CULLEN, JAMES, PATRICK
CHAIRMAN AND CEO
04/01/2000
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
SCHAFER CAPITAL MANAGEMENT INC
DIRECTOR/VICE PRESIDENT
direct
1984-01-01
CULLEN CAPITAL MANAGEMENT, LLC
CHAIRMAN AND CEO
direct
2000-04-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
OWNER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER
direct
2013-01-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
PRESIDENT/DIRECTOR
direct
1983-01-01
2003-03-28
SCHAFER CULLEN CAPITAL MANAGEMENT INC
PRESIDENT
direct
1983-01-01
2013-03-28
CULLEN CAPITAL MANAGEMENT, LLC
PRESIDENT
direct
2000-04-01
2015-04-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
CHIEF EXECUTIVE OFFICER
direct
2013-01-01
2016-03-23
CULLEN, BROOKS, HEMINGWAY
VICE CHAIRMAN AND EXECUTIVE DIRECTOR
04/01/2000
Direct
5 - 10%
Fund Name
Position
direct/indirect
start date
end date
SCHAFER CULLEN CAPITAL MANAGEMENT INC
TRUSTEE
indirect
2011-04-01
CULLEN CAPITAL MANAGEMENT, LLC
VICE PRESIDENT
direct
2000-04-01
CULLEN CAPITAL MANAGEMENT, LLC
VICE CHAIRMAN AND EXECUTIVE DIRECTOR
direct
2000-04-01
CULLEN CAPITAL MANAGEMENT, LLC
TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST
indirect
2011-04-01
MULLOOLY, STEVEN, MICHAEL
CHIEF COMPLIANCE OFFICER
08/01/2006
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CREDIT SUISSE FIRST BOSTON LLC
COMPLIANCE REGISTERED OPTIONS PRINCIPAL
direct
2003-06-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
CHIEF COMPLIANCE OFFICER
direct
2006-06-01
LADENBURG THALMANN ASSET MANAGEMENT INC
CHIEF COMPLIANCE OFFICER
direct
2004-11-01
CULLEN CAPITAL MANAGEMENT, LLC
CHIEF COMPLIANCE OFFICER
direct
2006-08-01
LADENBURG THALMANN FUND MANAGEMENT LLC
CHIEF COMPLIANCE OFFICER
direct
2004-11-01
BATTAGLIA, JEFFREY
EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER
12/01/2014
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
SCHAFER CULLEN CAPITAL MANAGEMENT INC
CHIEF FINANCIAL OFFICER
direct
2007-03-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
TRUSTEE
indirect
2011-04-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
CHIEF OPERATING OFFICER
direct
2014-12-01
CULLEN CAPITAL MANAGEMENT, LLC
CHIEF FINANCIAL OFFICER
direct
2007-03-01
CULLEN CAPITAL MANAGEMENT, LLC
CHIEF OPERATING OFFICER
direct
2007-03-01
CULLEN CAPITAL MANAGEMENT, LLC
TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST
indirect
2011-04-01
CULLEN CAPITAL MANAGEMENT, LLC
EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER
direct
2014-12-01
CULLEN CAPITAL MANAGEMENT, LLC
CHIEF OPERATING OFFICER
direct
2014-12-01
CULLEN 2011 DESCENDANTS' TRUST
OWNER
04/01/2011
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
SCHAFER CULLEN CAPITAL MANAGEMENT INC
TRUST
indirect
2011-04-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
OWNER
direct
2011-04-01
CULLEN CAPITAL MANAGEMENT, LLC
OWNER
direct
2011-04-01
CULLEN, BROOKS, HEMINGWAY
TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST CULLEN 2011 DESCENDANTS' TRUST
04/01/2011
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
SCHAFER CULLEN CAPITAL MANAGEMENT INC
TRUSTEE
indirect
2011-04-01
CULLEN CAPITAL MANAGEMENT, LLC
VICE PRESIDENT
direct
2000-04-01
CULLEN CAPITAL MANAGEMENT, LLC
VICE CHAIRMAN AND EXECUTIVE DIRECTOR
direct
2000-04-01
CULLEN CAPITAL MANAGEMENT, LLC
TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST
indirect
2011-04-01
BATTAGLIA, JEFFREY
TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST CULLEN 2011 DESCENDANTS' TRUST
04/01/2011
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
SCHAFER CULLEN CAPITAL MANAGEMENT INC
CHIEF FINANCIAL OFFICER
direct
2007-03-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
TRUSTEE
indirect
2011-04-01
SCHAFER CULLEN CAPITAL MANAGEMENT INC
CHIEF OPERATING OFFICER
direct
2014-12-01
CULLEN CAPITAL MANAGEMENT, LLC
CHIEF FINANCIAL OFFICER
direct
2007-03-01
CULLEN CAPITAL MANAGEMENT, LLC
CHIEF OPERATING OFFICER
direct
2007-03-01
CULLEN CAPITAL MANAGEMENT, LLC
TRUSTEE - CULLEN 2011 DESCENDANTS' TRUST
indirect
2011-04-01
CULLEN CAPITAL MANAGEMENT, LLC
EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER
direct
2014-12-01
CULLEN CAPITAL MANAGEMENT, LLC
CHIEF OPERATING OFFICER
direct
2014-12-01