COOPER/HAIMS ADVISORS, LLC

HTTP://WWW.COOPERHAIMS.COM VICTOR, NY Investment Advisor How do I update this listing?

Cooper/haims Advisors is based out of Victor. Cooper/haims Advisors is a large advisory firm with 464 clients and discretionary assets under management (AUM) of $551,201,541 (Form ADV from 2019-10-30). Their last reported 13F filing for Q3 2019 included $163,805,000 in managed 13F securities and a top 10 holdings concentration of 88.52%. Cooper/haims Advisors's largest holding is Schwab U.S. Large-Cap ETF with shares held of 598,890. Whalewisdom has at least 9 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $163.805 Million
  • Prior Market Value $160.928 Million
  • New Purchases0 stocks
  • Additional Purchases14 stocks
  • Sold out of1 stock
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 88.52 %
  • Turnover % [1]:1.92%
  • Turnover Alt % [2]: 2.96 %
  • Time Held Top20:6.30 quarters
  • Time Held Top10:6.60 quarters
  • Time Held All:6.12 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 6.62%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COOPER/HAIMS ADVISORS, LLC
50 SQUARE DRIVE SUITE 210
VICTOR NY    14564
Country: United States

Business Phone: 585-248-6400
Fax: 585-248-6410
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 96,769,100
Total Number of Clients: 464
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2019-07-02
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CO- MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (1/2018) 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CO-MANAGING MEMBER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2019-02-26
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CO- MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (1/2018) 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CO-MANAGING MEMBER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2018-11-06
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CO- MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (1/2018) 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CO-MANAGING MEMBER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2017-02-23
Name Title Start Date Direct/Indirect % Ownership
YAWMAN, ROBERT, P. CO- MANAGING MEMBER - CHIEF COMPLIANCE OFFICER 11/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC SECRETARY direct 2002-07-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER - CHIEF COMPLIANCE OFFICER direct 2008-11-01
COOPER/HAIMS ADVISORS, LLC VICE PRESIDENT direct 2008-11-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2008-11-01
COOPER/HAIMS ADVISORS, LLC MEMBER - CHIEF COMPLIANCE OFFICER direct 2008-11-01
HAIMS, JARED CO- MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01

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