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HTTP://WWW.DAFNACAPITAL.COM • LOS ANGELES, CA • Investment Advisor • Hedge Fund How do I update this listing?
Dafna Capital Management is based out of Los Angeles. Dafna Capital Management is a hedge fund with 4 clients and discretionary assets under management (AUM) of $529,288,591 (Form ADV from 2020-03-30). Their last reported 13F filing for Q4 2020 included $336,078,000 in managed 13F securities and a top 10 holdings concentration of 56.86%. Dafna Capital Management's largest holding is Stereotaxis Inc with shares held of 13,680,554. Dafna Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 57 13F filings, 5 13D filings, and 27 13G filings
12/31/2020
12/31/2020
12/31/2020
12/31/2020
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
12/31/2020
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for DAFNA CAPITAL MANAGEMENT LLC
Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16
Performance for Q4 2020: | 28.23% |
Performance Last 4 Quarters: | 39.46% |
Stdev (5-yrs): | Subscription required | BETA (5-yrs): | Subscription required | ALPHA (3-yrs): | Subscription required |
Max Drawdown (all-years): | Subscription required | Annualized Perf (3-yrs): | Subscription required | Batting Avg vs S&P. (3-yrs): | Subscription required |
Sortino (3-yrs): | Subscription required | Stutzer (3-yrs): | Subscription required | Treynor (3-yrs): | Subscription required |
Sterling (3-yrs): | Subscription required | Calmar (3-yrs): | Subscription required | Information Ratio (3-yrs): | Subscription required |
Tracking Error (3 yrs): | Subscription required | Stdev Down (3-yrs): | Subscription required | Winning Months %: | Subscription required |
Losing Months %: | Subscription required | Best 12 Months: | Subscription required | Worst 12 Months: | Subscription required |
Efficiency Ratio (3-yrs): | Subscription required | Sharpe: | Subscription required | Stdev Sectors: | Subscription required |
Skewness (3-yrs): | Subscription required | Kurtosis (3-yrs): | Subscription required | Upside Potential (3-yrs): | Subscription required |
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Name |
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Fischel Nathan |
SEC Registration as : | Large Advisory Firm |
Form of Organization: | Limited Liability Company |
Organized in: | DE |
Number of employees: | 8 |
Other Business Activities: | |
Advisor Fees/Compensation: | Percentage of assets under management,Performance-based fees |
Amount of client funds and securities: | 529,289,000 |
Total Number of Clients: | 4 |
Amount of client funds and securities by related persons: | |
Total Number of clients from related persons: | |
Disclosures: |
Name | Title | Start Date | Direct/Indirect | % Ownership |
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Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
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DAFNA FUND, L.P. SERIES C | United States | 805-6659495318 | Hedge Fund | 107,588,699 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE, L.P. | United States | 805-8416910955 | Hedge Fund | 393,524,277 | 1,000,000 | Master Fund |
DAFNA FUND, L.P. SERIES A | United States | 805-5205922049 | Hedge Fund | 242,150,724 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE SELECT, L.P. | United States | 805-1462572720 | Hedge Fund | 135,764,364 | 1,000,000 | Master Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS C | Cayman Islands | 805-6783516990 | Hedge Fund | 28,175,665 | 1,000,000 | Feeder Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS A | Cayman Islands | 805-5252921301 | Hedge Fund | 151,373,503 | 1,000,000 | Feeder Fund |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||||||||||||
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FISCHEL, NATHAN | CHIEF EXECUTIVE OFFICER | 02/01/2000 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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GHODSIAN, FARIBA, FISCHEL | CHIEF INVESTMENT OFFICER | 11/01/2002 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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DAFNA HOLDINGS, L.P. | MEMBER | 01/01/2013 | Direct | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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LIN, XUN | CHIEF COMPLIANCE OFFICER | 11/01/2017 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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FISCHEL, NATHAN | TRUSTEE THE FISCHEL-GHODSIAN FAMILY TRUST | 04/01/1999 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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GHODSIAN, FARIBA, FISCHEL | TRUSTEE THE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUST | 04/01/1999 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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THE FISCHEL-GHODSIAN FAMILY TRUST | LIMITED PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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D3 TRUST | LIMITED PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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DAFNA HOLDINGS CORP. | GENERAL PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | Other | |||||||||||||||||||||||||||||||||||||||||
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Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
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DAFNA FUND, L.P. SERIES C | United States | 805-6659495318 | Hedge Fund | 99,274,247 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE, L.P. | United States | 805-8416910955 | Hedge Fund | 264,584,479 | 1,000,000 | Master Fund |
DAFNA FUND, L.P. SERIES A | United States | 805-5205922049 | Hedge Fund | 172,392,676 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE SELECT, L.P. | United States | 805-1462572720 | Hedge Fund | 124,329,827 | 1,000,000 | Master Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS C | Cayman Islands | 805-6783516990 | Hedge Fund | 25,055,580 | 1,000,000 | Feeder Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS A | Cayman Islands | 805-5252921301 | Hedge Fund | 92,191,803 | 1,000,000 | Feeder Fund |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||||||||||||
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FISCHEL, NATHAN | CHIEF EXECUTIVE OFFICER | 02/01/2000 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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GHODSIAN, FARIBA, FISCHEL | CHIEF INVESTMENT OFFICER | 11/01/2002 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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DAFNA HOLDINGS, L.P. | MEMBER | 01/01/2013 | Direct | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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LIN, XUN | CHIEF COMPLIANCE OFFICER | 11/01/2017 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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FISCHEL, NATHAN | TRUSTEE THE FISCHEL-GHODSIAN FAMILY TRUST | 04/01/1999 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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GHODSIAN, FARIBA, FISCHEL | TRUSTEE THE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUST | 04/01/1999 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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THE FISCHEL-GHODSIAN FAMILY TRUST | LIMITED PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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D3 TRUST | LIMITED PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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DAFNA HOLDINGS CORP. | GENERAL PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | Other | |||||||||||||||||||||||||||||||||||||||||
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Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
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DAFNA FUND, L.P. SERIES B | United States | 805-7168609403 | Hedge Fund | 459,571 | 1,000,000 | Feeder Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS B | Cayman Islands | 805-5721555906 | Hedge Fund | 0 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE MARKET NEUTRAL, L.P. | United States | 805-1788565144 | Hedge Fund | 459,571 | 1,000,000 | Master Fund |
DAFNA FUND, L.P. SERIES C | United States | 805-6659495318 | Hedge Fund | 82,412,837 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE, L.P. | United States | 805-8416910955 | Hedge Fund | 161,903,893 | 1,000,000 | Master Fund |
DAFNA FUND, L.P. SERIES A | United States | 805-5205922049 | Hedge Fund | 121,238,089 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE SELECT, L.P. | United States | 805-1462572720 | Hedge Fund | 102,395,851 | 1,000,000 | Master Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS C | Cayman Islands | 805-6783516990 | Hedge Fund | 19,983,014 | 1,000,000 | Feeder Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS A | Cayman Islands | 805-5252921301 | Hedge Fund | 40,665,804 | 1,000,000 | Feeder Fund |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||||||||||||
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FISCHEL, NATHAN | CHIEF EXECUTIVE OFFICER | 02/01/2000 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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GHODSIAN, FARIBA, FISCHEL | CHIEF INVESTMENT OFFICER | 11/01/2002 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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DAFNA HOLDINGS, L.P. | MEMBER | 01/01/2013 | Direct | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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NURTMAN, HOWARD, IAN | CHIEF COMPLIANCE OFFICER | 06/01/2014 | Direct | less than 5% | |||||||||||||||||||||||||||||||||||||||||
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FISCHEL, NATHAN | TRUSTEE THE FISCHEL-GHODSIAN FAMILY TRUST | 04/01/1999 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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GHODSIAN, FARIBA, FISCHEL | TRUSTEE THE FISCHEL-GHODSIAN FAMILY TRUST; D3 TRUST | 04/01/1999 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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THE FISCHEL-GHODSIAN FAMILY TRUST | LIMITED PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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D3 TRUST | LIMITED PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | 75% or more | |||||||||||||||||||||||||||||||||||||||||
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DAFNA HOLDINGS CORP. | GENERAL PARTNER DAFNA HOLDINGS, L.P. | 01/01/2013 | Indirect | Other | |||||||||||||||||||||||||||||||||||||||||
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Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
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DAFNA FUND, L.P. SERIES B | United States | 805-7168609403 | Hedge Fund | 1,880,100 | 1,000,000 | Feeder Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS B | Cayman Islands | 805-5721555906 | Hedge Fund | 0 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE MARKET NEUTRAL, L.P. | United States | 805-1788565144 | Hedge Fund | 1,880,100 | 1,000,000 | Master Fund |
DAFNA FUND, L.P. SERIES C | United States | 805-6659495318 | Hedge Fund | 66,455,066 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE, L.P. | United States | 805-8416910955 | Hedge Fund | 113,773,541 | 1,000,000 | Master Fund |
DAFNA FUND, L.P. SERIES A | United States | 805-5205922049 | Hedge Fund | 84,162,419 | 1,000,000 | Feeder Fund |
DAFNA LIFESCIENCE SELECT, L.P. | United States | 805-1462572720 | Hedge Fund | 81,377,926 | 1,000,000 | Master Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS C | Cayman Islands | 805-6783516990 | Hedge Fund | 14,922,859 | 1,000,000 | Feeder Fund |
DAFNA INTERNATIONAL FUND LTD. CLASS A | Cayman Islands | 805-5252921301 | Hedge Fund | 29,611,122 | 1,000,000 | Feeder Fund |
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