COOPER FINANCIAL GROUP

https://www.linkedin.com/company/cooper-mcmanus IRVINE, CA Investment Advisor How do I update this listing?

Cooper Financial Group is based out of Irvine. Cooper Financial Group is a large advisory firm with 2315 clients and discretionary assets under management (AUM) of $989,515,784 (Form ADV from 2020-09-22). Their last reported 13F filing for Q3 2020 included $346,409,000 in managed 13F securities and a top 10 holdings concentration of 46.12%. Cooper Financial Group's largest holding is iShares ESG MSCI USA ETF with shares held of 438,804. Whalewisdom has at least 8 13F filings

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09/30/2020

13F Activity

  • Market Value $346.409 Million
  • Prior Market Value $308.946 Million
  • New Purchases29 stocks
  • Additional Purchases102 stocks
  • Sold out of15 stocks
  • Reduced holdings in70 stocks
  • Top 10 Holdings % 46.12 %
  • Turnover % [1]:21.46%
  • Turnover Alt % [2]: 3.58 %
  • Time Held Top20:3.15 quarters
  • Time Held Top10:3.20 quarters
  • Time Held All:3.89 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16

Performance for Q3 2020: 4.44%
Performance Last 4 Quarters: 17.29%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

COOPER MCMANUS
9870 RESEARCH DRIVE
IRVINE CA    92618
Country: United States

Business Phone: 800-516-5333
Fax: 800-516-4319
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 56
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions,SOLICITOR/REFERRAL FEES
Amount of client funds and securities: 624,979,000
Total Number of Clients: 2315
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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COOPER FINANCIAL GROUP

ownership team - last updated 2020-09-22
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

COOPER FINANCIAL GROUP

ownership team - last updated 2020-05-29
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

COOPER FINANCIAL GROUP

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

COOPER FINANCIAL GROUP

ownership team - last updated 2019-12-10
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

COOPER FINANCIAL GROUP

ownership team - last updated 2019-07-24
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

COOPER FINANCIAL GROUP

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

COOPER FINANCIAL GROUP

ownership team - last updated 2019-03-13
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

COOPER FINANCIAL GROUP

ownership team - last updated 2018-12-19
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

COOPER FINANCIAL GROUP

ownership team - last updated 2018-06-22
Name Title Start Date Direct/Indirect % Ownership
COOPER, ARTHUR, YOUNG MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER FINANCIAL GROUP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-09-01
COOPER FINANCIAL GROUP PRESIDENT direct 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. OWNER indirect 1999-09-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. CHIEF COMPLIANCE OFFICER direct 2010-08-01
GAINSBOROUGH FINANCIAL CONSULTANTS, INC. MANAGING PARTNER direct 2010-08-01

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