPITAL MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
CLAYBROOK CAPITAL, LLC MEMBER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER, MANAGING DIRECT AND CHIEF COMPLIANCE OFFICER direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-08-01
ARELLA, BRUCE, [NO MIDDLE NAME] MEMBER/MANAGER - FOUNDING PARTNER, CHAIRMAN, DIRECTOR OF REAL ESTATE 07/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ORION CAPITAL MANAGEMENT L.L.C. CHIEF OPERATING OFFICER direct 2005-02-01
ORION CAPITAL MANAGEMENT L.L.C. DIRECTOR OF DUE DILIGENCE & RISK MANAGEMENT direct 2007-07-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - FOUNDING PARTNER, CHAIRMAN, DIRECTOR OF REAL ESTATE direct 2017-07-01

CLAYBROOK CAPITAL, LLC

ownership team - last updated 2017-08-02
Name Title Start Date Direct/Indirect % Ownership
ARELLA, BRUCE, [NO MIDDLE NAME] MEMBER/MANAGER - FOUNDING PARTNER, CHAIRMAN, DIRECTOR OF REAL ESTATE 07/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ORION CAPITAL MANAGEMENT L.L.C. CHIEF OPERATING OFFICER direct 2005-02-01
ORION CAPITAL MANAGEMENT L.L.C. DIRECTOR OF DUE DILIGENCE & RISK MANAGEMENT direct 2007-07-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - FOUNDING PARTNER, CHAIRMAN, DIRECTOR OF REAL ESTATE direct 2017-07-01
AARON, VIRGINIA, ELIZABETH MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 08/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CLAYBROOK CAPITAL MEMBER AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
CLAYBROOK CAPITAL, LLC MEMBER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER, MANAGING DIRECT AND CHIEF COMPLIANCE OFFICER direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2017-08-01
NIGRO, JERRY, ANTHONY MEMBER/MANAGER - FOUNDING PARTNER, SENIOR WEALTH ADVISOR 08/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CLAYBROOK CAPITAL PARTNER/MANAGING MEMBER direct 2016-12-01
CLAYBROOK CAPITAL, LLC MANAGING DIRECTOR, CEO AND SENIOR WEALTH ADVISOR direct 2017-01-01
CLAYBROOK CAPITAL, LLC MEMBER/MANAGER - FOUNDING PARTNER, SENIOR WEALTH ADVISOR direct 2017-08-01

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