FCA CORP

HTTP://WWW.FCACORP.COM HOUSTON, TX Investment Advisor How do I update this listing?

FCA Corp is based out of Houston. FCA Corp is a large advisory firm with 198 clients and discretionary assets under management (AUM) of $396,647,276 (Form ADV from 2019-07-01). Their last reported 13F filing for Q1 2020 included $228,455,000 in managed 13F securities and a top 10 holdings concentration of 25.69%. FCA Corp's largest holding is VANGUARD INFORMATION TECHNOLOGY INDEX FUND-ETF Shares with shares held of 42,833. Whalewisdom has at least 83 13F filings, and 5 13G filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $228.455 Million
  • Prior Market Value $288.227 Million
  • New Purchases1 stock
  • Additional Purchases64 stocks
  • Sold out of31 stocks
  • Reduced holdings in36 stocks
  • Top 10 Holdings % 25.69 %
  • Turnover % [1]:22.86%
  • Turnover Alt % [2]: 6.42 %
  • Time Held Top20:9.45 quarters
  • Time Held Top10:9.10 quarters
  • Time Held All:22.31 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -8.82%
Performance Last 4 Quarters: -3.23%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

FCA CORP
Classified as Hedge Fund
791 TOWN & COUNTRY BLVD. SUITE 250
HOUSTON TX    77024-3925
Country: United States

Business Phone: 713-781-2856
Fax: 713-784-4923
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 198
Amount of client funds and securities by related persons: 2,903,690
Total Number of clients from related persons: 5
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FCA CORP

ownership team - last updated 2019-12-26
Name Title Start Date Direct/Indirect % Ownership
SCHARAR, ROBERT, WARNER DIRECTOR, PRESIDENT 10/01/1983 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP DIRECTOR, PRESIDENT direct 1983-10-01
FCA CORP PRESIDENT & DIRECTOR indirect 1983-10-01
COMMONWEALTH ASSET MANAGEMENT, INC. CHAIRMAN direct 2000-01-01 2004-01-02
COMMONWEALTH ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-01-01 2004-01-02
FIRST COMMONWEALTH HOLDINGS CORPORATION SHAREHOLDER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCA CORP SHAREHOLDER direct 1999-09-01
COMMONWEALTH ASSET MANAGEMENT, INC. OWNER direct 2000-01-01 2004-01-02
MOFFETT, RICHARD, ARTHUR VICE PRESIDENT OF ADMINISTRATION 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP VICE PRESIDENT OF ADMINISTRATION direct 2006-05-01
YUHNKE, WESLEY, ROBERT CHIEF INVESTMENT OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP INVESTMENT OPERATIONS MANAGER direct 2002-05-01
FCA CORP CHIEF INVESTMENT OFFICER direct 2008-06-01
LEVAY, WILLIAM, BRADFORD CHIEF COMPLIANCE OFFICER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP CHIEF COMPLIANCE OFFICER direct 2012-12-01
SCHARAR, ROBERT, WARNER PRESIDENT & DIRECTOR FIRST COMMONWEALTH HOLDINGS CORPORATION 10/01/1983 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
FCA CORP DIRECTOR, PRESIDENT direct 1983-10-01
FCA CORP PRESIDENT & DIRECTOR indirect 1983-10-01
COMMONWEALTH ASSET MANAGEMENT, INC. CHAIRMAN direct 2000-01-01 2004-01-02
COMMONWEALTH ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-01-01 2004-01-02

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
AFRICAP, LLC United States 805-6282902874 Other Private Fund PRIVATE VENTURE FUND 23,884,793 5,000

FCA CORP

ownership team - last updated 2018-12-26
Name Title Start Date Direct/Indirect % Ownership
SCHARAR, ROBERT, WARNER DIRECTOR, PRESIDENT 10/01/1983 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP DIRECTOR, PRESIDENT direct 1983-10-01
FCA CORP PRESIDENT & DIRECTOR indirect 1983-10-01
COMMONWEALTH ASSET MANAGEMENT, INC. CHAIRMAN direct 2000-01-01 2004-01-02
COMMONWEALTH ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-01-01 2004-01-02
MANNING, SHARI, SMITH ASST. SECRETARY 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP ASST. SECRETARY direct 2003-07-01
FCA CORP CHIEF FINANCIAL OFFICER direct 2001-10-01 2003-01-17
COMMONWEALTH ASSET MANAGEMENT, INC. TREASURER direct 2000-01-01 2003-03-07
COMMONWEALTH ASSET MANAGEMENT, INC. SECRETARY & TREASURER direct 2000-01-01 2004-01-02
FCA CORP SECRETARY direct 2003-07-01 2006-12-13
FCA CORP VICE PRESIDENT, SECRETARY direct 2003-07-01 2015-12-23
FIRST COMMONWEALTH HOLDINGS CORPORATION SHAREHOLDER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCA CORP SHAREHOLDER direct 1999-09-01
COMMONWEALTH ASSET MANAGEMENT, INC. OWNER direct 2000-01-01 2004-01-02
MOFFETT, RICHARD, ARTHUR VICE PRESIDENT OF ADMINISTRATION 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP VICE PRESIDENT OF ADMINISTRATION direct 2006-05-01
YUHNKE, WESLEY, ROBERT CHIEF INVESTMENT OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP INVESTMENT OPERATIONS MANAGER direct 2002-05-01
FCA CORP CHIEF INVESTMENT OFFICER direct 2008-06-01
LEVAY, WILLIAM, BRADFORD CHIEF COMPLIANCE OFFICER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP CHIEF COMPLIANCE OFFICER direct 2012-12-01
SCHARAR, ROBERT, WARNER PRESIDENT & DIRECTOR FIRST COMMONWEALTH HOLDINGS CORPORATION 10/01/1983 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
FCA CORP DIRECTOR, PRESIDENT direct 1983-10-01
FCA CORP PRESIDENT & DIRECTOR indirect 1983-10-01
COMMONWEALTH ASSET MANAGEMENT, INC. CHAIRMAN direct 2000-01-01 2004-01-02
COMMONWEALTH ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-01-01 2004-01-02

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
AFRICAP, LLC United States 805-6282902874 Other Private Fund PRIVATE VENTURE FUND 23,926,539 5,000

FCA CORP

ownership team - last updated 2017-12-21
Name Title Start Date Direct/Indirect % Ownership
SCHARAR, ROBERT, WARNER DIRECTOR, PRESIDENT 10/01/1983 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP DIRECTOR, PRESIDENT direct 1983-10-01
FCA CORP PRESIDENT & DIRECTOR indirect 1983-10-01
COMMONWEALTH ASSET MANAGEMENT, INC. CHAIRMAN direct 2000-01-01 2004-01-02
COMMONWEALTH ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-01-01 2004-01-02
MANNING, SHARI, SMITH ASST. SECRETARY 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP ASST. SECRETARY direct 2003-07-01
FCA CORP CHIEF FINANCIAL OFFICER direct 2001-10-01 2003-01-17
COMMONWEALTH ASSET MANAGEMENT, INC. TREASURER direct 2000-01-01 2003-03-07
COMMONWEALTH ASSET MANAGEMENT, INC. SECRETARY & TREASURER direct 2000-01-01 2004-01-02
FCA CORP SECRETARY direct 2003-07-01 2006-12-13
FCA CORP VICE PRESIDENT, SECRETARY direct 2003-07-01 2015-12-23
FIRST COMMONWEALTH HOLDINGS CORPORATION SHAREHOLDER 09/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCA CORP SHAREHOLDER direct 1999-09-01
COMMONWEALTH ASSET MANAGEMENT, INC. OWNER direct 2000-01-01 2004-01-02
MOFFETT, RICHARD, ARTHUR VICE PRESIDENT OF ADMINISTRATION 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP VICE PRESIDENT OF ADMINISTRATION direct 2006-05-01
YUHNKE, WESLEY, ROBERT CHIEF INVESTMENT OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP INVESTMENT OPERATIONS MANAGER direct 2002-05-01
FCA CORP CHIEF INVESTMENT OFFICER direct 2008-06-01
LEVAY, WILLIAM, BRADFORD CHIEF COMPLIANCE OFFICER 12/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCA CORP CHIEF COMPLIANCE OFFICER direct 2012-12-01
SCHARAR, ROBERT, WARNER PRESIDENT & DIRECTOR FIRST COMMONWEALTH HOLDINGS CORPORATION 10/01/1983 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
FCA CORP DIRECTOR, PRESIDENT direct 1983-10-01
FCA CORP PRESIDENT & DIRECTOR indirect 1983-10-01
COMMONWEALTH ASSET MANAGEMENT, INC. CHAIRMAN direct 2000-01-01 2004-01-02
COMMONWEALTH ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-01-01 2004-01-02

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
AFRICAP, LLC United States 805-6282902874 Other Private Fund PRIVATE VENTURE FUND 16,242,774 5,000

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