EFFICIENT WEALTH MANAGEMENT LLC

HTTPS://WWW.LINKEDIN.COM/IN/ELIZABETH-BRADY-B37B6752/ THE WOODLANDS, TX Investment Advisor How do I update this listing?

Efficient Wealth Management is based out of The Woodlands. Efficient Wealth Management is a large advisory firm with 214 clients and discretionary assets under management (AUM) of $450,732,597 (Form ADV from 2020-07-13). Their last reported 13F filing for Q2 2020 included $287,379,000 in managed 13F securities and a top 10 holdings concentration of 84.03%. Efficient Wealth Management's largest holding is iShares Short Treasury Bond ETF with shares held of 401,099. Whalewisdom has at least 4 13F filings

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06/30/2020

13F Activity

  • Market Value $287.379 Million
  • Prior Market Value $233.678 Million
  • New Purchases15 stocks
  • Additional Purchases28 stocks
  • Sold out of44 stocks
  • Reduced holdings in42 stocks
  • Top 10 Holdings % 84.03 %
  • Turnover % [1]:21.15%
  • Turnover Alt % [2]: 21.35 %
  • Time Held Top20:1.80 quarters
  • Time Held Top10:1.40 quarters
  • Time Held All:1.27 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 17.83%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

AVION WEALTH
2829 TECHNOLOGY FOREST BOULEVARD SUITE 300
THE WOODLANDS TX    77381-3913
Country: United States

Business Phone: 281-528-1200
Fax: 888-868-1168
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 1,347,990
Total Number of Clients: 214
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-05-28
Name Title Start Date Direct/Indirect % Ownership
CARROLL, PAUL, JAMES CHIEF COMPLIANCE OFFICER 11/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2003-11-01
EFFICIENT WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2003-11-01
Stewart, ASHLEY, Dominey PARTNER & WEALTH MANAGER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC PARTNER direct 2018-07-01
Brady, ELIZABETH, ANN PARTNER & WEALTH MANAGER 04/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC WEALTH MANAGER direct 2013-10-01

EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-02-13
Name Title Start Date Direct/Indirect % Ownership

EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-10-14
Name Title Start Date Direct/Indirect % Ownership
CARROLL, PAUL, JAMES CHIEF COMPLIANCE OFFICER 11/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2003-11-01
EFFICIENT WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2003-11-01
Stewart, ASHLEY, Dominey PARTNER & WEALTH MANAGER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC PARTNER direct 2018-07-01
Brady, ELIZABETH, ANN PARTNER & WEALTH MANAGER 04/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC WEALTH MANAGER direct 2013-10-01

EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-09-30
Name Title Start Date Direct/Indirect % Ownership
CARROLL, PAUL, JAMES CHIEF COMPLIANCE OFFICER 11/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2003-11-01
EFFICIENT WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2003-11-01
Stewart, ASHLEY, Dominey PARTNER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC PARTNER direct 2018-07-01

EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-05-30
Name Title Start Date Direct/Indirect % Ownership
CARROLL, PAUL, JAMES CHIEF COMPLIANCE OFFICER 11/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2003-11-01
EFFICIENT WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2003-11-01
Stewart, ASHLEY, Dominey PARTNER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC PARTNER direct 2018-07-01

EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
CARROLL, PAUL, JAMES CHIEF COMPLIANCE OFFICER 11/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2003-11-01
EFFICIENT WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2003-11-01
Stewart, ASHLEY, Dominey PARTNER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC PARTNER direct 2018-07-01

EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-11-26
Name Title Start Date Direct/Indirect % Ownership
CARROLL, PAUL, JAMES MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 11/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2003-11-01
EFFICIENT WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2003-11-01
Brady, ELIZABETH, ANN WEALTH MANAGER 10/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC WEALTH MANAGER direct 2013-10-01

EFFICIENT WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-06-13
Name Title Start Date Direct/Indirect % Ownership
CARROLL, PAUL, JAMES MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 11/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2003-11-01
EFFICIENT WEALTH MANAGEMENT, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2003-11-01
Brady, ELIZABETH, ANN WEALTH MANAGER 10/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EFFICIENT WEALTH MANAGEMENT, LLC WEALTH MANAGER direct 2013-10-01

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