COPPER ROCK CAPITAL PARTNERS, LLC

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Copper Rock Capital Partners is based out of Boston. Copper Rock Capital Partners is a large advisory firm with 35 clients and discretionary assets under management (AUM) of $3,999,436,435 (Form ADV from 2019-03-15). Their last reported 13F filing for Q3 2019 included $1,117,618,000 in managed 13F securities and a top 10 holdings concentration of 20.47%. Copper Rock Capital Partners's largest holding is WEX, Inc. with shares held of 152,372. Copper Rock Capital Partners has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 59 13F filings, and 28 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.118 Billion
  • Prior Market Value $1.353 Billion
  • New Purchases18 stocks
  • Additional Purchases5 stocks
  • Sold out of14 stocks
  • Reduced holdings in44 stocks
  • Top 10 Holdings % 20.47 %
  • Turnover % [1]:47.06%
  • Turnover Alt % [2]: 45.10 %
  • Time Held Top20:1.90 quarters
  • Time Held Top10:1.20 quarters
  • Time Held All:5.21 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -3.02%
Performance Last 4 Quarters: -14.19%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
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  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
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  • 2005-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
BrightSphere Inc.
RUSSELL FRANK CO/

View Last Form Adv Compilation Report on Record

COPPER ROCK CAPITAL PARTNERS
Classified as Hedge Fund
200 CLARENDON STREET 51ST FLOOR
BOSTON MA    02116
Country: United States
Business Phone: 617-369-7100
Fax: 617-369-7208
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 22
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 35
Amount of client funds and securities by related persons: 653,077,000
Total Number of clients from related persons: 46
Disclosures:
Data above was derived from SEC filings.

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COPPER ROCK CAPITAL PARTNERS LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
HADELMAN, PETER, JON PRINCIPAL AND HEAD OF RELATIONSHIP MANAGEMENT 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL AND HEAD OF RELATIONSHIP MANAGEMENT direct 2005-01-01
COPPERROCK CAPITAL PARTNERS LLC MEMBER direct 2005-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL direct 2005-01-01
BRIGHTSPHERE INC. MEMBER 02/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COOKE & BIELER INC 100% SHAREHOLDER OF COOKE & BIELER, INC. direct 1986-02-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF FMA direct 1986-06-01
INVESTMENT COUNSELORS OF MARYLAND INC 100% SHAREHOLDER OF INVESTMENT COUNSELORS OF MARYLAND direct 1986-12-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF RICE HALL JAMES & ASSOCIATES direct 1987-05-01
MCKEE C S & CO INC SHAREHOLDER direct 1987-08-01
SIRACH CAPITAL MANAGEMENT INC. 100% SHAREHOLDER OF SIRACH CAPITAL MANAGEMENT, INC. direct 1989-01-01
CAMBIAR INVESTORS INC 100% SHAREHOLDER OF CAMBIAR INVESTORS,INC. direct 1990-08-01
PELL RUDMAN TRUST COMPANY, N.A. 100% SHAREHOLDER OF PELL RUDMAN & CO, INC. direct 1993-08-01
HEITMAN ENDOWMENT ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL ADVISORS 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
PILGRIM BAXTER VALUE INVESTORS INC 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01
LIBERTY RIDGE CAPITAL, INC. 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. direct 1995-04-01
PACIFIC FINANCIAL RESEARCH INC 100% SHAREHOLDER OF PACIFIC FINANCIAL RESEARCH direct 1997-05-01
LINCLUDEN MANAGEMENT LTD 49% SHAREHOLDER OF LINCLUDEN MANAGEMENT direct 1997-09-01
PILGRIM BAXTER PRIVATE EQUITY ADVISORS INC. 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 2000-04-01
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC. direct 2000-09-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF L&B REALTY ADVISORS, INC. direct 2000-09-01
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. indirect 2000-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2000-09-01
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2000-11-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2002-01-01
OLD MUTUAL CAPITAL, INC. 100% SHAREHOLDER OF OLD MUTUAL CAPITAL, INC. direct 2004-04-01
OSV CURRENCY ADVISORS, INC. 100 % SHAREHOLDER direct 2004-04-01
2100 CAPITAL GROUP LLC GENERAL PARTNER indirect 2005-03-01
2100 CAPITAL GROUP LLC MEMBER indirect 2005-07-01
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2006-02-01
THOMPSON SIEGEL & WALMSLEY LLC SOLE MEMBER OF TS&W INVESTMENT GP LLC indirect 2007-04-01
THOMPSON SIEGEL & WALMSLEY LLC MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01
CLAY FINLAY LLC GENERAL PARTNER indirect 2008-08-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MAJORITY SHAREHOLDER direct 2010-11-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OLD ICM, INC. indirect 2012-12-01
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC/SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC direct 2012-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OMAM AFFILIATE HOLDINGS LLC indirect 2014-09-01
LANDMARK PARTNERS LLC MEMBER indirect 2016-08-01
LANDMARK EQUITY ADVISORS LLC MEMBER indirect 2016-08-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2016-08-01
LANDMARK REALTY ADVISORS LLC MEMBER indirect 2016-09-01
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF AFFILIATE direct 1988-01-01 2001-01-30
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 1992-02-01 2001-01-30
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 1996-08-01 2001-01-31
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 1999-01-01 2001-01-31
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF JOHN K. DWIGHT ASSET MANAGEMENT COMPANY, INC. direct 1994-01-01 2001-02-26
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1991-06-01 2001-02-27
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS INC. direct 1992-07-01 2001-02-28
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 1994-11-01 2001-02-28
SUFFOLK CAPITAL MANAGEMENT, INC 100% SHAREHOLDER OF SUFFOLK CAPITAL MANAGEMENT direct 1994-05-01 2001-03-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1992-02-01 2001-03-13
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. indirect 1988-12-01 2001-03-26
L&B REALTY ADVISORS, INC. PARENT direct 1992-06-01 2001-04-02
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 1991-11-01 2001-04-11
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. direct 1996-08-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 80% SHAREHOLDER OF NORTHERN CAPITAL MANAGEMENT LLC direct 1986-01-01 2001-05-17
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-18
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2000-09-01 2001-05-31
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-31
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 2000-09-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2001-06-06
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MANAGEMENT indirect 2000-10-01 2001-07-13
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2001-04-01 2001-10-09
PACIFIC FINANCIAL RESEARCH INC 100% OWNER direct 1997-05-01 2001-11-27
GSB INVESTMENT MANAGEMENT OWNER direct 1993-12-01 2001-12-03
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF NCM, INC. direct 2000-06-01 2002-03-18
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 1984-12-01 2002-03-22
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER indirect 2000-11-01 2002-03-25
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. direct 2000-09-01 2002-11-14
TOM JOHNSON INVESTMENT MANAGEMENT, INC. 100% SHAREHOLDER OF APPLICANT direct 1992-10-01 2003-03-14
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-11-01 2003-03-27
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2003-03-27
HEITMAN PRA SECURITIES ADVISORS LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-05-27
CAMBIAR INVESTORS, LLC 100% SHAREHOLDER indirect 1990-08-01 2003-07-11
HEITMAN JMB ENDOWMENT ADVISORS LP 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-09-12
HEITMAN/JMB INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN JMB INSTITUTIONAL ADVISORS 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-11-01 2003-09-18
OSV CURRENCY PARTNERS INC. 100% SHAREHOLDER OF OSV CURRENCY ADVISORS, INC. direct 1996-04-01 2004-06-10
PILGRIM BAXTER & ASSOCIATES LTD 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01 2004-11-22
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER direct 2006-12-01 2006-12-08
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-30
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 2000-09-01 2007-03-31
THOMPSON SIEGEL & WALMSLEY INC SHAREHOLDER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01 2007-05-23
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF EPSLP INC. indirect 2007-04-01 2007-11-23
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-09-01 2008-03-27
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2009-03-30
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2000-09-01 2009-06-01
THOMSON HORSTMANN & BRYANT INC 100% SHAREHOLDER direct 1997-06-01 2010-03-22
THOMPSON SIEGEL & WALMSLEY LLC GENERAL PARTNER OF TS&W INVESTMENT HOLDINGS LP indirect 2007-04-01 2010-03-31
OLD MUTUAL (NEWCO 2010), LLC 100% SHAREHOLDER direct 2010-05-01 2010-10-18
2100 XENON GROUP LLC 100% SHAREHOLDER indirect 2000-09-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-30
2100 LARCH LANE LLC 100% MEMBER OF 2100 CAPITAL HOLDINGS LLC indirect 2005-07-01 2012-04-17
ASHFIELD CAPITAL PARTNERS, LLC MEMBER direct 2007-02-01 2012-05-09
ASHFIELD CAPITAL PARTNERS, LLC SOLE MEMBER AND MANAGER indirect 2007-02-01 2012-05-09
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 2000-11-01 2012-06-15
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-09-26
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS direct 2012-12-01 2013-01-28
ROGGE GLOBAL PARTNERS INC. OWNER indirect 1996-07-01 2014-03-13
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 1996-07-01 2014-03-13
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2000-11-01 2014-03-25
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2006-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2010-07-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2012-02-01 2014-03-31
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2012-12-01 2014-03-31
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC indirect 2012-12-01 2014-10-31
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-11-05
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2015-02-27
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01 2016-01-04
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2012-12-01 2016-03-30
COPPER ROCK EMPLOYEES L.P. MEMBER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2005-04-01
FORRESTER, MICHAEL, ANDREW PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DDJ CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2003-04-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2014-06-01
DEXTER, STEPHEN, PATRICK PRINCIPAL, MANAGER,CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD AND PORTFOLIO MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF INVESTMENT OFFICER, INTERNATIONAL EQUITIES AND PORTFOLIO MANAGER direct 2009-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER,CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD AND PORTFOLIO MANAGER direct 2009-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF INVESTMENT OFFICER, GLOBAL EQUITIES AND PORTFOLIO MANAGER direct 2009-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER,CHIEF INVESTMENT OFFICER, GLOBAL EQUITIES AND PORTFOLIO MANAGER direct 2009-01-01
SHEA, DAVID, HARRY PRINCIPAL AND PORTFOLIO MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL AND PORTFOLIO MANAGER direct 2009-01-01
GATES, JEFFREY, ROBERT PRINCIPAL AND CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
RANA, SURENDER, S MANAGER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2019-02-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2019-02-01
THOMPSON SIEGEL & WALMSLEY LLC MANAGER direct 2019-02-01
CAMPBELL GLOBAL, LLC MANAGER, BOARD OF MANAGERS direct 2019-02-01
LANDMARK PARTNERS LLC MANAGER direct 2019-03-01
COPPER ROCK KELP GP LLC SOLE GENERAL PARTNER COPPER ROCK EMPLOYEES L.P. 06/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC SOLE GENERAL PARTNER indirect 2014-06-01
BRIGHTSPHERE INVESTMENT GROUP INC. SOLE SHAREHOLDER OF BRIGHTSPHERE INC. BRIGHTSPHERE INVESTMENT GROUP PLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM UK LIMITED indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM UK, LTD. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
BRIGHTSPHERE INVESTMENT GROUP PLC SOLE SHAREHOLDER OF BRIGHTSPHERE INVESTMENT GROUP INC. BRIGHTSPHERE INVESTMENT GROUP INC. 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-10-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-10-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-10-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM US INC indirect 2014-10-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
FORRESTER, MICHAEL, ANDREW LIMITED PARTNER COPPER ROCK EMPLOYEES L.P. 06/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DDJ CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2003-04-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2014-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
COPPER ROCK INTERNATIONAL SMALL CAP FUND United States 805-8397010606 Other Private Fund POOL 39,496,720 1,000,000

COPPER ROCK CAPITAL PARTNERS LLC

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
HADELMAN, PETER, JON PRINCIPAL AND HEAD OF RELATIONSHIP MANAGEMENT 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL AND HEAD OF RELATIONSHIP MANAGEMENT direct 2005-01-01
COPPERROCK CAPITAL PARTNERS LLC MEMBER direct 2005-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL direct 2005-01-01
OMAM INC. MEMBER 02/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COOKE & BIELER INC 100% SHAREHOLDER OF COOKE & BIELER, INC. direct 1986-02-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF FMA direct 1986-06-01
INVESTMENT COUNSELORS OF MARYLAND INC 100% SHAREHOLDER OF INVESTMENT COUNSELORS OF MARYLAND direct 1986-12-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF RICE HALL JAMES & ASSOCIATES direct 1987-05-01
MCKEE C S & CO INC SHAREHOLDER direct 1987-08-01
SIRACH CAPITAL MANAGEMENT INC. 100% SHAREHOLDER OF SIRACH CAPITAL MANAGEMENT, INC. direct 1989-01-01
CAMBIAR INVESTORS INC 100% SHAREHOLDER OF CAMBIAR INVESTORS,INC. direct 1990-08-01
PELL RUDMAN TRUST COMPANY, N.A. 100% SHAREHOLDER OF PELL RUDMAN & CO, INC. direct 1993-08-01
HEITMAN ENDOWMENT ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL ADVISORS 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
PILGRIM BAXTER VALUE INVESTORS INC 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01
LIBERTY RIDGE CAPITAL, INC. 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. direct 1995-04-01
PACIFIC FINANCIAL RESEARCH INC 100% SHAREHOLDER OF PACIFIC FINANCIAL RESEARCH direct 1997-05-01
LINCLUDEN MANAGEMENT LTD 49% SHAREHOLDER OF LINCLUDEN MANAGEMENT direct 1997-09-01
PILGRIM BAXTER PRIVATE EQUITY ADVISORS INC. 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 2000-04-01
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC. direct 2000-09-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF L&B REALTY ADVISORS, INC. direct 2000-09-01
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. indirect 2000-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2000-09-01
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2000-11-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2002-01-01
OLD MUTUAL CAPITAL, INC. 100% SHAREHOLDER OF OLD MUTUAL CAPITAL, INC. direct 2004-04-01
OSV CURRENCY ADVISORS, INC. 100 % SHAREHOLDER direct 2004-04-01
2100 CAPITAL GROUP LLC GENERAL PARTNER indirect 2005-03-01
2100 CAPITAL GROUP LLC MEMBER indirect 2005-07-01
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2006-02-01
THOMPSON SIEGEL & WALMSLEY LLC SOLE MEMBER OF TS&W INVESTMENT GP LLC indirect 2007-04-01
THOMPSON SIEGEL & WALMSLEY LLC MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01
CLAY FINLAY LLC GENERAL PARTNER indirect 2008-08-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MAJORITY SHAREHOLDER direct 2010-11-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OLD ICM, INC. indirect 2012-12-01
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC/SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC direct 2012-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OMAM AFFILIATE HOLDINGS LLC indirect 2014-09-01
LANDMARK PARTNERS LLC MEMBER indirect 2016-08-01
LANDMARK EQUITY ADVISORS LLC MEMBER indirect 2016-08-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2016-08-01
LANDMARK REALTY ADVISORS LLC MEMBER indirect 2016-09-01
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF AFFILIATE direct 1988-01-01 2001-01-30
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 1992-02-01 2001-01-30
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 1996-08-01 2001-01-31
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 1999-01-01 2001-01-31
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF JOHN K. DWIGHT ASSET MANAGEMENT COMPANY, INC. direct 1994-01-01 2001-02-26
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1991-06-01 2001-02-27
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS INC. direct 1992-07-01 2001-02-28
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 1994-11-01 2001-02-28
SUFFOLK CAPITAL MANAGEMENT, INC 100% SHAREHOLDER OF SUFFOLK CAPITAL MANAGEMENT direct 1994-05-01 2001-03-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1992-02-01 2001-03-13
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. indirect 1988-12-01 2001-03-26
L&B REALTY ADVISORS, INC. PARENT direct 1992-06-01 2001-04-02
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 1991-11-01 2001-04-11
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. direct 1996-08-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 80% SHAREHOLDER OF NORTHERN CAPITAL MANAGEMENT LLC direct 1986-01-01 2001-05-17
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-18
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2000-09-01 2001-05-31
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-31
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 2000-09-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2001-06-06
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MANAGEMENT indirect 2000-10-01 2001-07-13
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2001-04-01 2001-10-09
PACIFIC FINANCIAL RESEARCH INC 100% OWNER direct 1997-05-01 2001-11-27
GSB INVESTMENT MANAGEMENT OWNER direct 1993-12-01 2001-12-03
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF NCM, INC. direct 2000-06-01 2002-03-18
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 1984-12-01 2002-03-22
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER indirect 2000-11-01 2002-03-25
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. direct 2000-09-01 2002-11-14
TOM JOHNSON INVESTMENT MANAGEMENT, INC. 100% SHAREHOLDER OF APPLICANT direct 1992-10-01 2003-03-14
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-11-01 2003-03-27
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2003-03-27
HEITMAN PRA SECURITIES ADVISORS LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-05-27
CAMBIAR INVESTORS, LLC 100% SHAREHOLDER indirect 1990-08-01 2003-07-11
HEITMAN JMB ENDOWMENT ADVISORS LP 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-09-12
HEITMAN/JMB INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN JMB INSTITUTIONAL ADVISORS 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-11-01 2003-09-18
OSV CURRENCY PARTNERS INC. 100% SHAREHOLDER OF OSV CURRENCY ADVISORS, INC. direct 1996-04-01 2004-06-10
PILGRIM BAXTER & ASSOCIATES LTD 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01 2004-11-22
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER direct 2006-12-01 2006-12-08
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-30
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 2000-09-01 2007-03-31
THOMPSON SIEGEL & WALMSLEY INC SHAREHOLDER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01 2007-05-23
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF EPSLP INC. indirect 2007-04-01 2007-11-23
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-09-01 2008-03-27
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2009-03-30
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2000-09-01 2009-06-01
THOMSON HORSTMANN & BRYANT INC 100% SHAREHOLDER direct 1997-06-01 2010-03-22
THOMPSON SIEGEL & WALMSLEY LLC GENERAL PARTNER OF TS&W INVESTMENT HOLDINGS LP indirect 2007-04-01 2010-03-31
OLD MUTUAL (NEWCO 2010), LLC 100% SHAREHOLDER direct 2010-05-01 2010-10-18
2100 XENON GROUP LLC 100% SHAREHOLDER indirect 2000-09-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-30
2100 LARCH LANE LLC 100% MEMBER OF 2100 CAPITAL HOLDINGS LLC indirect 2005-07-01 2012-04-17
ASHFIELD CAPITAL PARTNERS, LLC MEMBER direct 2007-02-01 2012-05-09
ASHFIELD CAPITAL PARTNERS, LLC SOLE MEMBER AND MANAGER indirect 2007-02-01 2012-05-09
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 2000-11-01 2012-06-15
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-09-26
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS direct 2012-12-01 2013-01-28
ROGGE GLOBAL PARTNERS INC. OWNER indirect 1996-07-01 2014-03-13
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 1996-07-01 2014-03-13
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2000-11-01 2014-03-25
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2006-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2010-07-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2012-02-01 2014-03-31
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2012-12-01 2014-03-31
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC indirect 2012-12-01 2014-10-31
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-11-05
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2015-02-27
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01 2016-01-04
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2012-12-01 2016-03-30
COPPER ROCK EMPLOYEES L.P. MEMBER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2005-04-01
FORRESTER, MICHAEL, ANDREW PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DDJ CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2003-04-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2014-06-01
DEXTER, STEPHEN, PATRICK PRINCIPAL, MANAGER,CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD AND PORTFOLIO MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF INVESTMENT OFFICER, INTERNATIONAL EQUITIES AND PORTFOLIO MANAGER direct 2009-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER,CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD AND PORTFOLIO MANAGER direct 2009-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF INVESTMENT OFFICER, GLOBAL EQUITIES AND PORTFOLIO MANAGER direct 2009-01-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER,CHIEF INVESTMENT OFFICER, GLOBAL EQUITIES AND PORTFOLIO MANAGER direct 2009-01-01
SELDEN, DENISE, DOLORES PRINCIPAL AND PORTFOLIO MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL AND PORTFOLIO MANAGER direct 2009-01-01
SHEA, DAVID, HARRY PRINCIPAL AND PORTFOLIO MANAGER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL AND PORTFOLIO MANAGER direct 2009-01-01
GATES, JEFFREY, ROBERT CHIEF COMPLIANCE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2010-01-01
RIORDAN, AIDAN, JOHN MANAGER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC MEMBER BOARD OF MANAGERS direct 2013-03-01
THOMPSON SIEGEL & WALMSLEY LLC MANAGER direct 2013-03-01
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2011-07-01
300 NORTH CAPITAL, LLC DIRECTOR direct 2011-07-01
THE CAMPBELL GROUP, LLC DIRECTOR OF THE CAMPBELL GROUP, INC. direct 2012-12-01
INVESTMENT COUNSELORS OF MARYLAND LLC MANAGER direct 2013-03-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2011-07-01
LARCH LANE ADVISORS LLC DIRECTOR direct 2011-06-01
ASHFIELD CAPITAL PARTNERS, LLC MANAGER direct 2011-07-01
2100 XENON GROUP LLC MEMBER BOARD OF MANAGERS direct 2011-07-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2011-07-01
COPPER ROCK KELP GP LLC SOLE GENERAL PARTNER COPPER ROCK EMPLOYEES L.P. 06/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
COPPER ROCK CAPITAL PARTNERS LLC SOLE GENERAL PARTNER indirect 2014-06-01
OMAM UK, LIMITED SOLE SHAREHOLDER OF OMAM INC. OMAM INC. 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM INC indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM INC indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM INC. indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM, INC. indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM INC. indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC indirect 2014-10-01
OMAM US, INC. SOLE SHAREHOLDER OF OMAM UK, LIMITED OMAM UK, LIMITED 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM UK LIMITED indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM UK, LTD. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
OM ASSET MANAGEMENT PLC SOLE SHAREHOLDER OF OMAM US, INC. OMAM US, INC. 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-10-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-10-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-10-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM US INC indirect 2014-10-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
FORRESTER, MICHAEL, ANDREW LIMITED PARTNER COPPER ROCK EMPLOYEES L.P. 06/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DDJ CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2003-04-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER direct 2007-09-01
COPPER ROCK CAPITAL PARTNERS LLC LIMITED PARTNER indirect 2014-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
COPPER ROCK INTERNATIONAL SMALL CAP FUND United States 805-8397010606 Other Private Fund POOL 39,496,720 1,000,000

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