FCG ADVISORS, LLC

HTTPS://WWW.FCGADVISORS.COM CHATHAM, NJ Broker-Dealer Investment Advisor How do I update this listing?

FCG Advisors is based out of Chatham. FCG Advisors is a large advisory firm with 1850 clients and discretionary assets under management (AUM) of $873,245,593 (Form ADV from 2020-03-30). Their last reported 13F filing for Q1 2020 included $350,625,000 in managed 13F securities and a top 10 holdings concentration of 58.35%. FCG Advisors's largest holding is Bristol-Myers Squibb Co with shares held of 930,337. Whalewisdom has at least 35 13F filings, and 2 13G filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $350.625 Million
  • Prior Market Value $348.788 Million
  • New Purchases16 stocks
  • Additional Purchases80 stocks
  • Sold out of22 stocks
  • Reduced holdings in51 stocks
  • Top 10 Holdings % 58.35 %
  • Turnover % [1]:23.90%
  • Turnover Alt % [2]: 24.37 %
  • Time Held Top20:10.60 quarters
  • Time Held Top10:12.50 quarters
  • Time Held All:14.61 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -8.63%
Performance Last 4 Quarters: 1.75%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

FCG WEALTH MANAGEMENT, LLC
ONE MAIN STREET SUITE 202
CHATHAM NJ    07928
Country: United States

Business Phone: 973-635-7374
Fax: 973-701-1780
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NJ
Number of employees: 19
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Commissions,COULD BE AN ADDED TICKET CHARGE OR FEE AS DISCLOSED
Amount of client funds and securities:
Total Number of Clients: 1850
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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FCG WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

FCG WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-12-23
Name Title Start Date Direct/Indirect % Ownership
COMBIAS, JOHN, ANTHONY PRESIDENT/SECRETARY/MANAGING MEMBER 10/01/1994 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01
COMBICO, LLC MEMBER 07/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC MEMBER direct 2014-07-01
HAAS, JAY, WILSON CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-11-01
LARSON FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
EVERMORE GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SUMMER HILL CAPITAL PARTNERS, LLC CCO direct 2015-03-01
OAKTOP CAPITAL MANAGEMENT II, L.P. CHIEF COMPLIANCE OFFICER direct 2015-10-01
GRIFFIN CAPITAL ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
GRIFFIN CAPITAL BDC ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FCG WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
CCV LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
MOERUS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
GRIFFIN CAPITAL CREDIT ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
COMBIAS, JOHN, ANTHONY MEMBER COMBICO, LLC 07/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01

FCG WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-09-12
Name Title Start Date Direct/Indirect % Ownership
COMBIAS, JOHN, ANTHONY PRESIDENT/SECRETARY/MANAGING MEMBER 10/01/1994 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01
COMBICO, LLC MEMBER 07/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC MEMBER direct 2014-07-01
HAAS, JAY, WILSON CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-11-01
LARSON FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
EVERMORE GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SUMMER HILL CAPITAL PARTNERS, LLC CCO direct 2015-03-01
OAKTOP CAPITAL MANAGEMENT II, L.P. CHIEF COMPLIANCE OFFICER direct 2015-10-01
GRIFFIN CAPITAL ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
GRIFFIN CAPITAL BDC ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FCG WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
CCV LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
MOERUS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
GRIFFIN CAPITAL CREDIT ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
COMBIAS, JOHN, ANTHONY MEMBER COMBICO, LLC 07/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01

FCG WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-05-02
Name Title Start Date Direct/Indirect % Ownership
COMBIAS, JOHN, ANTHONY PRESIDENT/SECRETARY/MANAGING MEMBER 10/01/1994 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01
COMBICO, LLC MEMBER 07/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC MEMBER direct 2014-07-01
HAAS, JAY, WILSON CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-11-01
LARSON FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
EVERMORE GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SUMMER HILL CAPITAL PARTNERS, LLC CCO direct 2015-03-01
OAKTOP CAPITAL MANAGEMENT II, L.P. CHIEF COMPLIANCE OFFICER direct 2015-10-01
GRIFFIN CAPITAL ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
GRIFFIN CAPITAL BDC ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FCG WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
CCV LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
MOERUS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
GRIFFIN CAPITAL CREDIT ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
COMBIAS, JOHN, ANTHONY MEMBER COMBICO, LLC 07/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01

FCG WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
COMBIAS, JOHN, ANTHONY PRESIDENT/SECRETARY/MANAGING MEMBER 10/01/1994 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01
COMBICO, LLC MEMBER 07/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC MEMBER direct 2014-07-01
HAAS, JAY, WILSON CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-11-01
LARSON FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
EVERMORE GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SUMMER HILL CAPITAL PARTNERS, LLC CCO direct 2015-03-01
OAKTOP CAPITAL MANAGEMENT II, L.P. CHIEF COMPLIANCE OFFICER direct 2015-10-01
GRIFFIN CAPITAL ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
GRIFFIN CAPITAL BDC ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FCG WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
CCV LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
MOERUS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
GRIFFIN CAPITAL CREDIT ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
COMBIAS, JOHN, ANTHONY MEMBER COMBICO, LLC 07/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01

FCG WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-11-01
Name Title Start Date Direct/Indirect % Ownership
COMBIAS, JOHN, ANTHONY PRESIDENT/SECRETARY/MANAGING MEMBER 10/01/1994 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01
COMBICO, LLC MEMBER 07/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC MEMBER direct 2014-07-01
HAAS, JAY, WILSON CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-06-01
FERRIS, BAKER WATTS INCORPORATED DIRECTOR OF COMPLIANCE, CCO direct 2004-11-01
LARSON FINANCIAL GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
EVERMORE GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SUMMER HILL CAPITAL PARTNERS, LLC CCO direct 2015-03-01
OAKTOP CAPITAL MANAGEMENT II, L.P. CHIEF COMPLIANCE OFFICER direct 2015-10-01
GRIFFIN CAPITAL ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
GRIFFIN CAPITAL BDC ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FCG WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
CCV LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
MOERUS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01
GRIFFIN CAPITAL CREDIT ADVISOR, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01
COMBIAS, JOHN, ANTHONY MEMBER COMBICO, LLC 07/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01

FCG WEALTH MANAGEMENT, LLC

ownership team - last updated 2017-12-26
Name Title Start Date Direct/Indirect % Ownership
GILKES, DALE FRANCIS, FRANCIS MARK CHIEF OPERATIONS OFFICER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-05-01
FCG WEALTH MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2014-05-01
COMBIAS, JOHN, ANTHONY PRESIDENT/SECRETARY/MANAGING MEMBER 10/01/1994 Direct 75% or more
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01
COMBICO, LLC MEMBER 07/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC MEMBER direct 2014-07-01
SILVA, EMILY, K CHIEF COMPLIANCE OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PNMAC CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-07-01
FOLIOMETRIX, LLC CHIEF COMPLIANCE OFFICER direct 2014-07-01
VII PEAKS CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
SONEN CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-05-01
CINQUE PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2014-07-01
STAR ASIA MANAGEMENT LTD CCO direct 2016-05-01
ARCADIA FUNDS, LLC CHIEF COMPLIANCE OFFICER direct 2015-07-01
CATHAY CAPITAL NA, LLC CHIEF COMPLIANCE OFFICER direct 2015-07-01
GREYSTONE BRIDGE LENDING FUND MANAGER LLC CHIEF COMPLIANCE OFFICER direct 2017-05-01
COMBIAS, JOHN, ANTHONY MEMBER COMBICO, LLC 07/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
FCG WEALTH MANAGEMENT, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG ADVISORS, LLC PRESIDENT/SECRETARY/MANAGING MEMBER direct 1994-10-01
FCG WEALTH MANAGEMENT, LLC MEMBER indirect 2014-07-01

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