EXECUTIVE WEALTH MANAGEMENT, LLC

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Executive Wealth Management is based out of Brighton. Executive Wealth Management is a large advisory firm with 3141 clients and discretionary assets under management (AUM) of $907,199,100 (Form ADV from 2020-03-19). Their last reported 13F filing for Q1 2020 included $562,831,000 in managed 13F securities and a top 10 holdings concentration of 60.58%. Executive Wealth Management's largest holding is iShares 1-3 Year Treasury Bond ETF with shares held of 1,223,870. Whalewisdom has at least 7 13F filings

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03/31/2020

13F Activity

  • Market Value $562.831 Million
  • Prior Market Value $730.867 Million
  • New Purchases8 stocks
  • Additional Purchases24 stocks
  • Sold out of33 stocks
  • Reduced holdings in85 stocks
  • Top 10 Holdings % 60.58 %
  • Turnover % [1]:33.33%
  • Turnover Alt % [2]: 56.45 %
  • Time Held Top20:2.40 quarters
  • Time Held Top10:2.20 quarters
  • Time Held All:4.56 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 21.61%
Performance Last 4 Quarters: -0.7%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

EXECUTIVE WEALTH MANAGEMENT, LLC
135 WEST NORTH STREET SUITE 1
BRIGHTON MI    48116
Country: United States

Business Phone: 810-229-6446
Fax: 810-229-6775
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Multi-state advisor
Form of Organization: Limited Liability Company
Organized in: MI
Number of employees: 30
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 255,050,000
Total Number of Clients: 3141
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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EXECUTIVE WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-03-19
Name Title Start Date Direct/Indirect % Ownership

EXECUTIVE WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-10-15
Name Title Start Date Direct/Indirect % Ownership
HERZOG, ALBERT, PINGREE BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE ASSET MANAGEMENT, INC. PRESIDENT direct 1992-08-01
EXECUTIVE WEALTH MANAGEMENT, LLC PRINCIPAL/OWNER AND MANAGING MEMBER direct 2006-01-01
EXECUTIVE WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2006-05-01
EXECUTIVE WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2006-05-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PRINCIPAL direct 2006-07-01
FORTUNATUS INVESTMENTS, INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2009-10-01
401 (K) GPS, INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2009-10-01
401K GPS, LLC PRINCIPAL OWNER/PRESIDENT direct 2006-01-01
401(K) GPS, LLC PRINCIPAL OWNER/PRESIDENT direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC PRESIDENT AND MANAGING MEMBER direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
CHECHEL, MICHAEL, ROBERT BOARD OF MANAGERS, RESIDENT AGENT 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC VICE PRESIDENT direct 2011-03-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS, RESIDENT AGENT direct 2017-02-01
401 (K) GPS, INC. VICE PRESIDENT direct 2011-09-01
401(K) GPS, LLC VICE PRESIDENT direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC VICE PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
KULESZA, ADAM, R BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC VICE PRESIDENT direct 2010-11-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
FORTUNATUS INVESTMENTS, LLC VICE PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
LAY, MICHAEL, JAMES CHIEF OPERATING OFFICER - BOARD OF MANAGERS 04/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2015-04-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC CHIEF OPERATING OFFICER direct 2015-04-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS, CHIEF OPERATING OFFICER direct 2017-02-01
WICKHAM, CODY, EDWARD CHIEF INFORMATION SECURITY OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
401(K) GPS, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
RITSEMA, KYRSTIN, NICOLE CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
EWM CAPITAL, LLC MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER direct 2017-02-01
FORTUNATUS INVESTMENTS, LLC MICHIGAN LIMITED LIABILITY COMPANY direct 2016-12-01
BARBER, GREGORY, JOSEPH BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01

EXECUTIVE WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-06
Name Title Start Date Direct/Indirect % Ownership
HERZOG, ALBERT, PINGREE BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE ASSET MANAGEMENT, INC. PRESIDENT direct 1992-08-01
EXECUTIVE WEALTH MANAGEMENT, LLC PRINCIPAL/OWNER AND MANAGING MEMBER direct 2006-01-01
EXECUTIVE WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2006-05-01
EXECUTIVE WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2006-05-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PRINCIPAL direct 2006-07-01
FORTUNATUS INVESTMENTS, INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2009-10-01
401 (K) GPS, INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2009-10-01
401K GPS, LLC PRINCIPAL OWNER/PRESIDENT direct 2006-01-01
401(K) GPS, LLC PRINCIPAL OWNER/PRESIDENT direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC PRESIDENT AND MANAGING MEMBER direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
CHECHEL, MICHAEL, ROBERT BOARD OF MANAGERS, RESIDENT AGENT 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC VICE PRESIDENT direct 2011-03-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS, RESIDENT AGENT direct 2017-02-01
401 (K) GPS, INC. VICE PRESIDENT direct 2011-09-01
401(K) GPS, LLC VICE PRESIDENT direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC VICE PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
KULESZA, ADAM, R BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC VICE PRESIDENT direct 2010-11-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
FORTUNATUS INVESTMENTS, LLC VICE PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
LAY, MICHAEL, JAMES CHIEF OPERATING OFFICER - BOARD OF MANAGERS 04/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2015-04-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC CHIEF OPERATING OFFICER direct 2015-04-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS, CHIEF OPERATING OFFICER direct 2017-02-01
WICKHAM, CODY, EDWARD CHIEF INFORMATION SECURITY OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
401(K) GPS, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
RITSEMA, KYRSTIN, NICOLE CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
EWM CAPITAL, LLC MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER direct 2017-02-01
FORTUNATUS INVESTMENTS, LLC MICHIGAN LIMITED LIABILITY COMPANY direct 2016-12-01
BARBER, GREGORY, JOSEPH BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01

EXECUTIVE WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-11-19
Name Title Start Date Direct/Indirect % Ownership
HERZOG, ALBERT, PINGREE BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE ASSET MANAGEMENT, INC. PRESIDENT direct 1992-08-01
EXECUTIVE WEALTH MANAGEMENT, LLC PRINCIPAL/OWNER AND MANAGING MEMBER direct 2006-01-01
EXECUTIVE WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2006-05-01
EXECUTIVE WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2006-05-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PRINCIPAL direct 2006-07-01
FORTUNATUS INVESTMENTS, INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2009-10-01
401 (K) GPS, INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2009-10-01
401K GPS, LLC PRINCIPAL OWNER/PRESIDENT direct 2006-01-01
401(K) GPS, LLC PRINCIPAL OWNER/PRESIDENT direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC PRESIDENT AND MANAGING MEMBER direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
CHECHEL, MICHAEL, ROBERT BOARD OF MANAGERS, RESIDENT AGENT 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC VICE PRESIDENT direct 2011-03-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS, RESIDENT AGENT direct 2017-02-01
401 (K) GPS, INC. VICE PRESIDENT direct 2011-09-01
401(K) GPS, LLC VICE PRESIDENT direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC VICE PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
KULESZA, ADAM, R BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC VICE PRESIDENT direct 2010-11-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
FORTUNATUS INVESTMENTS, LLC VICE PRESIDENT direct 2009-12-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS direct 2017-02-01
LAY, MICHAEL, JAMES CHIEF OPERATING OFFICER - BOARD OF MANAGERS 04/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2015-04-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
EXECUTIVE WEALTH MANAGEMENT, LLC BOARD OF MANAGERS direct 2017-02-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC CHIEF OPERATING OFFICER direct 2015-04-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC BOARD OF MANAGERS, CHIEF OPERATING OFFICER direct 2017-02-01
WICKHAM, CODY, EDWARD CHIEF INFORMATION SECURITY OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
401(K) GPS, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
FORTUNATUS INVESTMENTS, LLC CHIEF INFORMATION SECURITY OFFICER direct 2015-11-01
RITSEMA, KYRSTIN, NICOLE CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
EWM CAPITAL, LLC MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER 02/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC MICHIGAN LIMITED LIABILITY COMPANY/INTEREST HOLDER direct 2017-02-01
FORTUNATUS INVESTMENTS, LLC MICHIGAN LIMITED LIABILITY COMPANY direct 2016-12-01
BARBER, GREGORY, JOSEPH BOARD OF MANAGERS 02/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01

EXECUTIVE WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-01-02
Name Title Start Date Direct/Indirect % Ownership

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