ELLENBECKER INVESTMENT GROUP

HTTP://WWW.ELLENBECKER.COM PEWAUKEE, WI Investment Advisor How do I update this listing?

Ellenbecker Investment Group is based out of Pewaukee. Ellenbecker Investment Group is a large advisory firm with 1593 clients and discretionary assets under management (AUM) of $698,726,834 (Form ADV from 2019-02-26). Their last reported 13F filing for Q3 2019 included $177,426,000 in managed 13F securities and a top 10 holdings concentration of 80.6%. Ellenbecker Investment Group's largest holding is iShares Core S&P 500 ETF with shares held of 116,898. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $177.426 Million
  • Prior Market Value $171.027 Million
  • New Purchases1 stock
  • Additional Purchases27 stocks
  • Sold out of0 stocks
  • Reduced holdings in20 stocks
  • Top 10 Holdings % 80.60 %
  • Turnover % [1]:1.85%
  • Turnover Alt % [2]: 4.22 %
  • Time Held Top20:5.30 quarters
  • Time Held Top10:5.60 quarters
  • Time Held All:5.50 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.51%
Performance Last 4 Quarters: -0.61%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ELLENBECKER INVESTMENT GROUP
N35 W23877 HIGHFIELD COURT SUITE 200
PEWAUKEE WI    53072
Country: United States

Business Phone: 262-691-3200
Fax: 262-691-3229
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WI
Number of employees: 28
Other Business Activities: insurance broker or agent,accountant or accounting firm
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS
Amount of client funds and securities:
Total Number of Clients: 1593
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ELLENBECKER INVESTMENT GROUP, INC.

ownership team - last updated 2019-02-26
Name Title Start Date Direct/Indirect % Ownership
ELLENBECKER, KAREN, JEAN FOUNDER, SECRETARY AND TREASURER 06/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLENBECKER INVESTMENT GROUP, INC. FOUNDER, SECRETARY AND TREASURER direct 2014-06-01
ELLENBECKER-LIPSKY, JULIE, ANN PRESIDENT, VICE PRESIDENT AND CEO 06/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLENBECKER INVESTMENT GROUP, INC. PRESIDENT, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-06-01
ENGELKING, BRETT, WILLIAM DIRECTOR OF BUSINESS OPERATIONS AND CCO 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLENBECKER INVESTMENT GROUP, INC. DIRECTOR OF BUSINESS OPERATIONS AND CCO direct 2018-06-01

ELLENBECKER INVESTMENT GROUP, INC.

ownership team - last updated 2018-10-11
Name Title Start Date Direct/Indirect % Ownership
ELLENBECKER, KAREN, JEAN FOUNDER, SECRETARY AND TREASURER 06/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLENBECKER INVESTMENT GROUP, INC. FOUNDER, SECRETARY AND TREASURER direct 2014-06-01
ELLENBECKER-LIPSKY, JULIE, ANN PRESIDENT, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLENBECKER INVESTMENT GROUP, INC. PRESIDENT, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-06-01

ELLENBECKER INVESTMENT GROUP, INC.

ownership team - last updated 2017-09-20
Name Title Start Date Direct/Indirect % Ownership
ELLENBECKER-LIPSKY, JULIE, ANN PRESIDENT, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER 06/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLENBECKER INVESTMENT GROUP, INC. PRESIDENT, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2014-06-01
ELLENBECKER, KAREN, JEAN FOUNDER, SECRETARY AND TREASURER 06/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLENBECKER INVESTMENT GROUP, INC. FOUNDER, SECRETARY AND TREASURER direct 2014-06-01

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