COURIER CAPITAL LLC

HTTP://WWW.COURIERCAPITAL.COM BUFFALO, NY Investment Advisor How do I update this listing?

Also known as:

  • COURIER CAPITAL CORP

Courier Capital is based out of Buffalo. Courier Capital is a large advisory firm with discretionary assets under management (AUM) of $970,632,723 (Form ADV from 2016-04-12). Their last reported 13F filing for Q3 2019 included $768,150,000 in managed 13F securities and a top 10 holdings concentration of 35.77%. Courier Capital's largest holding is iShares S&P 500 Growth ETF with shares held of 365,062. Courier Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 75 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $768.15 Million
  • Prior Market Value $781.882 Million
  • New Purchases14 stocks
  • Additional Purchases101 stocks
  • Sold out of18 stocks
  • Reduced holdings in99 stocks
  • Top 10 Holdings % 35.77 %
  • Turnover % [1]:11.15%
  • Turnover Alt % [2]: 2.64 %
  • Time Held Top20:20.95 quarters
  • Time Held Top10:25.20 quarters
  • Time Held All:29.58 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.44%
Performance Last 4 Quarters: -3.63%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR/A (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR/A (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR/A (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COURIER CAPITAL CORPORATION
1114 DELAWARE AVENUE
BUFFALO NY    14209
Country: United States

Business Phone: 716-883-9595
Fax: 716-883-8048
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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COURIER CAPITAL, LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
FINANCIAL INSTITUTIONS, INC. OWNER (100%) 01/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
MUSTARD ACQUISITION SUB, LLC OWNER (100%) direct 2016-01-01
HANLON, THOMAS, JAMES PRESIDENT 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
COURIER CAPITAL CORPORATION DIRECTOR OF RETIREMENT PLAN SERVICES direct 2010-01-01
COURIER CAPITAL CORP PARTNER AND DIRECTOR OF RETIREMENT PLAN SERVICES direct 2010-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING MEMBER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2011-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING MEMBER AND MANAGING DIRECTOR direct 2011-01-01
COURIER CAPITAL, LLC CHIEF OPERATING OFFICER direct 2016-01-01
MOHN, KAREN, ANN CHIEF COMPLIANCE OFFICER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NOTTINGHAM ADVISORS INC. CHIEF COMPLIANCE OFFICER direct 2011-10-01

COURIER CAPITAL, LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
HANLON, THOMAS, JAMES CHIEF OPERATING OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
COURIER CAPITAL CORPORATION DIRECTOR OF RETIREMENT PLAN SERVICES direct 2010-01-01
COURIER CAPITAL CORP PARTNER AND DIRECTOR OF RETIREMENT PLAN SERVICES direct 2010-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING MEMBER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2011-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING MEMBER AND MANAGING DIRECTOR direct 2011-01-01
COURIER CAPITAL, LLC CHIEF OPERATING OFFICER direct 2016-01-01
DUMBLETON, SONIA, MARIE SECRETARY 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUSTARD ACQUISITION SUB, LLC SECRETARY direct 2016-01-01
BIRMINGHAM, MARTIN, K CHAIRMAN/CEO 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUSTARD ACQUISITION SUB, LLC CHAIRMAN/PRESIDENT direct 2016-01-01
COURIER CAPITAL, LLC CHAIRMAN/CEO direct 2016-01-01
FINANCIAL INSTITUTIONS, INC. OWNER (100%) 01/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
MUSTARD ACQUISITION SUB, LLC OWNER (100%) direct 2016-01-01
KAZ, BRUCE, BRIAN CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAWLEY-COURIER ADVISORS, LLC PRESIDENT indirect 2000-01-01
COURIER CAPITAL CORPORATION PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2000-01-01
COURIER CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
COURIER CAPITAL CORP PORTFOLIO MANAGER direct 2000-02-01 2003-08-26
COURIER CAPITAL CORP PRESIDENT direct 2006-12-01 2007-03-30
COURIER CAPITAL CORP PRESIDENT direct 2000-01-01 2012-04-20
KLOTZBACH, KEVIN, BRUCE TREASURER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MUSTARD ACQUISITION SUB, LLC TREASURER direct 2016-01-01

COURIER CAPITAL CORPORATION

ownership team - last updated 2016-04-12
Name Title Start Date Direct/Indirect % Ownership
ORDINES, RANDY, MICHAEL TREASURER 02/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LAWLEY-COURIER ADVISORS, LLC TREASURER indirect 1991-02-01
COURIER CAPITAL CORP TREASURER direct 1991-02-01
COURIER CAPITAL CORP PORTFOLIO MANAGER direct 1991-02-01 2010-03-03
GURNEY, WILLIAM, HENRY SECRETARY 12/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COURIER CAPITAL CORP VICE PRESIDENT direct 2006-12-01
COURIER CAPITAL CORPORATION SECRETARY direct 2006-12-01
COURIER CAPITAL CORPORATION SECRETARY & CHIEF COMPLIANCE OFFICER direct 2006-12-01
LAWLEY-COURIER ADVISORS, LLC SECRETARY indirect 2006-12-01
KAZ, BRUCE, BRIAN PRESIDENT & CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LAWLEY-COURIER ADVISORS, LLC PRESIDENT indirect 2000-01-01
COURIER CAPITAL CORPORATION PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2000-01-01
COURIER CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
COURIER CAPITAL CORP PORTFOLIO MANAGER direct 2000-02-01 2003-08-26
COURIER CAPITAL CORP PRESIDENT direct 2006-12-01 2007-03-30
COURIER CAPITAL CORP PRESIDENT direct 2000-01-01 2012-04-20
HANLON, THOMAS, JAMES DIRECTOR OF RETIREMENT PLAN SERVICES 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
COURIER CAPITAL CORPORATION DIRECTOR OF RETIREMENT PLAN SERVICES direct 2010-01-01
COURIER CAPITAL CORP PARTNER AND DIRECTOR OF RETIREMENT PLAN SERVICES direct 2010-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING DIRECTOR direct 2011-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING MEMBER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2011-01-01
LAWLEY-COURIER ADVISORS, LLC MANAGING MEMBER AND MANAGING DIRECTOR direct 2011-01-01
COURIER CAPITAL, LLC CHIEF OPERATING OFFICER direct 2016-01-01

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