DELTA FINANCIAL ADVISORS LLC

HTTPS://WWW.DELTAFINAD.COM/ NEW ORLEANS, LA Investment Advisor How do I update this listing?

Delta Financial Advisors is based out of New Orleans. Delta Financial Advisors is a large advisory firm with 257 clients and discretionary assets under management (AUM) of $362,730,402 (Form ADV from 2019-03-25). Their last reported 13F filing for Q3 2019 included $246,837,000 in managed 13F securities and a top 10 holdings concentration of 27.82%. Delta Financial Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 52,240. Whalewisdom has at least 2 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $246.837 Million
  • Prior Market Value $242.193 Million
  • New Purchases1 stock
  • Additional Purchases56 stocks
  • Sold out of2 stocks
  • Reduced holdings in48 stocks
  • Top 10 Holdings % 27.82 %
  • Turnover % [1]:2.63%
  • Turnover Alt % [2]: 1.89 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.99 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 8.37%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

DELTA FINANCIAL ADVISORS
701 POYDRAS STREET SUITE 350
NEW ORLEANS LA    70139
Country: United States

Business Phone: 504 522-9019
Fax: 504-522-9676
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: LA
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 257
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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DELTA FINANCIAL ADVISORS, L.L.C.

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
FAVROT, CLIFFORD, FRERET MEMBER 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DELTA FINANCIAL ADVISORS, L.L.C. MEMBER direct 2002-07-01
PLAUCHE, GERARD, ANTHONY MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FENNER, PLAUCHE & WILLIAMS INVESTMENT MANAGEMENT CO., INC. SHAREHOLDER direct 1998-06-01
DELTA FINANCIAL ADVISORS, L.L.C. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2002-07-01
FENNER PLAUCHE & WILLIAMS INVESTMENT MANAGEMENT CO., INC VICE PRESIDENT & DIRECTOR direct 1998-06-01 2002-11-07
DELTA FINANCIAL ADVISORS, L.L.C. MANAGING MEMBER direct 2002-07-01 2004-07-01
BISHOP, AINSLEY, DESILVA MEMBER 12/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DELTA FINANCIAL ADVISORS, L.L.C. MEMBER direct 2008-12-01

DELTA FINANCIAL ADVISORS, L.L.C.

ownership team - last updated 2018-05-17
Name Title Start Date Direct/Indirect % Ownership
FAVROT, CLIFFORD, FRERET MEMBER 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DELTA FINANCIAL ADVISORS, L.L.C. MEMBER direct 2002-07-01
PLAUCHE, GERARD, ANTHONY MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FENNER, PLAUCHE & WILLIAMS INVESTMENT MANAGEMENT CO., INC. SHAREHOLDER direct 1998-06-01
DELTA FINANCIAL ADVISORS, L.L.C. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2002-07-01
FENNER PLAUCHE & WILLIAMS INVESTMENT MANAGEMENT CO., INC VICE PRESIDENT & DIRECTOR direct 1998-06-01 2002-11-07
DELTA FINANCIAL ADVISORS, L.L.C. MANAGING MEMBER direct 2002-07-01 2004-07-01
BISHOP, AINSLEY, DESILVA MEMBER 12/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DELTA FINANCIAL ADVISORS, L.L.C. MEMBER direct 2008-12-01

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