CUMBERLAND ADVISORS INC

HTTP://WWW.CUMBER.COM SARASOTA, FL Investment Advisor How do I update this listing?

Cumberland Advisors is based out of Sarasota. Cumberland Advisors is a large advisory firm with 2114 clients and discretionary assets under management (AUM) of $3,065,924,466 (Form ADV from 2019-05-13). Their last reported 13F filing for Q3 2019 included $353,952,000 in managed 13F securities and a top 10 holdings concentration of 58.57%. Cumberland Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 123,798. Cumberland Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 67 13F filings

Subscription Required

Equal-WT
WhaleScore

?

68

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $353.979 Million
  • Prior Market Value $296.32 Million
  • New Purchases5 stocks
  • Additional Purchases19 stocks
  • Sold out of6 stocks
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 58.57 %
  • Turnover % [1]:14.86%
  • Turnover Alt % [2]: 28.23 %
  • Time Held Top20:4.20 quarters
  • Time Held Top10:3.40 quarters
  • Time Held All:6.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.88%
Performance Last 4 Quarters: -6.19%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR/A (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR/A (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR/A (Subscription required)
  • 2011-03-31 - 13F-HR/A (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR/A (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR/A (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CUMBERLAND ADVISORS
ONE SARASOTA TOWER 2 N. TAMIAMI TRAIL, SUITE 303
SARASOTA FL    34236
Country: United States

Business Phone: 800-257-7013
Fax: 941-554-4352
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: FL
Number of employees: 35
Other Business Activities: registered municipal advisor
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 2114
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

CUMBERLAND ADVISORS INC

ownership team - last updated 2019-05-13
Name Title Start Date Direct/Indirect % Ownership
KOTOK, DAVID, RAPHAEL CHAIRMAN, DIRECTOR, CIO, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO,CIO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER direct 1998-02-01
CUMBERLAND ADVISORS INC PRESIDENT/DIRECTOR direct 1998-02-01 2003-03-11
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO, CIO direct 1998-02-01 2004-11-09
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO, CIO,CCO direct 1998-02-01 2006-01-31
CUMBERLAND ADVISORS INC OWNER indirect 2005-05-01 2008-01-30
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO,CCO, CHIEF COMPLIANCE OFFICER direct 1998-02-01 2010-01-25
LOPEZ, DAISY, GLORIA EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC EXECUTIVE VICE PRESIDENT/MANAGING DIRECTOR/TREAS, SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC VICE PRESIDENT/DIRECTOR direct 2000-12-01 2002-01-31
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2000-12-01 2003-03-11
CUMBERLAND ADVISORS INC VICE PRESIDENT/TREAS direct 2000-12-01 2009-09-23
CUMBERLAND ADVISORS INC MANAGING DIRECTOR/TREAS direct 2009-12-01 2010-01-25
CUMBERLAND ADVISORS INC MANAGING DIRECTOR/TREAS, SHAREHOLDER direct 2009-12-01 2013-01-07
MOUSSEAU, JOHN, ROBERT PRESIDENT, CEO, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC EXECUTIVE VICE PRESIDENT/MANAGING DIRECTOR,SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2000-10-01 2009-09-23
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2009-12-01 2010-01-25
CUMBERLAND ADVISORS INC MANAGING DIRECTOR,SHAREHOLDER direct 2009-12-01 2013-01-07
SOOY, DONNA, LEE SR. VICE PRESIDENT, SHAREHOLDER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2005-03-01
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
ECHEVARRIA, MARIBEL, NO MIDDLE NAME SR. VICE PRESIDENT, SHAREHOLDER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
EISENBEIS, ROBERT, ALLEN VICE CHAIRMAN, DIRECTOR, SHAREHOLDER 01/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VP/CHIEF MONETARY ECONOMIST direct 2008-01-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2008-01-01
CUMBERLAND ADVISORS INC VICE CHAIRMAN, SHAREHOLDER direct 2011-01-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, SHAREHOLDER direct 2011-01-01
STREIT, PHYLLIS, ANN CFO, SECRETARY, TREASURER, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, CFO, SECRETARY, SHAREHOLDER direct 2009-12-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2009-12-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, CFO, SHAREHOLDER direct 2009-12-01
MCNIVEN, MICHAEL, DENNIS SR. VICE PRESIDENT, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2009-04-01
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT direct 2009-04-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2012-11-01
MCALEER, MATTHEW, CRAIG EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT direct 2014-02-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2016-01-01
CLASSIC ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-02-01
CLASSIC ASSET MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2007-02-01
LYLE, TIMOTHY, JAMES CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUSTED SECURITIES ADVISORS CORP. VP AND CHIEF COMPLIANCE OFFICER direct 1999-06-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. SR. VP/CHIEF COMPLIANCE OFFICER direct 2005-01-01
CAMBRIDGE INVESTMENT RESEARCH, INC. SR.VICE PRESIDENT, COMPLIANCE/CHIEF COMPLIANCE OFFICER/CROP direct 2004-01-01 2004-08-12
CAMBRIDGE RETIREMENT ADVISORS SENIOR VICE PRESIDENT, COMPLIANCE/CHIEF COMPLIANCE OFFICER direct 2004-03-01 2004-09-20
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CCO direct 2005-01-01 2005-09-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. SR. VP/CCO direct 2005-01-01 2006-03-29
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CCO, CROP direct 2005-01-01 2006-03-29
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ CROP direct 2005-01-01 2008-03-27
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-01-01 2008-11-26
INVESTMENT ADVISORS CORP PRESIDENT/CEO direct 2009-04-01 2012-05-31
INVESTMENT ADVISORS CORP DIRECTOR indirect 2011-02-01 2012-10-10
INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2012-07-01 2014-03-27
INVESTMENT ADVISORS CORP SHAREHOLDER direct 2012-07-01 2014-04-01
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2012-07-01 2016-04-01
HEALY, PATRICIA, MARY SR VICE PRESIDENT, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR VICE PRESIDENT, SHAREHOLDER direct 2018-04-01
SPARKS, DAVID, EMERSON DIRECTOR, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC DIRECTOR direct 2003-05-01
DONATO, LAWRENCE, EDWARD DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SELECT ADVISORY SERVICES DIRECTOR direct 2002-08-01
MARCUS, JEROME, IRWIN DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC DIRECTOR, SHAREHOLDER direct 2018-04-01

CUMBERLAND ADVISORS INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
KOTOK, DAVID, RAPHAEL CHAIRMAN, DIRECTOR, CIO, SHAREHOLDER 04/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO,CIO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER direct 1998-02-01
CUMBERLAND ADVISORS INC PRESIDENT/DIRECTOR direct 1998-02-01 2003-03-11
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO, CIO direct 1998-02-01 2004-11-09
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO, CIO,CCO direct 1998-02-01 2006-01-31
CUMBERLAND ADVISORS INC OWNER indirect 2005-05-01 2008-01-30
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO,CCO, CHIEF COMPLIANCE OFFICER direct 1998-02-01 2010-01-25
LOPEZ, DAISY, GLORIA EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC EXECUTIVE VICE PRESIDENT/MANAGING DIRECTOR/TREAS, SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC VICE PRESIDENT/DIRECTOR direct 2000-12-01 2002-01-31
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2000-12-01 2003-03-11
CUMBERLAND ADVISORS INC VICE PRESIDENT/TREAS direct 2000-12-01 2009-09-23
CUMBERLAND ADVISORS INC MANAGING DIRECTOR/TREAS direct 2009-12-01 2010-01-25
CUMBERLAND ADVISORS INC MANAGING DIRECTOR/TREAS, SHAREHOLDER direct 2009-12-01 2013-01-07
MOUSSEAU, JOHN, ROBERT PRESIDENT, CEO, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC EXECUTIVE VICE PRESIDENT/MANAGING DIRECTOR,SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2000-10-01 2009-09-23
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2009-12-01 2010-01-25
CUMBERLAND ADVISORS INC MANAGING DIRECTOR,SHAREHOLDER direct 2009-12-01 2013-01-07
SOOY, DONNA, LEE SR. VICE PRESIDENT, SHAREHOLDER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2005-03-01
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
ECHEVARRIA, MARIBEL, NO MIDDLE NAME SR. VICE PRESIDENT, SHAREHOLDER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
EISENBEIS, ROBERT, ALLEN VICE CHAIRMAN, DIRECTOR, SHAREHOLDER 01/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VP/CHIEF MONETARY ECONOMIST direct 2008-01-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2008-01-01
CUMBERLAND ADVISORS INC VICE CHAIRMAN, SHAREHOLDER direct 2011-01-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, SHAREHOLDER direct 2011-01-01
STREIT, PHYLLIS, ANN CFO, SECRETARY, TREASURER, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, CFO, SECRETARY, SHAREHOLDER direct 2009-12-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2009-12-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, CFO, SHAREHOLDER direct 2009-12-01
MCNIVEN, MICHAEL, DENNIS SR. VICE PRESIDENT, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2009-04-01
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT direct 2009-04-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2012-11-01
MCALEER, MATTHEW, CRAIG EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT direct 2014-02-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2016-01-01
CLASSIC ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-02-01
CLASSIC ASSET MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2007-02-01
LYLE, TIMOTHY, JAMES CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUSTED SECURITIES ADVISORS CORP. VP AND CHIEF COMPLIANCE OFFICER direct 1999-06-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. SR. VP/CHIEF COMPLIANCE OFFICER direct 2005-01-01
CAMBRIDGE INVESTMENT RESEARCH, INC. SR.VICE PRESIDENT, COMPLIANCE/CHIEF COMPLIANCE OFFICER/CROP direct 2004-01-01 2004-08-12
CAMBRIDGE RETIREMENT ADVISORS SENIOR VICE PRESIDENT, COMPLIANCE/CHIEF COMPLIANCE OFFICER direct 2004-03-01 2004-09-20
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CCO direct 2005-01-01 2005-09-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. SR. VP/CCO direct 2005-01-01 2006-03-29
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CCO, CROP direct 2005-01-01 2006-03-29
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ CROP direct 2005-01-01 2008-03-27
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-01-01 2008-11-26
INVESTMENT ADVISORS CORP PRESIDENT/CEO direct 2009-04-01 2012-05-31
INVESTMENT ADVISORS CORP DIRECTOR indirect 2011-02-01 2012-10-10
INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2012-07-01 2014-03-27
INVESTMENT ADVISORS CORP SHAREHOLDER direct 2012-07-01 2014-04-01
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2012-07-01 2016-04-01
HEALY, PATRICIA, MARY SR VICE PRESIDENT, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR VICE PRESIDENT, SHAREHOLDER direct 2018-04-01
SPARKS, DAVID, EMERSON DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC DIRECTOR direct 2003-05-01
DONATO, LAWRENCE, EDWARD DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SELECT ADVISORY SERVICES DIRECTOR direct 2002-08-01
MARCUS, JEROME, IRWIN DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC DIRECTOR, SHAREHOLDER direct 2018-04-01

CUMBERLAND ADVISORS INC

ownership team - last updated 2018-06-18
Name Title Start Date Direct/Indirect % Ownership
KOTOK, DAVID, RAPHAEL CHAIRMAN, DIRECTOR, CIO, SHAREHOLDER 04/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO,CIO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER direct 1998-02-01
CUMBERLAND ADVISORS INC PRESIDENT/DIRECTOR direct 1998-02-01 2003-03-11
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO, CIO direct 1998-02-01 2004-11-09
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO, CIO,CCO direct 1998-02-01 2006-01-31
CUMBERLAND ADVISORS INC OWNER indirect 2005-05-01 2008-01-30
CUMBERLAND ADVISORS INC CHAIRMAN/DIRECTOR, CEO,CCO, CHIEF COMPLIANCE OFFICER direct 1998-02-01 2010-01-25
LOPEZ, DAISY, GLORIA EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC EXECUTIVE VICE PRESIDENT/MANAGING DIRECTOR/TREAS, SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC VICE PRESIDENT/DIRECTOR direct 2000-12-01 2002-01-31
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2000-12-01 2003-03-11
CUMBERLAND ADVISORS INC VICE PRESIDENT/TREAS direct 2000-12-01 2009-09-23
CUMBERLAND ADVISORS INC MANAGING DIRECTOR/TREAS direct 2009-12-01 2010-01-25
CUMBERLAND ADVISORS INC MANAGING DIRECTOR/TREAS, SHAREHOLDER direct 2009-12-01 2013-01-07
MOUSSEAU, JOHN, ROBERT PRESIDENT, CEO, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC EXECUTIVE VICE PRESIDENT/MANAGING DIRECTOR,SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2000-10-01 2009-09-23
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2009-12-01 2010-01-25
CUMBERLAND ADVISORS INC MANAGING DIRECTOR,SHAREHOLDER direct 2009-12-01 2013-01-07
SOOY, DONNA, LEE SR. VICE PRESIDENT, SHAREHOLDER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2005-03-01
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
ECHEVARRIA, MARIBEL, NO MIDDLE NAME SR. VICE PRESIDENT, SHAREHOLDER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2005-03-01
CUMBERLAND ADVISORS INC VICE PRESIDENT, SHAREHOLDER direct 2005-03-01
EISENBEIS, ROBERT, ALLEN VICE CHAIRMAN, DIRECTOR, SHAREHOLDER 01/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VP/CHIEF MONETARY ECONOMIST direct 2008-01-01
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2008-01-01
CUMBERLAND ADVISORS INC VICE CHAIRMAN, SHAREHOLDER direct 2011-01-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, SHAREHOLDER direct 2011-01-01
STREIT, PHYLLIS, ANN CFO, SECRETARY, TREASURER, DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, CFO, SECRETARY, SHAREHOLDER direct 2009-12-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2009-12-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, CFO, SHAREHOLDER direct 2009-12-01
MCNIVEN, MICHAEL, DENNIS SR. VICE PRESIDENT, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC VICE PRESIDENT direct 2009-04-01
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT direct 2009-04-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR, SHAREHOLDER direct 2012-11-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2012-11-01
MCALEER, MATTHEW, CRAIG EXECUTIVE VICE PRESIDENT, DIRECTOR, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR. VICE PRESIDENT direct 2014-02-01
CUMBERLAND ADVISORS INC MANAGING DIRECTOR direct 2016-01-01
CLASSIC ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-02-01
CLASSIC ASSET MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2007-02-01
LYLE, TIMOTHY, JAMES CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUSTED SECURITIES ADVISORS CORP. VP AND CHIEF COMPLIANCE OFFICER direct 1999-06-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. SR. VP/CHIEF COMPLIANCE OFFICER direct 2005-01-01
CAMBRIDGE INVESTMENT RESEARCH, INC. SR.VICE PRESIDENT, COMPLIANCE/CHIEF COMPLIANCE OFFICER/CROP direct 2004-01-01 2004-08-12
CAMBRIDGE RETIREMENT ADVISORS SENIOR VICE PRESIDENT, COMPLIANCE/CHIEF COMPLIANCE OFFICER direct 2004-03-01 2004-09-20
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CCO direct 2005-01-01 2005-09-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. SR. VP/CCO direct 2005-01-01 2006-03-29
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CCO, CROP direct 2005-01-01 2006-03-29
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ CROP direct 2005-01-01 2008-03-27
MUTUAL SERVICE CORPORATION SR. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-01-01 2008-11-26
INVESTMENT ADVISORS CORP PRESIDENT/CEO direct 2009-04-01 2012-05-31
INVESTMENT ADVISORS CORP DIRECTOR indirect 2011-02-01 2012-10-10
INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2012-07-01 2014-03-27
INVESTMENT ADVISORS CORP SHAREHOLDER direct 2012-07-01 2014-04-01
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2012-07-01 2016-04-01
HEALY, PATRICIA, MARY SR VICE PRESIDENT, SHAREHOLDER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC SR VICE PRESIDENT, SHAREHOLDER direct 2018-04-01
SPARKS, DAVID, EMERSON DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC DIRECTOR direct 2003-05-01
DONATO, LAWRENCE, EDWARD DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SELECT ADVISORY SERVICES DIRECTOR direct 2002-08-01
MARCUS, JEROME, IRWIN DIRECTOR, SHAREHOLDER 04/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CUMBERLAND ADVISORS INC DIRECTOR, SHAREHOLDER direct 2018-04-01

WhaleScore history for CUMBERLAND ADVISORS INC

You must have a subscription to view WhaleScore histories

Elevate your investments