F3LOGIC, LLC

HTTPS://WWW.F3LOGICLLC.COM ARCHBOLD, OH Investment Advisor How do I update this listing?

F3logic is based out of Archbold. F3logic is a large advisory firm with 3295 clients and discretionary assets under management (AUM) of $667,054,610 (Form ADV from 2019-10-03). Their last reported 13F filing for Q3 2019 included $436,898,000 in managed 13F securities and a top 10 holdings concentration of 50.46%. F3logic's largest holding is KFA Large Cap Quality Dividend Index ETF with shares held of 1,529,186. Whalewisdom has at least 7 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $436.898 Million
  • Prior Market Value $533.441 Million
  • New Purchases6 stocks
  • Additional Purchases23 stocks
  • Sold out of75 stocks
  • Reduced holdings in106 stocks
  • Top 10 Holdings % 50.46 %
  • Turnover % [1]:58.27%
  • Turnover Alt % [2]: 38.85 %
  • Time Held Top20:3.00 quarters
  • Time Held Top10:2.20 quarters
  • Time Held All:4.01 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.93%
Performance Last 4 Quarters: 9.51%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

F3LOGIC, LLC

  

Business Phone: (952) 895-6963
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 33
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 3295
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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F3LOGIC, LLC

ownership team - last updated 2019-09-13
Name Title Start Date Direct/Indirect % Ownership
DESMIDT, JON, PATRICK CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. MUNI PRINCIPAL direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
F3 LOGIC, LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
RICHANNED MANAGEMENT CO MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF OPERATIONS OFFICER indirect 2017-09-01
CHILDS INVESTMENT GROUP, INC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF EXECUTIVE OFFICER indirect 2017-09-01
DIESEL ASSET MANAGEMENT, LLC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF STRATEGY OFFICER indirect 2017-09-01
KUSSKE FINANCIAL ASSET MANAGEMENT, INC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 INVESTMENT MANAGEMENT, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
MAKOF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
MTF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
DCG INSIGHT, LLC MANAGING MEMBER 10/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC MANAGING MEMBER direct 2018-10-01
F3LOGIC, LLC CHIEF INFORMATION OFFICER indirect 2018-10-01
CHILDS, MICHAEL, RAY CHIEF EXECUTIVE OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD CHIEF OPERATIONS OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
NENTWICH, KEVIN, MICHAEL CHIEF STRATEGY OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD MANAGING MEMBER RICHANNED MANAGEMENT CO 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
CHILDS, MICHAEL, RAY MANAGING MEMBER CHILDS INVESTMENT GROUP, INC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NENTWICH, KEVIN, MICHAEL MANAGING MEMBER DIESEL ASSET MANAGEMENT, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
LABRIE, MICHAEL, JAMES MANAGING MEMBER MAKOF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NEE, THOMAS, FRANCIS MANAGING MEMBER MTF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
KUSSKE, MARY, BARBARA MANAGING MEMBER KUSSKE FINANCIAL ASSET MANAGEMENT, INC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DEARMAN, ROBERT, HAROLD MANAGING MEMBER DCG INSIGHT, LLC 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
IFC HOLDINGS, INC. SVP - NPH ADVISORY direct 2012-12-01
INVESTMENT CENTERS OF AMERICA, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
NATIONAL PLANNING CORPORATION SVP, NPH ADVISORY direct 2008-12-01

F3LOGIC, LLC

ownership team - last updated 2019-05-28
Name Title Start Date Direct/Indirect % Ownership
DESMIDT, JON, PATRICK CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. MUNI PRINCIPAL direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
F3 LOGIC, LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
RICHANNED MANAGEMENT CO MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF OPERATIONS OFFICER indirect 2017-09-01
CHILDS INVESTMENT GROUP, INC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF EXECUTIVE OFFICER indirect 2017-09-01
DIESEL ASSET MANAGEMENT, LLC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF STRATEGY OFFICER indirect 2017-09-01
KUSSKE FINANCIAL ASSET MANAGEMENT, INC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 INVESTMENT MANAGEMENT, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
MAKOF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
MTF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
DCG INSIGHT, LLC MANAGING MEMBER 10/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC MANAGING MEMBER direct 2018-10-01
F3LOGIC, LLC CHIEF INFORMATION OFFICER indirect 2018-10-01
CHILDS, MICHAEL, RAY CHIEF EXECUTIVE OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD CHIEF OPERATIONS OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
NENTWICH, KEVIN, MICHAEL CHIEF STRATEGY OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD MANAGING MEMBER RICHANNED MANAGEMENT CO 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
CHILDS, MICHAEL, RAY MANAGING MEMBER CHILDS INVESTMENT GROUP, INC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NENTWICH, KEVIN, MICHAEL MANAGING MEMBER DIESEL ASSET MANAGEMENT, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
LABRIE, MICHAEL, JAMES MANAGING MEMBER MAKOF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NEE, THOMAS, FRANCIS MANAGING MEMBER MTF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
KUSSKE, MARY, BARBARA MANAGING MEMBER KUSSKE FINANCIAL ASSET MANAGEMENT, INC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DEARMAN, ROBERT, HAROLD MANAGING MEMBER DCG INSIGHT, LLC 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
IFC HOLDINGS, INC. SVP - NPH ADVISORY direct 2012-12-01
INVESTMENT CENTERS OF AMERICA, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
NATIONAL PLANNING CORPORATION SVP, NPH ADVISORY direct 2008-12-01

F3LOGIC, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
DESMIDT, JON, PATRICK CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. MUNI PRINCIPAL direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
F3 LOGIC, LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
RICHANNED MANAGEMENT CO MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF OPERATIONS OFFICER indirect 2017-09-01
CHILDS INVESTMENT GROUP, INC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF EXECUTIVE OFFICER indirect 2017-09-01
DIESEL ASSET MANAGEMENT, LLC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF STRATEGY OFFICER indirect 2017-09-01
KUSSKE FINANCIAL MANAGEMENT, LLC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
MAKOF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
MTF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
DCG INSIGHT, LLC MANAGING MEMBER 10/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC MANAGING MEMBER direct 2018-10-01
F3LOGIC, LLC CHIEF INFORMATION OFFICER indirect 2018-10-01
CHILDS, MICHAEL, RAY CHIEF EXECUTIVE OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD CHIEF OPERATIONS OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
NENTWICH, KEVIN, MICHAEL CHIEF STRATEGY OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD MANAGING MEMBER RICHANNED MANAGEMENT CO 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
CHILDS, MICHAEL, RAY MANAGING MEMBER CHILDS INVESTMENT GROUP, INC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NENTWICH, KEVIN, MICHAEL MANAGING MEMBER DIESEL ASSET MANAGEMENT, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
LABRIE, MICHAEL, JAMES MANAGING MEMBER MAKOF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NEE, THOMAS, FRANCIS MANAGING MEMBER MTF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
KUSSKE, MARY, BARBARA MANAGING MEMBER KUSSKE FINANCIAL MANAGEMENT, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DEARMAN, ROBERT, HAROLD MANAGING MEMBER DCG INSIGHT, LLC 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
IFC HOLDINGS, INC. SVP - NPH ADVISORY direct 2012-12-01
INVESTMENT CENTERS OF AMERICA, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
NATIONAL PLANNING CORPORATION SVP, NPH ADVISORY direct 2008-12-01

F3LOGIC, LLC

ownership team - last updated 2018-12-05
Name Title Start Date Direct/Indirect % Ownership
DESMIDT, JON, PATRICK CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. MUNI PRINCIPAL direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
F3 LOGIC, LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
RICHARD DESALVO CONSULTING, LLC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF OPERATIONS OFFICER indirect 2017-09-01
CHILDS INVESTMENT GROUP, INC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF EXECUTIVE OFFICER indirect 2017-09-01
DIESEL ASSET MANAGEMENT, LLC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC CHIEF STRATEGY OFFICER indirect 2017-09-01
KUSSKE FINANCIAL MANAGEMENT, LLC MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
MAKOF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
MTF3, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC FOUNDER, MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC MANAGING MEMBER indirect 2017-09-01
DCG INSIGHT, LLC MANAGING MEMBER 10/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3LOGIC, LLC MANAGING MEMBER direct 2018-10-01
F3LOGIC, LLC CHIEF INFORMATION OFFICER indirect 2018-10-01
CHILDS, MICHAEL, RAY CHIEF EXECUTIVE OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD CHIEF OPERATIONS OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
NENTWICH, KEVIN, MICHAEL CHIEF STRATEGY OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DESALVO, RICHARD, GERARD MANAGING MEMBER RICHARD DESALVO CONSULTING, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
CHILDS, MICHAEL, RAY MANAGING MEMBER CHILDS INVESTMENT GROUP, INC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NENTWICH, KEVIN, MICHAEL MANAGING MEMBER DIESEL ASSET MANAGEMENT, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
LABRIE, MICHAEL, JAMES MANAGING MEMBER MAKOF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NEE, THOMAS, FRANCIS MANAGING MEMBER MTF3, INC. 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
KUSSKE, MARY, BARBARA MANAGING MEMBER KUSSKE FINANCIAL MANAGEMENT, LLC 09/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
DEARMAN, ROBERT, HAROLD MANAGING MEMBER DCG INSIGHT, LLC 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
IFC HOLDINGS, INC. SVP - NPH ADVISORY direct 2012-12-01
INVESTMENT CENTERS OF AMERICA, INC. NPH SVP ADVISORY PRACTICE direct 2015-06-01
NATIONAL PLANNING CORPORATION SVP, NPH ADVISORY direct 2008-12-01

F3LOGIC, LLC

ownership team - last updated 2017-12-20
Name Title Start Date Direct/Indirect % Ownership
DESALVO, RICHARD, GERARD FOUNDER, MANAGING MEMBER 09/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2017-09-01
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
DESMIDT, JON, PATRICK CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SII INVESTMENTS, INC. MUNI PRINCIPAL direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
SII INVESTMENTS, INC. MUNI PRINICIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/DIRECTOR INVESTMENT REVIEW direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL direct 2004-12-01
INVESTMENT CENTERS OF AMERICA, INC. MUNI PRINCIPAL/AVP INVESTMENT ADVISORY direct 2008-06-01
F3 LOGIC, LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
SOUND FINANCIAL STRATEGIES GROUP, INC. MANAGING MEMBER 09/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
CHILDS, MICHAEL, RAY FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE 10/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NENTWICH, KEVIN, MICHAEL FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE 10/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC MANAGING MEMBER direct 2017-09-01
F3LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
KUSSKE, MARY, BARBARA FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE 10/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
LABRIE, MICHAEL, JAMES FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE 10/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01
NEE, THOMAS, FRANCIS FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE 10/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F3 LOGIC, LLC FOUNDER, MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE direct 2017-10-01

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