GRACE CAPITAL

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Grace Capital is based out of Boston. Grace Capital is a large advisory firm with 115 clients and discretionary assets under management (AUM) of $169,694,636 (Form ADV from 2019-07-01). Their last reported 13F filing for Q3 2019 included $98,991,000 in managed 13F securities and a top 10 holdings concentration of 39.93%. Grace Capital's largest holding is Global Blood Therapeutics Inc with shares held of 242,014. Whalewisdom has at least 49 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $98.991 Million
  • Prior Market Value $209.637 Million
  • New Purchases16 stocks
  • Additional Purchases20 stocks
  • Sold out of60 stocks
  • Reduced holdings in54 stocks
  • Top 10 Holdings % 39.93 %
  • Turnover % [1]:56.30%
  • Turnover Alt % [2]: 118.03 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:1.30 quarters
  • Time Held All:6.70 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.88%
Performance Last 4 Quarters: -3.35%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR/A (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Fernwood Investment Management, LLC

View Last Form Adv Compilation Report on Record

GRACE CAPITAL
400 CROWN COLONY DRIVE SUITE 101
QUINCY MA    02169
Country: United States

Business Phone: 857-317-6642
Fax: 617-812-2693
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MA
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 115
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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GRACE CAPITAL

ownership team - last updated 2019-07-01
Name Title Start Date Direct/Indirect % Ownership
FADDIS, CATHERINE, VANESSA PRESIDENT 02/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALBERT D MASON INC SENIOR VICE PRESIDENT direct 2004-01-01
ALBERT D MASON INC VICE PRESIDENT - PARTNER direct 2004-01-01
ALBERT D MASON INC VICE PRESIDENT direct 2004-01-01
ALBERT D MASON INC CHIEF COMPLIANCE OFFICER direct 2004-01-01
CT MASON INC PRESIDENT direct 2006-02-01
CT MASON INC CHIEF COMPLIANCE OFFICER direct 2006-02-01
LI, JANE, LIOU PARTNER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MONARCH PARTNERS ASSET MANAGEMENT LLC RESEARCH ANALYST direct 2015-01-01
MIKOL, SHAWN, DOUGLAS PARTNER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CT MASON INC PARTNER direct 2018-01-01
Nasir, Sami, Uddin PARTNER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CT MASON INC PARTNER direct 2018-01-01
RAJOTTE, COLLETTE, BERNADETTE CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRACE CAPITAL CHIEF COMPLIANCE OFFICER direct 2018-09-01

GRACE CAPITAL

ownership team - last updated 2019-03-18
Name Title Start Date Direct/Indirect % Ownership
FADDIS, CATHERINE, VANESSA PRESIDENT 02/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALBERT D MASON INC SENIOR VICE PRESIDENT direct 2004-01-01
ALBERT D MASON INC VICE PRESIDENT - PARTNER direct 2004-01-01
ALBERT D MASON INC VICE PRESIDENT direct 2004-01-01
ALBERT D MASON INC CHIEF COMPLIANCE OFFICER direct 2004-01-01
CT MASON INC PRESIDENT direct 2006-02-01
CT MASON INC CHIEF COMPLIANCE OFFICER direct 2006-02-01
LI, JANE, LIOU PARTNER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MONARCH PARTNERS ASSET MANAGEMENT LLC RESEARCH ANALYST direct 2015-01-01
MIKOL, SHAWN, DOUGLAS PARTNER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CT MASON INC PARTNER direct 2018-01-01
Nasir, Sami, Uddin PARTNER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CT MASON INC PARTNER direct 2018-01-01
RAJOTTE, COLLETTE, BERNADETTE CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GRACE CAPITAL CHIEF COMPLIANCE OFFICER direct 2018-09-01

CT MASON INC

ownership team - last updated 2018-04-04
Name Title Start Date Direct/Indirect % Ownership
FADDIS, CATHERINE, VANESSA PRESIDENT 02/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALBERT D MASON INC SENIOR VICE PRESIDENT direct 2004-01-01
ALBERT D MASON INC VICE PRESIDENT - PARTNER direct 2004-01-01
ALBERT D MASON INC VICE PRESIDENT direct 2004-01-01
ALBERT D MASON INC CHIEF COMPLIANCE OFFICER direct 2004-01-01
CT MASON INC PRESIDENT direct 2006-02-01
CT MASON INC CHIEF COMPLIANCE OFFICER direct 2006-02-01
LING, MARY CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CT MASON INC CHIEF COMPLIANCE OFFICER direct 2017-03-01
LI, JANE, LIOU PARTNER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
MONARCH PARTNERS ASSET MANAGEMENT LLC RESEARCH ANALYST direct 2015-01-01
faddis, david, brian PARTNER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CT MASON INC PARTNER direct 2018-01-01
MIKOL, SHAWN, DOUGLAS PARTNER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CT MASON INC PARTNER direct 2018-01-01
Nasir, Sami, Uddin PARTNER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CT MASON INC PARTNER direct 2018-01-01

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